QUALITY DISTRIBUTION INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-29: Reporting owner ENZOR GARY; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-29: Reporting owner ENZOR GARY; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-29: Reporting owner ENZOR GARY; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-14: Reporting owner Ernst Melissa M; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-29 | ENZOR GARY Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $6.68 exercise price | 2014-09-03 | |
| 2014-08-29 | ENZOR GARY Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $4.50 exercise price | 2014-09-03 | |
| 2014-08-29 | ENZOR GARY Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $2.47 exercise price | 2014-09-03 | |
| 2014-08-14 holding as of filing | Ernst Melissa M Officer (Senior VP - HR and Driver Serv) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $7.94 exercise price | 2014-08-14 | ||
| 2014-08-14 holding as of filing | Ernst Melissa M Officer (Senior VP - HR and Driver Serv) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2014-08-14 | ||
| 2014-08-14 holding as of filing | Ernst Melissa M Officer (Senior VP - HR and Driver Serv) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.47 exercise price | 2014-08-14 | ||
| 2014-08-14 holding as of filing | Ernst Melissa M Officer (Senior VP - HR and Driver Serv) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.25 exercise price | 2014-08-14 | ||
| 2014-08-14 holding as of filing | Ernst Melissa M Officer (Senior VP - HR and Driver Serv) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.82 exercise price | 2014-08-14 | ||
| 2014-08-14 holding as of filing | Ernst Melissa M Officer (Senior VP - HR and Driver Serv) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.66 exercise price | 2014-08-14 | ||
| 2014-08-14 holding as of filing | Ernst Melissa M Officer (Senior VP - HR and Driver Serv) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $12.82 exercise price | 2014-08-14 | ||
| 2014-08-14 holding as of filing | Ernst Melissa M Officer (Senior VP - HR and Driver Serv) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.48 exercise price | 2014-08-14 | ||
| 2014-08-13 | Wilson John T. Officer (Sr.V.P., General Counsel & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 27,500 owned after | $10.65 exercise price | 2014-08-14 | |
| 2014-05-30 | TROY JOSEPH J Officer (E.V.P. and C.F.O.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 100,000 owned after | $6.52 exercise price | 2014-06-03 | |
| 2014-05-30 | ENZOR GARY Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $5.15 exercise price | 2014-06-03 | |
| 2014-05-29 | MARCHESE RICHARD B Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $6.02 exercise price | 2014-06-02 | |
| 2014-05-29 | MARCHESE RICHARD B Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $3.82 exercise price | 2014-06-02 | |
| 2014-05-29 | MIKLICH THOMAS R Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $1.25 exercise price | 2014-06-02 | |
| 2014-05-21 | Giroir Scott D. Officer (Pres of Boasso America) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $4.39 exercise price | 2014-05-22 | |
| 2014-05-21 | Giroir Scott D. Officer (Pres of Boasso America) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $2.47 exercise price | 2014-05-22 | |
| 2014-05-07 | Strutz Randall T Officer (Pres of Quality Carriers, Inc.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 0 owned after | $7.38 exercise price | 2014-05-09 | |
| 2014-03-06 | MARCHESE RICHARD B Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $9.20 exercise price | 2014-03-07 | |
| 2014-03-03 | SCHUMACHER ALAN H Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $9.20 exercise price | 2014-03-05 |