PROLOGIS Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 110 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-03: Reporting owner Palazzolo Lori A; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-06-03: Reporting owner NEKRITZ EDWARD S; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-06-03: Reporting owner STEUERT D MICHAEL; Form 4; Security Deferred Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-06-03: Reporting owner STEUERT D MICHAEL; Form 4; Security Phantom Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-03 | Palazzolo Lori A Officer (SVP Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,694 0 owned after | $0.00 | 2011-06-07 | |
| 2011-06-03 | NEKRITZ EDWARD S Officer (General Counsel and Secretary) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −310,345 0 owned after | $0.00 | 2011-06-07 | |
| 2011-06-03 | STEUERT D MICHAEL Director | 4 | Deferred Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,573 0 owned after | $0.00 | 2011-06-07 | |
| 2011-06-03 | STEUERT D MICHAEL Director | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,657 0 owned after | $0.00 | 2011-06-07 | |
| 2011-06-03 | LYONS IRVING F III Director | 4 | Deferred Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,468 0 owned after | $0.00 | 2011-06-07 | |
| 2011-06-03 | LYONS IRVING F III Director | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,240 0 owned after | $0.00 | 2011-06-07 | |
| 2011-06-03 | LYONS IRVING F III Director | 4 | ProLogis Limited Partnership-I Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −176,363 0 owned after | $0.00 | 2011-06-07 | |
| 2011-06-03 | GARVEY CHRISTINE Director | 4 | Deferred Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,716 0 owned after | $0.00 | 2011-06-07 | |
| 2011-06-03 | FOTIADES GEORGE L Director | 4 | Deferred Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,573 0 owned after | $0.00 | 2011-06-07 | |
| 2011-06-03 | FOTIADES GEORGE L Director | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,046 0 owned after | $0.00 | 2011-06-07 | |
| 2011-06-03 | Zulberti Andrea M Director | 4 | Deferred Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,716 0 owned after | $0.00 | 2011-06-06 | |
| 2011-06-03 | Zulberti Andrea M Director | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,472 0 owned after | $0.00 | 2011-06-06 | |
| 2011-06-03 | TEIXEIRA J ANDRE Director | 4 | Deferred Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,573 0 owned after | $0.00 | 2011-06-06 | |
| 2011-06-03 | JACOBS DR DONALD P Director | 4 | Deferred Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,573 0 owned after | $0.00 | 2011-06-06 | |
| 2011-06-03 | JACOBS DR DONALD P Director | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −48,870 0 owned after | $0.00 | 2011-06-06 | |
| 2011-06-03 | JACKSON LAWRENCE V Director | 4 | Deferred Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,011 0 owned after | $0.00 | 2011-06-06 | |
| 2011-06-03 | JACKSON LAWRENCE V Director | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,119 0 owned after | $0.00 | 2011-06-06 | |
| 2011-06-03 | FEINBERG STEPHEN L Director | 4 | Deferred Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,573 0 owned after | $0.00 | 2011-06-06 | |
| 2011-06-03 | FEINBERG STEPHEN L Director | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −67,141 0 owned after | $0.00 | 2011-06-06 | |
| 2011-06-02 | JACOBS DR DONALD P Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,040 48,870 owned after | $0.00 | 2011-06-06 | |
| 2011-06-02 | JACKSON LAWRENCE V Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +924 22,119 owned after | $0.00 | 2011-06-06 | |
| 2011-06-02 | FEINBERG STEPHEN L Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,907 67,141 owned after | $0.00 | 2011-06-06 | |
| 2011-06-02 | NEKRITZ EDWARD S Officer (General Counsel and Secretary) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 310,345 owned after | $0.00 | 2011-06-03 | |
| 2011-05-25 | STEUERT D MICHAEL Director | 4 | Deferred Share Units dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191 33,573 owned after | $0.00 | 2011-06-07 | |
| 2011-05-25 | STEUERT D MICHAEL Director | 4 | Phantom Shares dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +201 28,657 owned after | $0.00 | 2011-06-07 | |
| 2011-05-25 | LYONS IRVING F III Director | 4 | Deferred Share Units dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64 15,468 owned after | $0.00 | 2011-06-07 | |
| 2011-05-25 | LYONS IRVING F III Director | 4 | Phantom Shares dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15 2,240 owned after | $0.00 | 2011-06-07 | |
| 2011-05-25 | GARVEY CHRISTINE Director | 4 | Deferred Share Units dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165 29,716 owned after | $0.00 | 2011-06-07 | |
| 2011-05-25 | FOTIADES GEORGE L Director | 4 | Deferred Share Units dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191 33,573 owned after | $0.00 | 2011-06-07 | |
| 2011-05-25 | FOTIADES GEORGE L Director | 4 | Phantom Shares dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +253 36,046 owned after | $0.00 | 2011-06-07 | |
| 2011-05-25 | Zulberti Andrea M Director | 4 | Deferred Share Unit Dividend Equivalent Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +164 29,716 owned after | $0.00 | 2011-06-06 | |
| 2011-05-25 | Zulberti Andrea M Director | 4 | Phantom Share dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137 19,472 owned after | $0.00 | 2011-06-06 | |
| 2011-05-25 | TEIXEIRA J ANDRE Director | 4 | Deferred Share Unit Dividend Equivalent Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191 33,573 owned after | $0.00 | 2011-06-06 | |
| 2011-05-25 | JACOBS DR DONALD P Director | 4 | Deferred Share Unit Dividend Equivalent Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191 33,573 owned after | $0.00 | 2011-06-06 | |
| 2011-05-25 | JACOBS DR DONALD P Director | 4 | Phantom Share dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +336 47,830 owned after | $0.00 | 2011-06-06 | |
| 2011-05-25 | JACKSON LAWRENCE V Director | 4 | Deferred Share Unit Dividend Equivalent Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +145 27,011 owned after | $0.00 | 2011-06-06 | |
| 2011-05-25 | JACKSON LAWRENCE V Director | 4 | Phantom Share dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +149 21,195 owned after | $0.00 | 2011-06-06 | |
| 2011-05-25 | FEINBERG STEPHEN L Director | 4 | Deferred Share Units dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191 33,573 owned after | $0.00 | 2011-06-06 | |
| 2011-05-25 | FEINBERG STEPHEN L Director | 4 | Phantom Shares dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +459 65,234 owned after | $0.00 | 2011-06-06 | |
| 2011-05-20 holding as of filing | STEUERT D MICHAEL Director | 4 | Phantom Shares Derivative · Direct | Holding | 28,456 owned after | no price filed | 2011-05-20 | |
| 2011-05-20 holding as of filing | JACKSON LAWRENCE V Director | 4 | Phantom Shares Derivative · Direct | Holding | 21,046 owned after | no price filed | 2011-05-20 | |
| 2011-05-20 holding as of filing | FOTIADES GEORGE L Director | 4 | Phantom Shares Derivative · Direct | Holding | 35,793 owned after | no price filed | 2011-05-20 | |
| 2011-05-19 holding as of filing | JACOBS DR DONALD P Director | 4 | Phantom Shares Derivative · Direct | Holding | 47,494 owned after | no price filed | 2011-05-19 | |
| 2011-05-19 holding as of filing | FEINBERG STEPHEN L Director | 4 | Phantom Shares Derivative · Direct | Holding | 65,045 owned after | no price filed | 2011-05-19 | |
| 2011-05-18 | Zulberti Andrea M Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,341 29,551 owned after | $0.00 | 2011-05-20 | |
| 2011-05-18 | TEIXEIRA J ANDRE Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,341 33,382 owned after | $0.00 | 2011-05-20 | |
| 2011-05-18 | STEUERT D MICHAEL Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,341 33,382 owned after | $0.00 | 2011-05-20 | |
| 2011-05-18 | LYONS IRVING F III Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,341 15,404 owned after | $0.00 | 2011-05-20 | |
| 2011-05-18 | JACKSON LAWRENCE V Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,341 26,866 owned after | $0.00 | 2011-05-20 | |
| 2011-05-18 | GARVEY CHRISTINE Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,341 29,551 owned after | $0.00 | 2011-05-20 | |
| 2011-05-18 | FOTIADES GEORGE L Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,341 33,382 owned after | $0.00 | 2011-05-20 | |
| 2011-05-18 | JACOBS DR DONALD P Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,341 33,382 owned after | $0.00 | 2011-05-19 | |
| 2011-05-18 | FEINBERG STEPHEN L Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,341 33,382 owned after | $0.00 | 2011-05-19 | |
| 2011-05-15 | SULLIVAN WILLIAM E Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,628 317,645 owned after | $0.00 | 2011-05-17 | |
| 2011-05-15 | SULLIVAN WILLIAM E Officer (Chief Financial Officer) | 4 | Dividend Equivalent Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −761 316,884 owned after | $0.00 | 2011-05-17 | |
| 2011-04-06 | FEINBERG STEPHEN L Director | 4/A | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,581 64,775 owned after | $0.00 | 2011-06-06 | |
| 2011-04-06 | STEUERT D MICHAEL Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,252 28,456 owned after | $0.00 | 2011-04-07 | |
| 2011-04-06 | JACOBS DR DONALD P Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,408 47,494 owned after | $0.00 | 2011-04-07 | |
| 2011-04-06 | JACKSON LAWRENCE V Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,252 21,046 owned after | $0.00 | 2011-04-07 | |
| 2011-04-06 | FOTIADES GEORGE L Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,408 35,793 owned after | $0.00 | 2011-04-07 | |
| 2011-04-06 | FEINBERG STEPHEN L Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,851 65,045 owned after | $0.00 | 2011-04-07 | |
| 2011-02-28 | Zulberti Andrea M Director | 4 | Deferred Share Unit dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +159 23,210 owned after | $0.00 | 2011-05-20 | |
| 2011-02-28 | Zulberti Andrea M Director | 4 | Phantom Shares dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +133 19,335 owned after | $0.00 | 2011-05-20 | |
| 2011-02-28 | TEIXEIRA J ANDRE Director | 4 | Deferred Share Unit DEUs Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186 27,041 owned after | $0.00 | 2011-05-20 | |
| 2011-02-28 | LYONS IRVING F III Director | 4 | Deferred Share Unit dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62 9,063 owned after | $0.00 | 2011-05-20 | |
| 2011-02-28 | LYONS IRVING F III Director | 4 | Phantom Shares dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15 2,225 owned after | $0.00 | 2011-05-20 | |
| 2011-02-28 | GARVEY CHRISTINE Director | 4 | Deferred Share Unit DEUs Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +159 23,210 owned after | $0.00 | 2011-05-20 | |
| 2011-02-28 | STEUERT D MICHAEL Director | 4 | Deferred Share Units dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186 27,041 owned after | $0.00 | 2011-04-07 | |
| 2011-02-28 | STEUERT D MICHAEL Director | 4 | Phantom Shares dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +187 27,204 owned after | $0.00 | 2011-04-07 | |
| 2011-02-28 | JACOBS DR DONALD P Director | 4 | Deferred Share Units dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186 27,041 owned after | $0.00 | 2011-04-07 | |
| 2011-02-28 | JACOBS DR DONALD P Director | 4 | Phantom Shares dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +316 46,086 owned after | $0.00 | 2011-04-07 | |
| 2011-02-28 | JACKSON LAWRENCE V Director | 4 | Deferred Share Units dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +141 20,524 owned after | $0.00 | 2011-04-07 | |
| 2011-02-28 | JACKSON LAWRENCE V Director | 4 | Phantom Shares dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +136 19,794 owned after | $0.00 | 2011-04-07 | |
| 2011-02-28 | FOTIADES GEORGE L Director | 4 | Deferred Share Units dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186 27,041 owned after | $0.00 | 2011-04-07 | |
| 2011-02-28 | FOTIADES GEORGE L Director | 4 | Phantom Shares dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +236 34,385 owned after | $0.00 | 2011-04-07 | |
| 2011-02-28 | FEINBERG STEPHEN L Director | 4 | Deferred Share Units dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186 27,041 owned after | $0.00 | 2011-04-07 | |
| 2011-02-28 | FEINBERG STEPHEN L Director | 4 | Phantom Shares dividend equivalent units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +427 62,194 owned after | $0.00 | 2011-04-07 | |
| 2011-02-21 | RAKOWICH WALTER C Officer (Chief Executive Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,234 557,678 owned after | $0.00 | 2011-02-23 | |
| 2011-02-21 | RAKOWICH WALTER C Officer (Chief Executive Officer) | 4 | Dividend Equivalent Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −220 557,458 owned after | $0.00 | 2011-02-23 | |
| 2011-01-30 | Palazzolo Lori A Officer (SVP Chief Accounting Officer) | 4/A | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 28,694 owned after | $0.00 | 2011-06-07 | |
| 2011-01-30 | Palazzolo Lori A Officer (SVP Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,360 7,694 owned after | $0.00 | 2011-02-01 | |
| 2011-01-30 | Palazzolo Lori A Officer (SVP Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 13,694 owned after | $0.00 | 2011-02-01 | |
| 2011-01-30 | SULLIVAN WILLIAM E Officer (Chief Financial Officer) | 4 | Performance Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,752 287,273 owned after | $0.00 | 2011-02-01 | |
| 2011-01-30 | SULLIVAN WILLIAM E Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 322,273 owned after | $0.00 | 2011-02-01 | |
| 2011-01-30 | NEKRITZ EDWARD S Officer (General Counsel and Secretary) | 4 | Performance Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,376 175,345 owned after | $0.00 | 2011-02-01 | |
| 2011-01-30 | NEKRITZ EDWARD S Officer (General Counsel and Secretary) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 195,345 owned after | $0.00 | 2011-02-01 | |
| 2011-01-30 | NEKRITZ EDWARD S Officer (General Counsel and Secretary) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 235,345 owned after | $0.00 | 2011-02-01 | |
| 2011-01-30 | ANTENUCCI TED R Officer (Pres. & Chief Investment Offcr) | 4 | Performance Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,858 363,156 owned after | $0.00 | 2011-02-01 | |
| 2011-01-30 | RAKOWICH WALTER C Officer (Chief Executive Officer) | 4 | Performance Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,468 312,364 owned after | $0.00 | 2011-02-01 | |
| 2011-01-30 | RAKOWICH WALTER C Officer (Chief Executive Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +246,548 558,912 owned after | $0.00 | 2011-02-01 | |
| 2011-01-28 | SULLIVAN WILLIAM E Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,200 266,521 owned after | $0.00 | 2011-02-01 | |
| 2011-01-28 | NEKRITZ EDWARD S Officer (General Counsel and Secretary) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,100 164,969 owned after | $0.00 | 2011-02-01 | |
| 2011-01-28 | ANTENUCCI TED R Officer (Pres. & Chief Investment Offcr) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,000 330,298 owned after | $0.00 | 2011-02-01 | |
| 2011-01-28 | RAKOWICH WALTER C Officer (Chief Executive Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,500 225,896 owned after | $0.00 | 2011-02-01 | |
| 2011-01-14 | STEUERT D MICHAEL Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,385 26,912 owned after | $0.00 | 2011-01-19 | |
| 2011-01-14 | JACOBS DR DONALD P Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,558 45,770 owned after | $0.00 | 2011-01-19 | |
| 2011-01-14 | JACKSON LAWRENCE V Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,488 19,658 owned after | $0.00 | 2011-01-19 | |
| 2011-01-14 | FOTIADES GEORGE L Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,765 34,149 owned after | $0.00 | 2011-01-19 | |
| 2011-01-14 | FEINBERG STEPHEN L Director | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,856 61,767 owned after | $0.00 | 2011-01-19 | |
| 2011-01-10 holding as of filing | Palazzolo Lori A Officer (SVP Chief Accounting Officer) | 3 | Restricted Share Units Derivative · Direct | Holding | no price filed | 2011-01-10 |