QUIKSILVER INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-22: Reporting owner Healy Greg; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-22: Reporting owner Chambolle Thomas; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-22: Reporting owner Agnes Pierre; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-05-11: Reporting owner Sweet Andrew; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-22 | Healy Greg Officer (President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 0 owned after | $0.86 exercise price | 2015-06-24 | |
| 2015-06-22 | Chambolle Thomas Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 0 owned after | $0.86 exercise price | 2015-06-24 | |
| 2015-06-22 | Agnes Pierre Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,300,000 1,300,000 owned after | $0.86 exercise price | 2015-06-24 | |
| 2015-05-11 | Sweet Andrew Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.62 exercise price | 2015-05-12 | |
| 2015-05-11 | Clarke Michael A. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.62 exercise price | 2015-05-12 | |
| 2015-05-11 | Berardino Joseph F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.62 exercise price | 2015-05-12 | |
| 2015-04-02 holding as of filing | Chambolle Thomas Officer (CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.72 exercise price | 2015-04-02 | ||
| 2015-04-02 holding as of filing | Healy Greg Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.08 exercise price | 2015-04-02 | ||
| 2015-04-02 holding as of filing | Healy Greg Officer (President) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $5.08 exercise price | 2015-04-02 | ||
| 2015-04-02 holding as of filing | Healy Greg Officer (President) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $5.20 exercise price | 2015-04-02 | ||
| 2015-03-17 | Numitor Governance S.a r.l. | Rhone Group L.L.C. Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Numitor Governance S.a r.l. | Rhone Group L.L.C. Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 85,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Rhone Capital III L.P. | Triton Coinvestment SPV L.P. | Rea Silvia GP C.V. | Triton SPV L.P. | Rhone Holdings III L.L.C. | Romolo Holdings C.V. | Triton Onshore SPV L.P. | Triton Offshore SPV L.P. | Triton GP SPV LLC | Rhone Capital L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Rhone Capital III L.P. | Triton Coinvestment SPV L.P. | Rea Silvia GP C.V. | Triton SPV L.P. | Rhone Holdings III L.L.C. | Romolo Holdings C.V. | Triton Onshore SPV L.P. | Triton Offshore SPV L.P. | Triton GP SPV LLC | Rhone Capital L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 85,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Sweet Andrew Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Sweet Andrew Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Sweet Andrew Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Sweet Andrew Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Sweet Andrew Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | LANGMAN M STEVEN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | LANGMAN M STEVEN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Dolan Elizabeth G. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | BARNUM WILLIAM M JR Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | BARNUM WILLIAM M JR Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | BARNUM WILLIAM M JR Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Clarke Michael A. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Clarke Michael A. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Beetz Bernd Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Berardino Joseph F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Berardino Joseph F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.70 exercise price | 2015-03-18 | |
| 2015-03-17 | Berardino Joseph F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.70 exercise price | 2015-03-18 |