QUESTCOR PHARMACEUTICALS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-14: Reporting owner THOMPSON VIRGIL D; Form 4; Security COMMON NON-QUAL STOCK OPTION (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2007-12-06: Reporting owner Stuart George Michel; Form 4; Security Employee Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-15: Reporting owner FARRELL STEPHEN C; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-15: Reporting owner FARRELL STEPHEN C; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-14 | THOMPSON VIRGIL D Director | 4 | COMMON NON-QUAL STOCK OPTION (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 235,936 owned after | $3.61 | 2007-12-18 | |
| 2007-12-06 | Stuart George Michel Officer (Senior VP - Finance & CFO) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,000 281,250 owned after | $0.61 | 2007-12-10 | |
| 2007-11-15 | FARRELL STEPHEN C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.45 exercise price | 2007-11-20 | |
| 2007-11-15 | FARRELL STEPHEN C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $4.45 exercise price | 2007-11-20 | |
| 2007-11-12 | FARRELL STEPHEN C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.92 | 2007-11-14 | |
| 2007-10-18 | Rubin Robert Joseph Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.00 exercise price | 2007-10-22 | |
| 2007-09-24 | Rubin Robert Joseph Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.60 | 2007-09-26 | |
| 2007-07-16 | Young David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $0.43 | 2007-07-18 | |
| 2007-07-02 | BAILEY DON M Director, Officer (Director, Interim President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +320,000 320,000 owned after | $0.44 | 2007-07-05 | |
| 2007-07-02 | BAILEY DON M Director, Officer (Director, Interim President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.44 | 2007-07-05 | |
| 2007-05-20 | BAILEY DON M Director, Officer (Interim President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $0.65 exercise price | 2007-05-22 | |
| 2007-05-11 | Young David Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.87 exercise price | 2007-05-15 | |
| 2007-02-09 | Fares James Lawrence Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $1.37 | 2007-02-14 | |
| 2007-02-09 | Medeiros David Jeffrey Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,000 140,000 owned after | $1.37 | 2007-02-14 | |
| 2007-02-09 | Liebler Eric J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.37 | 2007-02-14 | |
| 2007-02-09 | Stuart George Michel Officer (Sr. VP Finance, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,000 140,000 owned after | $1.37 | 2007-02-14 | |
| 2007-02-09 | Chambliss Craig Charles Officer (VP, Sales & Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.37 | 2007-02-14 | |
| 2007-02-09 | Cartt Stephen LaHue Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $1.37 | 2007-02-14 | |
| 2007-01-01 | BAILEY DON M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.47 | 2007-01-08 | |
| 2007-01-01 | BAILEY DON M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.47 | 2007-01-08 | |
| 2007-01-01 | BAILEY DON M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $1.47 | 2007-01-08 | |
| 2007-01-01 | BRADSHER NEAL C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 112,500 owned after | $1.47 | 2007-01-04 | |
| 2007-01-01 | BRADSHER NEAL C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 122,500 owned after | $1.47 | 2007-01-04 | |
| 2007-01-01 | BRADSHER NEAL C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 130,000 owned after | $1.47 | 2007-01-04 | |
| 2007-01-01 | Young David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.47 | 2007-01-04 | |
| 2007-01-01 | THOMPSON VIRGIL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.47 | 2007-01-04 | |
| 2007-01-01 | THOMPSON VIRGIL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.47 | 2007-01-04 | |
| 2007-01-01 | THOMPSON VIRGIL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $1.47 | 2007-01-04 | |
| 2007-01-01 | Lapointe Gregg Anthony Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.47 | 2007-01-04 | |
| 2007-01-01 | Lapointe Gregg Anthony Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.47 | 2007-01-04 | |
| 2007-01-01 | Hansen Albert Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.47 | 2007-01-04 | |
| 2007-01-01 | Hansen Albert Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.47 | 2007-01-04 |