PROMETHEUS BIOSCIENCES, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-11-12: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-10-30; Total offering amount $130,000,000.
- 2020-04-10: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2019-06-30; Total offering amount $60,000,000.
- 2019-07-15: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2019-06-30; Total offering amount $50,000,000.
- 2018-11-28: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-11-14; Total offering amount $20,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-11-12 | Rule 506(b) | Equity | 2020-10-30 | $130,000,000 | $50,000,000 | $80,000,000 | 15 |
| 2020-04-10 D/A | Rule 506(b) | Equity | 2019-06-30 | $60,000,000 | $48,063,500 | $11,936,500 | 11 |
| 2019-07-15 | Rule 506(b) | Equity | 2019-06-30 | $50,000,000 | $20,000,000 | $30,000,000 | 2 |
| 2018-11-28 | Rule 506(b) | Equity | 2018-11-14 | $20,000,000 | $10,086,407 | $9,913,593 | 22 |