PRESSURE BIOSCIENCES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-28: Reporting owner CSS LLC/IL | Struve Clayton A; Form 4; Security Series H Convertible Preferred; Transaction J Other acquisition or disposition (describe transaction).
- 2012-11-06: Reporting owner Struve Clayton A | CSS LLC/IL; Form 3; Security Series G Convertible Preferred; Transaction Holding.
- 2012-07-06: Reporting owner FRITZSCHE R WAYNE; Form 4; Security Series G Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-07-06: Reporting owner SCHUMACHER RICHARD T; Form 4; Security Series G Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-28 | CSS LLC/IL | Struve Clayton A Other | 10% Owner | 4 | Series H Convertible Preferred Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,000 10,000 owned after | no price filed | 2013-01-02 | |
| 2012-11-06 holding as of filing | Struve Clayton A | CSS LLC/IL 10% Owner | Other | 3 | Series G Convertible Preferred Derivative · Direct | Holding | no price filed | 2012-11-06 | ||
| 2012-07-06 | FRITZSCHE R WAYNE Director | 4 | Series G Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000 3,000 owned after | $0.50 exercise price | 2012-07-10 | |
| 2012-07-06 | SCHUMACHER RICHARD T Director, Officer (CEO) | 4 | Series G Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,000 6,000 owned after | $0.50 exercise price | 2012-07-10 | |
| 2012-07-06 | Lawrence Nathan Officer (VP of Marketing and Sales) | 4 | Series G Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 200 owned after | $0.50 exercise price | 2012-07-10 | |
| 2012-07-06 | Ting Edmund Y Officer (Senior VP of Eng) | 4 | Series G Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +614 614 owned after | $0.50 exercise price | 2012-07-10 | |
| 2012-07-06 | Lazarev Alexander V Officer (VP of RandD) | 4 | Series G Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +471 471 owned after | $0.50 exercise price | 2012-07-10 | |
| 2012-07-06 | PETERSON JEFFREY N Director | 4 | Series G Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,400 4,400 owned after | $0.50 exercise price | 2012-07-10 | |
| 2012-07-06 | DAMASIO JOSEPH LUIS JR Officer (VP of Finance) | 4 | Series G Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20 20 owned after | $0.50 exercise price | 2012-07-10 | |
| 2012-07-06 | Mangiardi Vito J Director | 4 | Series G Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $0.50 exercise price | 2012-07-10 | |
| 2012-07-06 | Pollack Kevin Director | 4 | Series G Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,000 8,000 owned after | $0.50 exercise price | 2012-07-10 | |
| 2012-04-30 | SCHUMACHER RICHARD T Director, Officer (CEO) | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,018 0 owned after | $0.80 exercise price | 2012-05-02 |