ProSight Global, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows, 79 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-08-04: Reporting owner GOLDMAN, SACHS MANAGEMENT GP GMBH | GS Advisors VI, L.L.C. | GS Capital Partners VI GmbH & Co KG; Form 4; Security Restricted Stock Units; Transaction J Other acquisition or disposition (describe transaction).
- 2021-08-04: Reporting owner GOLDMAN SACHS GROUP INC | ProSight Equity Managment Inc. | GOLDMAN SACHS & CO. LLC | GSCP VI Offshore Advisors, L.L.C. | GSCP VI Advisors, L.L.C. | GS Capital Partners VI Offshore Fund, L.P. | ProSight Parallel Investment LLC | ProSight Investment LLC | GS Capital Partners VI Fund, L.P. | GS Capital Partners VI Parallel LP; Form 4; Security Restricted Stock Units; Transaction J Other acquisition or disposition (describe transaction).
- 2021-08-04: Reporting owner Arnold Anthony; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-08-04: Reporting owner CARLSEN STEVEN W; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-08-04 | GOLDMAN, SACHS MANAGEMENT GP GMBH | GS Advisors VI, L.L.C. | GS Capital Partners VI GmbH & Co KG 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −11,043 0 owned after | $12.85 | 2021-08-06 | |
| 2021-08-04 | GOLDMAN SACHS GROUP INC | ProSight Equity Managment Inc. | GOLDMAN SACHS & CO. LLC | GSCP VI Offshore Advisors, L.L.C. | GSCP VI Advisors, L.L.C. | GS Capital Partners VI Offshore Fund, L.P. | ProSight Parallel Investment LLC | ProSight Investment LLC | GS Capital Partners VI Fund, L.P. | GS Capital Partners VI Parallel LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −11,043 0 owned after | $12.85 | 2021-08-06 | |
| 2021-08-04 | Arnold Anthony Director | 4 | Restricted Stock Units Derivative · Indirect · See Footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,043 0 owned after | $12.85 | 2021-08-06 | |
| 2021-08-04 | CARLSEN STEVEN W Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −66,532 0 owned after | no price filed | 2021-08-06 | |
| 2021-08-04 | Leathers Eric W Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,043 0 owned after | no price filed | 2021-08-06 | |
| 2021-08-04 | DWYER CLEMENT S JR Director | 4 | Restricted Stock Units Derivative · Indirect · By Clement S. Dwyer, Jr. and Martha H. Dwyer 2015 Family Trust | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,450 0 owned after | no price filed | 2021-08-06 | |
| 2021-08-04 | Hooda Sheila Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,311 0 owned after | no price filed | 2021-08-06 | |
| 2021-08-04 | SCHIFTER RICHARD P Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,043 0 owned after | no price filed | 2021-08-06 | |
| 2021-08-04 | Spriggs Otha T. III Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,429 0 owned after | no price filed | 2021-08-06 | |
| 2021-08-04 | PISZEL ANTHONY S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −146,235 21,588 owned after | no price filed | 2021-08-06 | |
| 2021-08-04 | PISZEL ANTHONY S Officer (Chief Financial Officer) | 4 | Performance-based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,588 0 owned after | no price filed | 2021-08-06 | |
| 2021-08-04 | Waleski Anne G Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,947 0 owned after | no price filed | 2021-08-06 | |
| 2021-08-04 | Hannon Lawrence Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −333,659 20,714 owned after | no price filed | 2021-08-06 | |
| 2021-08-04 | Hannon Lawrence Director, Officer (President and CEO) | 4 | Performance-based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,714 0 owned after | no price filed | 2021-08-06 | |
| 2021-04-30 | Helgason Magnus T Director | 4 | Restricted Stock Units Derivative · Indirect · See Footnotes | C Conversion of derivative security | −9,183 11,043 owned after | no price filed | 2021-07-15 | |
| 2021-04-30 | Arnold Anthony Director | 4 | Restricted Stock Units Derivative · Indirect · See Footnotes | C Conversion of derivative security | −9,183 11,043 owned after | no price filed | 2021-07-15 | |
| 2021-04-30 | GOLDMAN SACHS GROUP INC | GOLDMAN SACHS & CO. LLC 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · See Footnotes | C Conversion of derivative security | −9,183 11,043 owned after | no price filed | 2021-07-15 | |
| 2020-09-28 | Arnold Anthony Director | 4 | Restricted Stock Units Derivative · Indirect · See footnotes | X Exercise of in-the-money or at-the-money derivative security | −1,860 20,226 owned after | no price filed | 2020-09-30 | |
| 2020-09-28 | Helgason Magnus T Director | 4 | Restricted Stock Units Derivative · Indirect · See footnotes | X Exercise of in-the-money or at-the-money derivative security | −1,860 20,226 owned after | no price filed | 2020-09-30 | |
| 2020-09-28 | GOLDMAN SACHS GROUP INC | GOLDMAN SACHS & CO. LLC 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · See footnotes | X Exercise of in-the-money or at-the-money derivative security | −1,860 20,226 owned after | no price filed | 2020-09-30 | |
| 2020-07-25 | PISZEL ANTHONY S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,401 10,908 owned after | no price filed | 2020-07-28 | |
| 2020-07-25 | Hannon Lawrence Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,892 11,965 owned after | no price filed | 2020-07-28 | |
| 2020-07-25 | BAILEY ROBERT W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,455 4,986 owned after | no price filed | 2020-07-28 | |
| 2020-07-25 | Papalia Frank Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,375 2,792 owned after | no price filed | 2020-07-28 | |
| 2020-06-30 | Arnold Anthony Director | 4 | Restricted Stock Units Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,183 11,043 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | GOLDMAN SACHS GROUP INC | GOLDMAN SACHS & CO. LLC 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,366 22,086 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | Helgason Magnus T Director | 4 | Restricted Stock Units Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,183 9,183 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | DWYER CLEMENT S JR Director | 4 | Restricted Stock Units Derivative · Indirect · By Clement S. Dwyer, Jr. and Martha H. Dwyer 2015 Family Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 16,786 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | Waleski Anne G Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,947 8,947 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | Spriggs Otha T. III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,750 16,429 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | Schnitzer Bruce William Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 16,786 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | SCHIFTER RICHARD P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,183 11,043 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | Leathers Eric W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,183 11,043 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | Hooda Sheila Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,484 17,311 owned after | no price filed | 2020-07-02 | |
| 2020-06-30 | CARLSEN STEVEN W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,368 19,868 owned after | no price filed | 2020-07-02 | |
| 2020-03-02 holding as of filing | Helgason Magnus T Director | 3 | Restricted Stock Units Derivative · Indirect · See footnotes | Holding | no price filed | 2020-03-02 | ||
| 2020-02-28 | Schnitzer Bruce William Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +179 6,786 owned after | no price filed | 2020-03-03 | |
| 2020-02-28 | BAILEY ROBERT W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,730 17,319 owned after | no price filed | 2020-03-03 | |
| 2020-02-28 | BAILEY ROBERT W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,341 151,023 owned after | no price filed | 2020-03-03 | |
| 2020-02-28 | Hannon Lawrence Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,596 29,205 owned after | no price filed | 2020-03-03 | |
| 2020-02-28 | Hannon Lawrence Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,831 167,488 owned after | no price filed | 2020-03-03 | |
| 2020-02-28 | Papalia Frank Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,257 20,995 owned after | no price filed | 2020-03-03 | |
| 2020-02-28 | Papalia Frank Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,114 93,337 owned after | no price filed | 2020-03-03 | |
| 2020-02-28 | PISZEL ANTHONY S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,156 12,817 owned after | no price filed | 2020-03-03 | |
| 2020-02-28 | PISZEL ANTHONY S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,090 135,267 owned after | no price filed | 2020-03-03 | |
| 2019-11-21 | Rajpal Sumit Director | 4 | Restricted Stock Units Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | no price filed | 2019-11-25 | |
| 2019-11-21 | GOLDMAN SACHS GROUP INC | GOLDMAN SACHS & CO. LLC 10% Owner | 10% Owner | 4/A | Restricted Stock Units Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | +3,720 3,720 owned after | no price filed | 2019-11-25 | |
| 2019-11-21 | Arnold Anthony Director | 4 | Restricted Stock Units Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | no price filed | 2019-11-25 | |
| 2019-11-21 | Leathers Eric W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | no price filed | 2019-11-25 | |
| 2019-11-21 | SCHIFTER RICHARD P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | no price filed | 2019-11-25 | |
| 2019-11-15 | PISZEL ANTHONY S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,523 18,973 owned after | no price filed | 2019-11-19 | |
| 2019-11-15 | Papalia Frank Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,142 30,252 owned after | no price filed | 2019-11-19 | |
| 2019-11-15 | Hannon Lawrence Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,470 45,801 owned after | no price filed | 2019-11-19 | |
| 2019-11-15 | Beneducci Joseph J | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,791 66,415 owned after | no price filed | 2019-11-19 | |
| 2019-11-15 | BAILEY ROBERT W Officer (Chief Underwriting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,791 28,049 owned after | no price filed | 2019-11-19 | |
| 2019-07-25 | Schnitzer Bruce William Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,607 6,607 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | Papalia Frank Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +124,451 124,451 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | Papalia Frank Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,167 4,167 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | PISZEL ANTHONY S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,357 180,357 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | PISZEL ANTHONY S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,369 16,369 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | BAILEY ROBERT W Officer (Chief Underwriting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +201,364 201,364 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | BAILEY ROBERT W Officer (Chief Underwriting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,441 7,441 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | BAILEY ROBERT W Officer (Chief Underwriting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | Hannon Lawrence Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +223,319 223,319 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | Hannon Lawrence Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,857 17,857 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | Hannon Lawrence Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | Hooda Sheila Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,827 2,827 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | CARLSEN STEVEN W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | Spriggs Otha T. III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,679 2,679 owned after | no price filed | 2019-07-26 | |
| 2019-07-25 | DWYER CLEMENT S JR Director | 4 | Restricted Stock Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,786 6,786 owned after | no price filed | 2019-07-26 | |
| 2019-07-24 | Schnitzer Bruce William Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,736 54,736 owned after | no price filed | 2019-07-26 | |
| 2019-07-24 | Beneducci Joseph J | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,206 104,206 owned after | no price filed | 2019-07-26 | |
| 2019-07-24 | Beneducci Joseph J | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,600 64,600 owned after | no price filed | 2019-07-26 | |
| 2019-07-24 | Papalia Frank Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,394 37,394 owned after | no price filed | 2019-07-26 | |
| 2019-07-24 | PISZEL ANTHONY S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,496 24,496 owned after | no price filed | 2019-07-26 | |
| 2019-07-24 | BAILEY ROBERT W Officer (Chief Underwriting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,840 35,840 owned after | no price filed | 2019-07-26 | |
| 2019-07-24 | Hannon Lawrence Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,271 57,271 owned after | no price filed | 2019-07-26 | |
| 2019-07-24 | CARLSEN STEVEN W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,664 46,664 owned after | no price filed | 2019-07-26 | |
| 2019-07-24 | DWYER CLEMENT S JR Director | 4 | Restricted Stock Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,664 46,664 owned after | no price filed | 2019-07-26 |