RCS Capital Corp Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-07-01: Reporting owner Thebes Partners Offshore, Ltd. | LUXOR CAPITAL PARTNERS OFFSHORE LTD | Luxor Capital Group, LP | Luxor Capital Partners, LP | LCG HOLDINGS LLC; Form 5; Security 7% Series C Convertible Prererred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2015-07-01: Reporting owner Thebes Partners Offshore, Ltd. | LUXOR CAPITAL PARTNERS OFFSHORE LTD | Luxor Capital Group, LP | Luxor Capital Partners, LP | LCG HOLDINGS LLC; Form 5; Security 7% Series C Convertible Prererred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2015-07-01: Reporting owner Thebes Partners Offshore, Ltd. | LUXOR CAPITAL PARTNERS OFFSHORE LTD | Luxor Capital Group, LP | Luxor Capital Partners, LP | LCG HOLDINGS LLC; Form 5; Security 7% Series C Convertible Prererred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-07-01 | Thebes Partners Offshore, Ltd. | LUXOR CAPITAL PARTNERS OFFSHORE LTD | Luxor Capital Group, LP | Luxor Capital Partners, LP | LCG HOLDINGS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 5 | 7% Series C Convertible Prererred Stock Derivative · Indirect · By Luxor Capital Partners, LP | J Other acquisition or disposition (describe transaction) | $13.00 exercise price | 2016-02-16 | ||
| 2015-07-01 | Thebes Partners Offshore, Ltd. | LUXOR CAPITAL PARTNERS OFFSHORE LTD | Luxor Capital Group, LP | Luxor Capital Partners, LP | LCG HOLDINGS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 5 | 7% Series C Convertible Prererred Stock Derivative · Indirect · By Luxor Capital Partners Offshore Master Fund, LP | J Other acquisition or disposition (describe transaction) | $13.00 exercise price | 2016-02-16 | ||
| 2015-07-01 | Thebes Partners Offshore, Ltd. | LUXOR CAPITAL PARTNERS OFFSHORE LTD | Luxor Capital Group, LP | Luxor Capital Partners, LP | LCG HOLDINGS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 5 | 7% Series C Convertible Prererred Stock Derivative · Indirect · By Thebes Offshore Master Fund, LP | J Other acquisition or disposition (describe transaction) | $13.00 exercise price | 2016-02-16 |