PROTEONOMIX, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-01-03: Reporting owner Byle Steve Mark; Form 5; Security Series D Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-01-03: Reporting owner McNiece Ian; Form 5; Security Series D Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-01-03: Reporting owner Cohen Moshe Michael; Form 5; Security Series D Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-01-03: Reporting owner FIDLER ROGER; Form 5; Security Series D Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-01-03 | Byle Steve Mark Director | 5 | Series D Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $76,920.00 | 2012-06-18 | |
| 2012-01-03 | McNiece Ian Director, Officer (Chief Scientific Officer) | 5 | Series D Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $23,076.00 | 2012-06-18 | |
| 2012-01-03 | Cohen Moshe Michael Officer (CEO) | 5 | Series D Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $99,996.00 | 2012-06-18 | |
| 2012-01-03 | FIDLER ROGER Director | 5 | Series D Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $53,874.00 | 2012-06-18 | |
| 2009-11-04 holding as of filing | Cohen Moshe Michael Director, Officer (CEO) | 3 | SERIES A1 PREFERRED Non-derivative · Direct · (m) | Holding | 200,000 owned after | no price filed | 2009-11-04 | |
| 2009-11-04 holding as of filing | Cohen Moshe Michael Director, Officer (CEO) | 3 | SERIES B PREFERRED Non-derivative · Direct · (m) | Holding | 6 owned after | no price filed | 2009-11-04 | |
| 2009-11-04 holding as of filing | Cohen Moshe Michael Director, Officer (CEO) | 3 | Convertable Series A1 Preferred Derivative · Direct | Holding | no price filed | 2009-11-04 |