REDPOINT BIO CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-03-12: Reporting owner GLAXOSMITHKLINE PLC; Form 4; Security Common Stock Warrants; Transaction E Expiration of short derivative position.
- 2007-03-30: Reporting owner Patchen David; Form 3; Security Common Stock Warrants; Transaction Holding.
- 2007-03-30: Reporting owner Kjaergaard Leif; Form 3; Security Common Stock Warrants; Transaction Holding.
- 2007-03-30: Reporting owner CHEFITZ ROBERT M; Form 3; Security Common Stock Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-03-12 | GLAXOSMITHKLINE PLC 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By Subsidiary | E Expiration of short derivative position | −528,887 0 owned after | $1.35 | 2010-03-16 | |
| 2007-03-30 holding as of filing | Patchen David Director | 3 | Common Stock Warrants Derivative · Indirect · See Footnote | Holding | $1.35 exercise price | 2007-03-30 | ||
| 2007-03-30 holding as of filing | Kjaergaard Leif Director | 3 | Common Stock Warrants Derivative · Indirect · See Footnote | Holding | $1.35 exercise price | 2007-03-30 | ||
| 2007-03-30 holding as of filing | CHEFITZ ROBERT M Director | 3 | Common Stock Warrants Derivative · Indirect · See Footnote | Holding | $1.35 exercise price | 2007-03-30 | ||
| 2007-03-30 holding as of filing | Smith Philip L Director | 3 | Common Stock Warrants Derivative · Indirect · See Footnote | Holding | $1.35 exercise price | 2007-03-30 | ||
| 2007-03-22 holding as of filing | GLAXOSMITHKLINE PLC 10% Owner | 3 | Common Stock Warrants Derivative · Indirect · By subsidiary | Holding | $1.35 exercise price | 2007-03-22 | ||
| 2007-03-22 holding as of filing | CARGILL INC 10% Owner | 3 | Common Stock Warrants Derivative · Direct | Holding | $1.35 exercise price | 2007-03-22 |