PRIMUS GUARANTY LTD Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows, 35 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-04: Reporting owner TRITTO VINCENT; Form 3; Security Performance Shares; Transaction Holding.
- 2011-02-04: Reporting owner TRITTO VINCENT; Form 3; Security Performance Shares; Transaction Holding.
- 2011-02-02: Reporting owner Gerosa Christopher N.; Form 4; Security Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-02-02: Reporting owner Claiden Richard; Form 4; Security Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-04 holding as of filing | TRITTO VINCENT Officer (General Counsel) | 3 | Performance Shares Derivative · Direct | Holding | no price filed | 2011-02-04 | ||
| 2011-02-04 holding as of filing | TRITTO VINCENT Officer (General Counsel) | 3 | Performance Shares Derivative · Direct | Holding | no price filed | 2011-02-04 | ||
| 2011-02-02 | Gerosa Christopher N. Officer (CFO & Treasurer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | no price filed | 2011-02-04 | |
| 2011-02-02 | Claiden Richard Officer (Chief Executive Officer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 667,769 owned after | no price filed | 2011-02-04 | |
| 2010-04-01 | Jasper Thomas W Director, Officer (Chief Executive Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −225,000 650,753 owned after | $4.10 exercise price | 2010-04-02 | |
| 2010-01-28 | Jasper Thomas W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +409,062 634,062 owned after | $0.00 | 2010-02-09 | |
| 2010-01-28 | Jasper Thomas W Director, Officer (Chief Executive Officer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +241,691 875,753 owned after | $0.00 | 2010-02-09 | |
| 2010-01-28 | Claiden Richard Officer (CFO & COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +119,464 495,978 owned after | $0.00 | 2010-02-09 | |
| 2010-01-28 | Claiden Richard Officer (CFO & COO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,791 547,769 owned after | $0.00 | 2010-02-09 | |
| 2009-09-15 | Jasper Thomas W Director, Officer (Chief Executive Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 225,000 owned after | $4.03 exercise price | 2009-09-15 | |
| 2009-08-21 | Jasper Thomas W Director, Officer (Chief Executive Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 350,000 owned after | $3.61 exercise price | 2009-08-26 | |
| 2009-02-17 | Claiden Richard Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 376,514 owned after | $0.00 | 2009-02-18 | |
| 2009-02-17 | Jasper Thomas W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +475,000 682,923 owned after | $0.00 | 2009-02-18 | |
| 2009-02-17 | Jasper Thomas W Director, Officer (Chief Executive Officer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +475,000 1,157,923 owned after | $0.00 | 2009-02-18 | |
| 2008-02-15 | Claiden Richard Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,654 196,652 owned after | $0.00 | 2008-02-20 | |
| 2008-02-15 | McLendon Charles Officer (Pres - Primus Asset Management) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 258,825 owned after | $0.00 | 2008-02-20 | |
| 2008-02-15 | Jasper Thomas W Director, Officer (Chief Executive Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +290,000 328,990 owned after | $0.00 | 2008-02-20 | |
| 2007-02-01 | Claiden Richard Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,237 37,343 owned after | no price filed | 2007-02-05 | |
| 2007-02-01 | McLendon Charles Officer (President- Primus Asset Mgmt.) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,237 94,316 owned after | no price filed | 2007-02-05 | |
| 2007-02-01 | Jasper Thomas W Director, Officer (Chief Executive Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,769 102,363 owned after | no price filed | 2007-02-05 | |
| 2007-01-17 holding as of filing | Truett Charles B Officer (Head of Portfolio Management) | 3/A | Restricted Share Units Derivative · Direct | Holding | no price filed | 2007-01-17 | ||
| 2007-01-17 holding as of filing | Truett Charles B Officer (Head of Portfolio Management) | 3/A | Restricted Share Units Derivative · Direct | Holding | no price filed | 2007-01-17 | ||
| 2007-01-17 holding as of filing | Truett Charles B Officer (Head of Portfolio Management) | 3/A | Restricted Share Units Derivative · Direct | Holding | no price filed | 2007-01-17 | ||
| 2006-06-22 holding as of filing | McLendon Charles Officer (President-Primus Asset Mgmt.) | 3/A | Restricted Share Units Derivative · Direct | Holding | no price filed | 2006-06-22 | ||
| 2006-06-22 holding as of filing | McLendon Charles Officer (President-Primus Asset Mgmt.) | 3/A | Restricted Share Units Derivative · Direct | Holding | no price filed | 2006-06-22 | ||
| 2006-06-22 holding as of filing | McLendon Charles Officer (President-Primus Asset Mgmt.) | 3/A | Restricted Share Untis Derivative · Direct | Holding | no price filed | 2006-06-22 | ||
| 2006-05-12 holding as of filing | Truett Charles B Officer (Head of Portfolio Management) | 3 | Restricted Share Units Derivative · Direct | Holding | no price filed | 2006-05-12 | ||
| 2006-05-12 holding as of filing | Truett Charles B Officer (Head of Portfolio Management) | 3 | Restricted Share Units Derivative · Direct | Holding | no price filed | 2006-05-12 | ||
| 2006-05-12 holding as of filing | Truett Charles B Officer (Head of Portfolio Management) | 3 | Restricted Share Units Derivative · Direct | Holding | no price filed | 2006-05-12 | ||
| 2006-05-12 holding as of filing | McLendon Charles Officer (President- Primus Asset Mgmt.) | 3 | Restricted Share Units Derivative · Direct | Holding | no price filed | 2006-05-12 | ||
| 2006-05-12 holding as of filing | McLendon Charles Officer (President- Primus Asset Mgmt.) | 3 | Restricted Share Units Derivative · Direct | Holding | no price filed | 2006-05-12 | ||
| 2006-05-12 holding as of filing | McLendon Charles Officer (President- Primus Asset Mgmt.) | 3 | Restricted Share Units Derivative · Direct | Holding | no price filed | 2006-05-12 | ||
| 2006-02-15 | Jasper Thomas W Director, Officer (Chief Executive Officer) | 4/A | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,435 58,594 owned after | no price filed | 2006-03-23 | |
| 2006-02-15 | Claiden Richard Officer (Chief Financial Officer) | 4/A | Restricted Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,522 35,773 owned after | no price filed | 2006-03-23 | |
| 2006-02-15 | Snow Zachary Officer (General Counsel) | 4/A | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,344 22,148 owned after | no price filed | 2006-03-23 |