Real Goods Solar, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-04-19: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2018-04-09; Total offering amount $10,750,000.
- 2018-01-19: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; Date of first sale 2018-01-04; Total offering amount $1,832,100.
- 2016-04-14: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-04-01; Total offering amount $10,000,000.
- 2014-07-14: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2014-07-02; Total offering amount $7,006,322.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2018-04-19 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2018-04-09 | $10,750,000 | $10,750,000 | $0 | 2 |
| 2018-01-19 | Rule 506(b) | OptionToAcquire | 2018-01-04 | $1,832,100 | $1,832,100 | $0 | 1 |
| 2016-04-14 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2016-04-01 | $10,000,000 | $10,000,000 | $0 | 5 |
| 2014-07-14 | Rule 506(b) | Equity; OptionToAcquire | 2014-07-02 | $7,006,322 | $7,006,322 | $0 | 24 |
| 2013-06-12 | Rule 506 | Equity; OptionToAcquire | 2013-06-03 | $9,259,178 | $9,259,178 | $0 | 12 |