Portola Pharmaceuticals, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2009-06-15: Federal exemption Rule 506; Types of securities offered Equity; Offering of Series C Preferred Stock and the underlying shares of Common Stock issuable upon conversion of the Series C Preferred Stock; Date of first sale 2008-07-09; Total offering amount $60,099,999.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2009-06-15 D/A | Rule 506 | Equity; Offering of Series C Preferred Stock and the underlying shares of Common Stock issuable upon conversion of the Series C Preferred Stock | 2008-07-09 | $60,099,999 | $60,099,999 | $0 | 55 |