POWERWAVE TECHNOLOGIES INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-10-01: Reporting owner Artis Partners 2X Ltd; Form 4; Security Convertible Bonds; Transaction S Open market or private sale of non-derivative or derivative security.
- 2010-07-16: Reporting owner Artis Partners 2X Ltd; Form 3; Security Convertible Bonds; Transaction Holding.
- 2010-07-16: Reporting owner Artis Partners 2X Ltd; Form 3; Security Convertible Bonds; Transaction Holding.
- 2009-02-13: Reporting owner Cohodes Marc C; Form 3; Security 1.875% Conv. Sub. Notes due 2024; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-10-01 | Artis Partners 2X Ltd 10% Owner | 4 | Convertible Bonds Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −5,155 9,028 owned after | $114.13 | 2010-10-05 | |
| 2010-07-16 holding as of filing | Artis Partners 2X Ltd 10% Owner | 3 | Convertible Bonds Derivative · Direct | Holding | $8.71 exercise price | 2010-07-16 | ||
| 2010-07-16 holding as of filing | Artis Partners 2X Ltd 10% Owner | 3 | Convertible Bonds Derivative · Direct | Holding | $1.70 exercise price | 2010-07-16 | ||
| 2009-02-13 holding as of filing | Cohodes Marc C 10% Owner | 3 | 1.875% Conv. Sub. Notes due 2024 Derivative · Indirect · See Note 1 | Holding | $11.09 exercise price | 2009-02-13 | ||
| 2008-09-19 | Cohodes Marc C 10% Owner | 4 | 1.875% Conv. Sub. Notes due 2024 Derivative · Indirect · See Note | S Open market or private sale of non-derivative or derivative security | −12,812 74 owned after | $4.69 | 2009-02-13 | |
| 2008-09-03 | Cohodes Marc C 10% Owner | 4 | 1.875% Conv. Sub. Notes due 2024 Derivative · Indirect · See Note | S Open market or private sale of non-derivative or derivative security | −1,140 12,886 owned after | $5.04 | 2009-02-13 | |
| 2008-09-02 | Cohodes Marc C 10% Owner | 4 | 1.875% Conv. Sub. Notes due 2024 Derivative · Indirect · See Note | S Open market or private sale of non-derivative or derivative security | −466 14,026 owned after | $4.96 | 2009-02-13 | |
| 2008-06-30 | Cohodes Marc C 10% Owner | 4 | 1.875% Conv. Sub. Notes due 2024 Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +1,494 14,492 owned after | $4.25 | 2009-02-13 | |
| 2008-06-13 | Cohodes Marc C 10% Owner | 4 | 1.875% Conv. Sub. Notes due 2024 Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +958 12,998 owned after | $4.30 | 2009-02-13 | |
| 2008-05-27 holding as of filing | Cohodes Marc C 10% Owner | 3 | 1.875% Convertible Subordinated Notes Derivative · Indirect · By one or more investment funds and accounts | Holding | no price filed | 2008-05-27 |