REATA PHARMACEUTICALS INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-09-26: Reporting owner CPMG Inc | Desai Antal Rohit; Form 4; Security Class B common stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-09-26: Reporting owner CPMG Inc | Desai Antal Rohit; Form 4; Security Class B common stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-09-26: Reporting owner CPMG Inc | Desai Antal Rohit; Form 4; Security Class B common stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-09-26: Reporting owner CPMG Inc | Desai Antal Rohit; Form 4; Security Class B common stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-09-26 | CPMG Inc | Desai Antal Rohit Director, 10% Owner | Director, 10% Owner | 4 | Class B common stock Derivative · Indirect · By CPMG, Inc. | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,251 0 owned after | no price filed | 2023-09-28 | |
| 2023-09-26 | CPMG Inc | Desai Antal Rohit Director, 10% Owner | Director, 10% Owner | 4 | Class B common stock Derivative · Indirect · By Mallard Fund, LP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,186 0 owned after | no price filed | 2023-09-28 | |
| 2023-09-26 | CPMG Inc | Desai Antal Rohit Director, 10% Owner | Director, 10% Owner | 4 | Class B common stock Derivative · Indirect · By Kestrel Fund, LP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −307,776 0 owned after | no price filed | 2023-09-28 | |
| 2023-09-26 | CPMG Inc | Desai Antal Rohit Director, 10% Owner | Director, 10% Owner | 4 | Class B common stock Derivative · Indirect · By CD Fund, LP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −123,279 0 owned after | no price filed | 2023-09-28 | |
| 2023-09-26 | CPMG Inc | Desai Antal Rohit Director, 10% Owner | Director, 10% Owner | 4 | Class B common stock Derivative · Indirect · By Redbird Life Sciences Partners, LP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,490 0 owned after | no price filed | 2023-09-28 | |
| 2023-09-26 | CPMG Inc | Desai Antal Rohit Director, 10% Owner | Director, 10% Owner | 4 | Class B common stock Derivative · Indirect · By Willet Fund, LP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −114,946 0 owned after | no price filed | 2023-09-28 | |
| 2023-09-26 | CPMG Inc | Desai Antal Rohit Director, 10% Owner | Director, 10% Owner | 4 | Class B common stock Derivative · Indirect · By Yellow Warbler, LP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −993,929 0 owned after | no price filed | 2023-09-28 | |
| 2023-09-26 | McGaughy R Kent Jr Director, 10% Owner | 4 | Class B common stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,692,857 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-26 | McGaughy R Kent Jr Director, 10% Owner | 4 | Class B common stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,095 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-26 | McGaughy R Kent Jr Director, 10% Owner | 4 | Class B common stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,109 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-26 | McGaughy R Kent Jr Director, 10% Owner | 4 | Class B common stock Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −278,309 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-26 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −129,308 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-26 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,732,998 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-26 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −87,776 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-26 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,215 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-26 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,492 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-26 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −313 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-26 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,000 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-26 | Meyer Colin John Officer (Chief Innovation Officer) | 4 | Class B common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −74,304 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-26 | Huff James Warren Director, Officer (Chief Executive Officer) | 4 | Class B common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −212,903 0 owned after | no price filed | 2023-09-26 | |
| 2023-09-19 holding as of filing | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 129,308 owned after | no price filed | 2023-09-19 | |
| 2023-09-19 holding as of filing | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 87,776 owned after | no price filed | 2023-09-19 | |
| 2023-09-19 holding as of filing | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 313 owned after | no price filed | 2023-09-19 | |
| 2023-09-15 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · By Trust | G Bona fide gift | −29,000 1,848,998 owned after | $0.00 | 2023-09-19 | |
| 2023-09-15 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · By Trust | G Bona fide gift | −29,000 1,819,998 owned after | $0.00 | 2023-09-19 | |
| 2023-09-15 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · By Trust | G Bona fide gift | −29,000 1,790,998 owned after | $0.00 | 2023-09-19 | |
| 2023-09-15 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · By Trust | G Bona fide gift | +29,000 29,000 owned after | $0.00 | 2023-09-19 | |
| 2023-09-15 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · By Trust | G Bona fide gift | −29,000 1,761,998 owned after | $0.00 | 2023-09-19 | |
| 2023-09-15 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · By Trust | G Bona fide gift | +29,000 29,215 owned after | $0.00 | 2023-09-19 | |
| 2023-09-15 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · By Trust | G Bona fide gift | −29,000 1,732,998 owned after | $0.00 | 2023-09-19 | |
| 2023-09-15 | ROSE WILLIAM Director | 4 | Class B Common Stock Derivative · Indirect · By Trust | G Bona fide gift | +29,000 29,492 owned after | $0.00 | 2023-09-19 | |
| 2023-07-28 | Soni Manmeet Singh Officer (COO, CFO and President) | 4 | Class B common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +75,000 75,000 owned after | $72.70 | 2023-08-01 | |
| 2023-07-28 | Soni Manmeet Singh Officer (COO, CFO and President) | 4 | Class B common stock Derivative · Direct | C Conversion of derivative security | −75,000 0 owned after | no price filed | 2023-08-01 | |
| 2023-07-28 | McClellan William D. Jr. Director | 4 | Class B common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 5,000 owned after | $26.46 | 2023-08-01 | |
| 2023-07-28 | McClellan William D. Jr. Director | 4 | Class B common stock Derivative · Direct | C Conversion of derivative security | −5,000 0 owned after | no price filed | 2023-08-01 | |
| 2023-07-28 | Bir Dawn Carter Officer (Chief Commercial Officer) | 4 | Class B common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,000 40,000 owned after | $22.57 | 2023-08-01 | |
| 2023-07-28 | Bir Dawn Carter Officer (Chief Commercial Officer) | 4 | Class B common stock Derivative · Direct | C Conversion of derivative security | −40,000 0 owned after | no price filed | 2023-08-01 | |
| 2023-07-10 holding as of filing | Huff James Warren Director, Officer (Chief Executive Officer) | 4 | Class B common stock Derivative · Direct | Holding | 212,903 owned after | no price filed | 2023-07-10 | |
| 2023-03-07 | Bir Dawn Carter Officer (Chief Commercial Officer) | 4 | Class B common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +41,630 41,630 owned after | $21.05 | 2023-03-08 | |
| 2023-03-07 | Bir Dawn Carter Officer (Chief Commercial Officer) | 4 | Class B common stock Derivative · Direct | C Conversion of derivative security | −41,630 0 owned after | no price filed | 2023-03-08 | |
| 2023-03-06 | Bir Dawn Carter Officer (Chief Commercial Officer) | 4 | Class B common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +48,370 48,370 owned after | $21.05 | 2023-03-08 | |
| 2023-03-06 | Bir Dawn Carter Officer (Chief Commercial Officer) | 4 | Class B common stock Derivative · Direct | C Conversion of derivative security | −48,370 0 owned after | no price filed | 2023-03-08 | |
| 2023-03-03 holding as of filing | Huff James Warren Director, Officer (Chief Executive Officer) | 4 | Class B common stock Derivative · Indirect · (m) | Holding | 17,617 owned after | no price filed | 2023-03-03 | |
| 2023-03-03 holding as of filing | Huff James Warren Director, Officer (Chief Executive Officer) | 4 | Class B common stock Derivative · Indirect · (m) | Holding | 17,617 owned after | no price filed | 2023-03-03 | |
| 2023-03-02 | Meyer Colin John Officer (Chief Innovation Officer) | 4 | Class B common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +88,636 162,940 owned after | $11.00 | 2023-03-06 | |
| 2023-03-02 | Meyer Colin John Officer (Chief Innovation Officer) | 4 | Class B common stock Derivative · Direct | C Conversion of derivative security | −88,636 74,304 owned after | no price filed | 2023-03-06 | |
| 2023-03-01 | Huff James Warren Director, Officer (Chief Executive Officer) | 4 | Class B common stock Derivative · Direct | C Conversion of derivative security | −75,000 212,903 owned after | no price filed | 2023-03-03 | |
| 2023-01-04 holding as of filing | Huff James Warren Director, Officer (Chief Executive Officer) | 4 | Class B common stock Derivative · Direct · (m) | Holding | 575,806 owned after | no price filed | 2023-01-04 | |
| 2023-01-04 holding as of filing | Huff James Warren Director, Officer (Chief Executive Officer) | 4 | Class B common stock Derivative · Indirect · (m) | Holding | 17,617 owned after | no price filed | 2023-01-04 | |
| 2023-01-04 holding as of filing | Huff James Warren Director, Officer (Chief Executive Officer) | 4 | Class B common stock Derivative · Indirect · (m) | Holding | 17,617 owned after | no price filed | 2023-01-04 |