VIVOS INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-10-26: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2018-10-10; Total offering amount $2,000,000.
- 2013-05-03: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-04-18; Total offering amount $350,000.
- 2013-03-15: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-03-01; Total offering amount $850,000.
- 2012-05-29: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-05-17; Total offering amount $1,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2018-10-26 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2018-10-10 | $2,000,000 | $725,000 | $1,275,000 | 15 |
| 2013-05-03 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-04-18 | $350,000 | $300,000 | $50,000 | 3 |
| 2013-03-15 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-03-01 | $850,000 | $525,000 | $325,000 | 3 |
| 2012-05-29 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-05-17 | $1,000,000 | $50,000 | $950,000 | 1 |