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Prospect Capital Corporation (PSEC) Form 40-APP: Application for exemptive relief (Investment Company Act)

Prospect Capital Corporation Form 40-APP: Application for exemptive relief (Investment Company Act)

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2025-11-26: Form 40-APP/A; Description 40-APP/A; Document pseccoinvestmentappar1.htm.
  • 2025-07-10: Form 40-APP; Description 40-APP; Document pseccoinvestmentapp.htm.
  • 2022-06-03: Form 40-APP/A; Description AMENDMENT NO. 1 TO FORM 40-APP; Document ea161109-40appa1_prospectcap.htm.
  • 2022-04-29: Form 40-APP; Description FORM 40-APP; Document ea158558-40app_prospectcap.htm.
FiledFormPeriod of reportDescriptionDocument
2025-11-2640-APP/A40-APP/Apseccoinvestmentappar1.htm
2025-07-1040-APP40-APPpseccoinvestmentapp.htm
2022-06-0340-APP/AAMENDMENT NO. 1 TO FORM 40-APPea161109-40appa1_prospectcap.htm
2022-04-2940-APPFORM 40-APPea158558-40app_prospectcap.htm
2021-08-0540-APPFORM 40-APPes002_40app.htm
2020-08-0740-APP/AFORM 40-APP/Aform40-appa.htm
2020-07-1040-APP/AAMENDMENT NO. 4 TO 40-APPea123958-40appa4_prospect.htm
2020-03-1140-APP40-APP FOR PROSPECT CAPITAL CORP, PROSPECT CAPITAL MANAGEMENT, PROSPECT YIELD CO40app.htm
2020-03-1140-APP/AAMENDED FORM 40-APPea119492-40appa4_prospect.htm
2019-12-0240-APP/AAMENDMENT NO. 3 TO 40-APPf40app082619a3_prospectcap.htm
2019-10-1140-APP/AAMENDMENT NO. 3 TO FORM 40-APPf40app100919a3_prospectcap.htm
2019-08-2640-APP/AAMENDMENT NO. 2 TO 40-APPf40app082619a2_prospectcap.htm
2019-06-0740-APP/AAMENDMENT NO. 1 TO 40-APPf40app060719a1_prospectcap.htm
2019-05-3140-APP/AAMENDMENT NO. 1 TO 40-APPf40app052919a1_prospectcap.htm
2018-11-1640-APPAPPLICATION FOR AN AMENDED ORDERf40app111618_prospectcap.htm
2018-04-1840-APPAPPLICATION FOR AN ORDERf40app041818_prospectcapital.htm
2015-10-0240-APP/A40-APP/Aa2015_10x02-amendedexempti.htm
2015-05-1940-APP40-APPa2015518-exemptiveapplicat.htm
2013-12-0440-APP/A40-APP/Aa13-25667_140appa.htm
2013-08-0940-APP40-APPa13-18377_140app.htm