PLx Pharma Winddown Corp. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-05-15: Reporting owner Park West Asset Management LLC; Form 4; Security Series B Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2019-02-20: Reporting owner Park West Asset Management LLC; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-05-15 | Park West Asset Management LLC 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +6,000 6,000 owned after | $1,000.00 | 2020-05-19 | |
| 2019-02-20 | Park West Asset Management LLC 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +15,000 15,000 owned after | $1,000.00 | 2019-02-22 |