RAYTHEON CO/ Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-28: Reporting owner Yuse Richard R; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-28: Reporting owner Kennedy Thomas A; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-05-29: Reporting owner Yuse Richard R; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-03-23: Reporting owner Yuse Richard R; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-28 | Yuse Richard R Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −409 26,489 owned after | $0.00 | 2016-11-30 | |
| 2016-11-28 | Kennedy Thomas A Director, Officer (Chairman and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,339 30,148 owned after | $0.00 | 2016-11-30 | |
| 2016-05-29 | Yuse Richard R Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 26,898 owned after | $0.00 | 2016-06-01 | |
| 2016-03-23 | Yuse Richard R Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,496 29,648 owned after | $0.00 | 2016-03-24 | |
| 2016-03-23 | Kennedy Thomas A Director, Officer (Chairman and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,487 31,487 owned after | $0.00 | 2016-03-24 |