RATTLER MIDSTREAM LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-03-19: Reporting owner Van't Hof Matthew Kaes; Form 4; Security Common units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2019-08-09: Reporting owner Stice Travis D.; Form 4; Security Common units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2019-05-28: Reporting owner Stice Travis D.; Form 4; Security Common units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2019-05-28: Reporting owner Argo Laurie H; Form 4; Security Common units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-03-19 | Van't Hof Matthew Kaes Director, Officer (President) | 4 | Common units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,000 1,148,857 owned after | $4.21 | 2020-03-23 | |
| 2019-08-09 | Stice Travis D. Director, Officer (Chief Executive Officer) | 4 | Common units representing limited partner interests Non-derivative · Indirect · By Stice Investments, Ltd. | P Open market or private purchase of non-derivative or derivative security | +5,695 204,981 owned after | $17.56 | 2019-08-12 | |
| 2019-05-28 | Stice Travis D. Director, Officer (Chief Executive Officer) | 4 | Common units representing limited partner interests Non-derivative · Indirect · By Stice Investments, Ltd. | P Open market or private purchase of non-derivative or derivative security | +85,000 199,286 owned after | $17.50 | 2019-05-29 | |
| 2019-05-28 | Argo Laurie H Director | 4 | Common units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 6,214 owned after | $17.50 | 2019-05-29 | |
| 2019-05-28 | WEST STEVEN E Director | 4 | Common units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +28,550 34,264 owned after | $17.50 | 2019-05-29 | |
| 2019-05-28 | Dick Teresa L. Officer (See Remarks) | 4 | Common units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,000 65,143 owned after | $17.50 | 2019-05-29 | |
| 2019-05-28 | VIVAR ARTURO Director | 4 | Common units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +14,250 19,964 owned after | $17.50 | 2019-05-29 | |
| 2019-05-28 | Zmigrosky Matt Officer (See Remarks) | 4 | Common units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000 25,857 owned after | $17.50 | 2019-05-29 |