ReachLocal Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-28: Reporting owner Hanks Nathan; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-24: Reporting owner Wergeles Adam F.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-12: Reporting owner Wergeles Adam F.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-09: Reporting owner Wergeles Adam F.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-28 | Hanks Nathan Director, Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 126,260 owned after | $1.03 exercise price | 2012-12-31 | |
| 2012-12-24 | Wergeles Adam F. Officer (General Counsel, Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 118,515 owned after | $9.23 exercise price | 2012-12-26 | |
| 2012-11-12 | Wergeles Adam F. Officer (General Counsel, Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,164 123,515 owned after | $9.23 exercise price | 2012-11-13 | |
| 2012-11-09 | Wergeles Adam F. Officer (General Counsel, Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,321 129,679 owned after | $9.23 exercise price | 2012-11-13 | |
| 2012-11-02 holding as of filing | Barton Kristopher Officer (Chief Product Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.42 exercise price | 2012-11-02 | ||
| 2012-09-14 | Mazur John Officer (CEO, ReachLocal Europe) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,502 9,892 owned after | $9.23 exercise price | 2012-09-14 | |
| 2012-09-13 | Mazur John Officer (CEO, ReachLocal Europe) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,601 17,394 owned after | $9.23 exercise price | 2012-09-14 | |
| 2012-09-12 | Mazur John Officer (CEO, ReachLocal Europe) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,371 34,995 owned after | $9.23 exercise price | 2012-09-14 | |
| 2012-08-08 | Wergeles Adam F. Officer (General Counsel, Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 135,000 owned after | $9.23 exercise price | 2012-08-10 | |
| 2012-08-02 | Claman Joshua Officer (Chief Revenue Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $11.93 exercise price | 2012-08-06 | |
| 2012-08-02 | Claman Joshua Officer (Chief Revenue Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $11.93 exercise price | 2012-08-06 | |
| 2012-06-25 | Wright Robert Officer (EVP & Gen Man, ReachLocal Exc) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $22.46 exercise price | 2012-06-27 | |
| 2012-06-25 | Wright Robert Officer (EVP & Gen Man, ReachLocal Exc) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,482 34,482 owned after | $13.00 exercise price | 2012-06-27 | |
| 2012-06-25 | Day David Officer (SVP, Corp. Controller & CAO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $16.71 exercise price | 2012-06-27 | |
| 2012-06-25 | Day David Officer (SVP, Corp. Controller & CAO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,173 52,173 owned after | $13.00 exercise price | 2012-06-27 | |
| 2012-06-25 | Wergeles Adam F. Officer (General Counsel, Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $22.46 exercise price | 2012-06-27 | |
| 2012-06-25 | Wergeles Adam F. Officer (General Counsel, Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,379 41,379 owned after | $13.00 exercise price | 2012-06-27 | |
| 2012-06-25 | Landsbaum Ross Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $22.46 exercise price | 2012-06-27 | |
| 2012-06-25 | Landsbaum Ross Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,379 41,379 owned after | $13.00 exercise price | 2012-06-27 | |
| 2012-06-25 | Kline Michael Officer (CSO & Pres. of Local Commerce) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $22.46 exercise price | 2012-06-27 | |
| 2012-06-25 | Kline Michael Officer (CSO & Pres. of Local Commerce) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,965 68,965 owned after | $13.00 exercise price | 2012-06-27 | |
| 2012-06-25 | Gordon Zorik Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $22.46 exercise price | 2012-06-27 | |
| 2012-06-25 | Gordon Zorik Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137,931 137,931 owned after | $13.00 exercise price | 2012-06-27 | |
| 2012-06-04 | Hanks Nathan Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,000 134,260 owned after | $1.03 exercise price | 2012-06-05 | |
| 2012-05-22 | DYKES ROBERT R B Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,402 31,402 owned after | $9.00 exercise price | 2012-05-24 | |
| 2012-05-22 | Geiger James F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,402 31,402 owned after | $9.00 exercise price | 2012-05-24 | |
| 2012-05-22 | KAIROUZ HABIB Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,402 31,402 owned after | $9.00 exercise price | 2012-05-24 | |
| 2012-05-22 | CARLICK DAVID Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,402 81,402 owned after | $9.00 exercise price | 2012-05-24 | |
| 2012-05-22 | VANTAGEPOINT VENTURE ASSOCIATES III LLC | SALZMAN ALAN E | VantagePoint Management, Inc. | VANTAGEPOINT VENTURE ASSOCIATES IV LLC | VantagePoint Venture Associates 2006, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,402 31,402 owned after | $9.00 exercise price | 2012-05-24 | |
| 2012-02-17 | Hagins Jeffrey L Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $7.86 exercise price | 2012-02-22 | |
| 2012-02-17 | Mazur John Officer (CEO, ReachLocal Europe) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $7.86 exercise price | 2012-02-22 | |
| 2012-02-17 | Day David Officer (SVP, Corp. Controller & CAO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $7.86 exercise price | 2012-02-22 | |
| 2012-02-17 | Landsbaum Ross Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,000 52,000 owned after | $7.86 exercise price | 2012-02-22 | |
| 2012-02-17 | Wright Robert Officer (EVP & Gen Man, ReachLocal Exc) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $7.86 exercise price | 2012-02-22 | |
| 2012-02-17 | Hanks Nathan Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,000 64,000 owned after | $7.86 exercise price | 2012-02-22 | |
| 2012-02-17 | Kline Michael Officer (CSO & Pres. of Local Commerce) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,000 64,000 owned after | $7.86 exercise price | 2012-02-22 | |
| 2012-02-17 | Gordon Zorik Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,000 104,000 owned after | $7.86 exercise price | 2012-02-22 | |
| 2012-02-17 | Wergeles Adam F. Officer (General Counsel, Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,000 48,000 owned after | $7.86 exercise price | 2012-02-22 |