POLYMEDIX, INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-23: Reporting owner O MALLEY SHAUN; Form 4; Security 2008 Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-09-23: Reporting owner SLATTERY FRANK P JR; Form 4; Security 2008 Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-09-23: Reporting owner Loren Stefan; Form 4; Security 2008 Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-07-20: Reporting owner MORRIS I WISTAR III; Form 3; Security Series I Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-23 | O MALLEY SHAUN Director | 4 | 2008 Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,143 2,143 owned after | no price filed | 2008-09-26 | |
| 2008-09-23 | SLATTERY FRANK P JR Director | 4 | 2008 Convertible Preferred Stock Derivative · Indirect · Purchase was by Kate Partners XX, L.P. is a family partnership which is controlled by Mr. Slattery. | P Open market or private purchase of non-derivative or derivative security | +42,900 42,900 owned after | no price filed | 2008-09-26 | |
| 2008-09-23 | Loren Stefan Director | 4 | 2008 Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,150 2,150 owned after | no price filed | 2008-09-26 | |
| 2006-07-20 holding as of filing | MORRIS I WISTAR III Director | 3 | Series I Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2006-07-20 | ||
| 2006-07-19 holding as of filing | DELAPE FRANK M Director | 3 | Series I Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2006-07-19 | ||
| 2006-07-19 holding as of filing | SLATTERY FRANK P JR Director | 3 | Series I Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2006-07-19 |