PRIVATEBANCORP, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2009-12-28: Form 8-K; Period of report 2009-12-28; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2009-12-04: Form 8-K; Period of report 2009-12-04; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2009-11-04: Form 8-K; Period of report 2009-11-02; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2009-10-30: Form 8-K; Period of report 2009-10-28; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2009-12-28 | 8-K | 2009-12-28 | 7.01 Regulation FD Disclosure | 7.01 On December 28, 2009, PrivateBancorp, Inc. (the “Company”) announced that it will webcast live its quarterly conference call with financial analysts regarding its earnings results for the quarter ended December 31, 2009. | d8k.htm |
| 2009-12-04 | 8-K | 2009-12-04 | 7.01 Regulation FD Disclosure | 7.01 On December 4, 2009, PrivateBancorp, Inc. announced that its board of directors declared a quarterly cash dividend of $0.01 per share payable on December 31, 2009 to stockholders of record on December 17, 2009. | dividend8k4q09.htm |
| 2009-11-04 | 8-K | 2009-11-02 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 As previously announced, on November 2, 2009, PrivateBancorp, Inc. (the “Company”) entered into a Stock Purchase Agreement (the “Purchase Agreement”) with certain existing shareholders of the Company affiliated with GTCR Golder Rauner, L.L.C. (collectively, “GTCR”) pursuant to which the Company issued and sold to GTCR approximately $12.8 million of the Company’s non-voting common stock (the “Non-Voting Common Stock”) at a price per share of $8.075. 3.02 The information set forth in Item 1.01 is hereby incorporated by reference in its entirety into this Item 3.02. | c91855e8vk.htm |
| 2009-10-30 | 8-K | 2009-10-28 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On October 28, 2009, PrivateBancorp, Inc. (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with J.P. Morgan Securities Inc., as representative of the underwriters listed therein (collectively the “Underwriters”), pursuant to which the Company agreed to sell approximately 19.3 million shares of its common stock at a public offering price of $8.50 per share in an underwritten public offering. 8.01 On October 28, 2009, the Company also announced that, in addition to the approximately $35.3 million of common stock being purchased in the Company’s public offering, certain funds managed by GTCR Golder Rauner II, L.L.C. agreed to purchase approximately $10.7 million of the Company’s non-voting common stock through the exercise of certain preemptive rights set forth in the Preemptive and Registration Rights Agreement to which the Company and certain affiliates of GTCR Golder Rauner II, L.L.C. are parties. | c91638e8vk.htm |
| 2009-10-26 | 8-K | 2009-10-26 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 2.02 On October 26, 2009, PrivateBancorp, Inc. (the “Company”) announced its earnings results for the third quarter ended September 30, 2009. 5.02 On October 26, 2009, the Company announced that Mr. Brant Ahrens, 39, Chief Strategy and Marketing Officer and Managing Director of the Company, will also assume the title of Chief Operating Officer of the Company, effective October 26, 2009. 8.01 On October 26, 2009, the Company issued a press release announcing that it had commenced an underwritten public offering of shares of its common stock. | c91431e8vk.htm |
| 2009-10-23 | 8-K | 2009-10-23 | 7.01 Regulation FD Disclosure | 7.01 On October 23, 2009, PrivateBancorp, Inc. (the “Company”) announced that it has revised the time of its quarterly conference call with financial analysts regarding its earnings results for the quarter ended September 30, 2009. | c54209e8vk.htm |
| 2009-09-28 | 8-K | 2009-09-28 | 7.01 Regulation FD Disclosure | 7.01 On September 28, 2009, PrivateBancorp, Inc. (the "Company") announced that it will webcast live its quarterly conference call with financial analysts regarding its earnings results for the quarter ended September 30, 2009. | webcast8k3q09.htm |
| 2009-08-04 | 8-K | 2009-07-31 | 9.01 Financial Statements and Exhibits | 9.01 —Financial Statements and Exhibits. | f8k_080409.htm |
| 2009-07-27 | 8-K | 2009-07-27 | 2.02 Results of Operations and Financial Condition | 2.02 On July 27, 2009, PrivateBancorp, Inc. (the “Company”) announced its earnings results for the quarter ended June 30, 2009. | c88282e8vk.htm |
| 2009-07-27 | 8-K | 2009-07-27 | 7.01 Regulation FD Disclosure | 7.01 On July 27, 2009, PrivateBancorp, Inc. announced that its board of directors declared a quarterly cash dividend of $0.01 per share payable on September 30, 2009 to stockholders of record on September 16, 2009. | dividendandkbw8k.htm |
| 2009-07-23 | 8-K | 2009-07-22 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (d) Departure of Directors or Certain Officers; Election of Directors;Appointments of Certain Officers; Compensatory Arrangements of CertainOfficers. | nicholson8k.htm |
| 2009-07-06 | 8-K | 2009-07-02 | 8.01 Other Events | 8.01 At the close of business on July 2, 2009, The PrivateBank and Trust Company (“The PrivateBank”), a wholly owned subsidiary of PrivateBancorp, Inc. (the “Company”), acquired all of the deposits of Worth, Illinois-based Founders Bank in a loss-share transaction facilitated by the Federal Deposit Insurance Corporation (the “FDIC”). | f8k_070209.htm |
| 2009-06-29 | 8-K | 2009-06-29 | 7.01 Regulation FD Disclosure | 7.01 On June 29, 2009, PrivateBancorp, Inc. (the "Company") announced that it will webcast live its quarterly conference call with financial analysts regarding its earnings results for the quarter ended June 30, 2009. | webcast8k2q09.htm |
| 2009-06-19 | 8-K | 2009-06-17 | 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 3.02 The information set forth in Item 8.01 below is incorporated in its entirety into this Item by reference. 5.02 Certain Officers; Compensatory Arrangements of Certain Officers. 5.03 (a) Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. 8.01 On June 17, 2009, pursuant to the terms of a letter agreement dated as of June 17, 2009 by and among the Company and GTCR Fund IX/A, L.P., GTCR Fund IX/B, L.P., and GTCR Co-Invest III, L.P. (collectively, “GTCR”), and pursuant to the terms of the Series A Preferred Stock, the Company issued 1,951,037 shares of Non-voting Common Stock to GTCR upon notice of conversion by GTCR of all of its 1,951.037 shares of Series A Preferred Stock. | f8k_061709.htm |
| 2009-06-02 | 8-K | 2009-06-02 | 7.01 Regulation FD Disclosure | 7.01 On June 2, 2009, PrivateBancorp, Inc. (NASDAQ: PVTB) announced that the Company’s management is scheduled to present at William Blair & Company’s 29th Annual Growth Stock Conference in Chicago on June 9, 2009, at 1:10 p.m. | wbconference8k.htm |
| 2009-05-29 | 8-K | 2009-05-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 (b) Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. 7.01 On May 28, 2009, the Company announced that its stockholders had approved each of the proposals submitted to them at the Company’s 2009 annual stockholders’ meeting. | f8k_052909.htm |
| 2009-05-20 | 8-K | 2009-05-19 | 8.01 Other Events | 8.01 On May 19, 2009, PrivateBancorp, Inc. (the “Company”) issued a press release announcing that it had closed its previously announced public offering of 11,600,000 shares of common stock. | f8k_051909.htm |
| 2009-05-14 | 8-K | 2009-05-13 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 —Entry into a Material Definitive Agreement. 8.01 On May 13, 2009, the Company issued a press release announcing that it had upsized its underwritten public offering of common stock to 11.6 million shares and priced the offering at $19.25 per share. | f8k_051309.htm |
| 2009-05-12 | 8-K | 2009-05-11 | 8.01 Other Events | 8.01 On May 11, 2009, PrivateBancorp, Inc. (the “Company”) issued a press release announcing that it had commenced an underwritten public offering of 8 million shares of its common stock. | f8k_051109.htm |
| 2009-04-27 | 8-K | 2009-04-27 | 2.02 Results of Operations and Financial Condition | 2.02 On April 27, 2009, PrivateBancorp, Inc. (the “Company”) announced its earnings results for the quarter ended March 31, 2009. | c50812e8vk.htm |
| 2009-03-30 | 8-K | 2009-03-30 | 7.01 Regulation FD Disclosure | 7.01 On March 30, 2009, PrivateBancorp, Inc. (the "Company") announced that it will webcast live its quarterly conference call with financial analysts regarding its earnings results for the quarter ended March 31, 2009. | pvtbq109webcast8k.htm |
| 2009-03-23 | 8-K | 2009-03-16 | 8.01 Other Events | 8.01 As previously disclosed, in March 2007, PrivateBancorp, Inc. (the “Company”) issued $115.0 million in aggregate principal amount of 3-5/8% Contingent Convertible Senior Notes Due 2027 (the “Notes”). | f8k_031909.htm |
| 2009-03-09 | 8-K | 2009-03-09 | 7.01 Regulation FD Disclosure | 7.01 On March 9, 2009, PrivateBancorp, Inc. (NASDAQ: PVTB) announced that the Company’s management is scheduled to present at Raymond James’ 30th Annual Institutional Investors Conference in Orlando on March 11, 2009, at 11:35 a.m. | raymondjames8k.htm |
| 2009-03-05 | 8-K | 2009-03-03 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 (c) — Departure of Directors or Certain Officers; Election of Directors; Appointments of Certain Officers; Compensatory Arrangements of Certain Officers. 7.01 On March 5, 2009, PrivateBancorp, Inc. announced that its board of directors declared a quarterly cash dividend of $0.01 per share payable on March 31, 2009 to stockholders of record on March 17, 2009. | form8-k.htm |
| 2009-02-26 | 8-K | 2009-02-20 | 8.01 Other Events | 8.01 On February 20, 2009, Ralph B. Mandell, Chairman of the Board of Directors of PrivateBancorp, Inc. (the “Company”), entered into a written sales plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934 (the “Sales Plan”) and the Company’s Statement of Policy on Insider Trading. | rbm10b5-1.htm |
| 2009-02-20 | 8-K | 2009-02-20 | 7.01 Regulation FD Disclosure | 7.01 On February 20, 2009, PrivateBancorp, Inc. (NASDAQ: PVTB) announced that the Company’s management is scheduled to present at the Super Community Bank Conference in Chicago on February 24, 2009, at 5:15 p.m. | supercommbank8k.htm |
| 2009-02-18 | 8-K | 2009-02-18 | 7.01 Regulation FD Disclosure | 7.01 As previously announced on January 12, 2009, PrivateBancorp, Inc. (the “Company”) will host an Institutional Investor Conference on Thursday, February 19, 2009 beginning at 11:30 a.m. | c49413e8vk.htm |
| 2009-02-09 | 8-K | 2009-02-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b), (c) Departure of Directors or Certain Officers; Election of Directors;Appointments of Certain Officers; Compensatory Arrangements of Certain Officers. | f8k_020909.htm |
| 2009-02-03 | 8-K | 2009-01-30 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 3.02 The information set forth under “Item 1.01 – Entry into a Material Definitive Agreement” is incorporated by reference into this Item 3.02. 3.03 Prior to January 30, 2012, unless the Company has redeemed the Preferred Stock or the U.S. Treasury has transferred the Preferred Stock to a third party, the consent of the U.S. Treasury will be required for the Company to (1) declare or pay any dividend or make any distribution on its Common Stock (other than regular quarterly cash dividends of not more than $0.075 per share of common stock) or (2) redeem, purchase or acquire any shares of its Common Stock or other capital stock or other equity securities or any trust preferred securities, other than in connection with employee benefit plans consistent with past practice and certain other circumstances specified in the Securities Purchase Agreement. 5.02 The information concerning executive compensation set forth under “Item 1.01 – Entry into a Material Definitive Agreement” is incorporated by reference into this Item 5.02. 5.03 qualifications, limitations, restrictions and relative rights of the Preferred Stock. | f8k_013009.htm |
| 2009-01-26 | 8-K | 2009-01-26 | 2.02 Results of Operations and Financial Condition | 2.02 On January 26, 2009, PrivateBancorp, Inc. (the “Company”) announced its earnings results for the quarter ended December 31, 2008. | c48881ae8vk.htm |
| 2009-01-26 | 8-K | 2009-01-26 | 8.01 Other Events | 8.01 On January 26, 2009, PrivateBancorp, Inc. (the “Company”) issued a press release announcing that it received preliminary approval from the U.S. Department of Treasury (the “U.S. Treasury”) for the investment of $244 million in the Company as part of the U.S. Treasury’s recently announced Capital Purchase Program. | c48881e8vk.htm |
| 2009-01-12 | 8-K | 2009-01-12 | 7.01 Regulation FD Disclosure | 7.01 On January 12, 2009, PrivateBancorp, Inc. (the "Company") announced that Larry D. Richman, President and Chief Executive Officer, will ring The NASDAQ Stock Market opening bell on Thursday, February 19, 2009 at 9:30 a.m. | investorday8k.htm |