Raptor Pharmaceutical Corp Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-18: Reporting owner Daley Thomas E; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-10-03: Reporting owner Hyperion Trading Segregated Portfolio; Form 3; Security Contracts for Difference; Transaction Holding.
- 2014-10-03: Reporting owner Hyperion Trading Segregated Portfolio; Form 3; Security Contracts for Difference; Transaction Holding.
- 2014-10-03: Reporting owner Hyperion Trading Segregated Portfolio; Form 3; Security Contracts for Difference; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-18 | Daley Thomas E Officer (Chief Business Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 62,864 owned after | $3.54 exercise price | 2015-06-22 |