Rain Oncology Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-11-08: Reporting owner Davis Aaron I.; Form 4; Security Non-Voting Common Stock; Transaction Holding.
- 2022-11-04: Reporting owner Davis Aaron I.; Form 4; Security Non-Voting Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-04-27: Reporting owner Boxer Asset Management Inc. | LEWIS JOSEPH | Boxer Capital, LLC; Form 4; Security Non-Voting Common Stock; Transaction C Conversion of derivative security.
- 2021-04-27: Reporting owner Davis Aaron I. | MVA Investors, LLC; Form 4; Security Non-Voting Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-11-08 holding as of filing | Davis Aaron I. Director | 4 | Non-Voting Common Stock Derivative · Indirect · See footnote | Holding | 79,726 owned after | no price filed | 2022-11-08 | |
| 2022-11-04 | Davis Aaron I. Director | 4 | Non-Voting Common Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +400,000 3,422,489 owned after | $5.83 | 2022-11-08 | |
| 2021-04-27 | Boxer Asset Management Inc. | LEWIS JOSEPH | Boxer Capital, LLC 10% Owner | 10% Owner | Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Direct | C Conversion of derivative security | +3,022,489 79,726 owned after | $0.00 | 2021-04-27 | |
| 2021-04-27 | Davis Aaron I. | MVA Investors, LLC Director, 10% Owner | Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | +3,022,489 3,022,489 owned after | $0.00 | 2021-04-27 | |
| 2021-04-27 | Davis Aaron I. | MVA Investors, LLC Director, 10% Owner | Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Direct · (m) | C Conversion of derivative security | +79,726 79,726 owned after | $0.00 | 2021-04-27 |