PLUM CREEK TIMBER CO INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 77 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-30: Reporting owner NEILSON LARRY D; Form 4; Security Stock Option (2011 SIP); Transaction Holding.
- 2015-12-29: Reporting owner NEILSON LARRY D; Form 4; Security Stock Option (2007 SIP); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-29: Reporting owner NEILSON LARRY D; Form 4; Security Stock Option (2008 SIP); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-29: Reporting owner NEILSON LARRY D; Form 4; Security Stock Option (2009 SIP); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-30 holding as of filing | NEILSON LARRY D Officer (SVP, RESOURCES & OPS SUPPORT) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 16,000 owned after | $41.55 exercise price | 2015-12-30 | |
| 2015-12-29 | NEILSON LARRY D Officer (SVP, RESOURCES & OPS SUPPORT) | 4 | Stock Option (2007 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $40.42 exercise price | 2015-12-30 | |
| 2015-12-29 | NEILSON LARRY D Officer (SVP, RESOURCES & OPS SUPPORT) | 4 | Stock Option (2008 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $42.98 exercise price | 2015-12-30 | |
| 2015-12-29 | NEILSON LARRY D Officer (SVP, RESOURCES & OPS SUPPORT) | 4 | Stock Option (2009 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 0 owned after | $33.75 exercise price | 2015-12-30 | |
| 2015-12-29 | NEILSON LARRY D Officer (SVP, RESOURCES & OPS SUPPORT) | 4 | Stock Option (2010 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 4,000 owned after | $35.22 exercise price | 2015-12-30 | |
| 2015-12-29 | LINDQUIST THOMAS M Officer (PRESIDENT & COO) | 4 | Stock Options (2011 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $41.55 exercise price | 2015-12-30 | |
| 2015-12-17 holding as of filing | BROWN DAVID A. Officer (VP & Chief Accounting Officer) | 4 | Stock Option (2008 SIP) Derivative · Direct | Holding | 12,000 owned after | $42.98 exercise price | 2015-12-17 | |
| 2015-12-17 holding as of filing | BROWN DAVID A. Officer (VP & Chief Accounting Officer) | 4 | Stock Option (2009 SIP) Derivative · Direct | Holding | 12,000 owned after | $33.75 exercise price | 2015-12-17 | |
| 2015-12-17 holding as of filing | BROWN DAVID A. Officer (VP & Chief Accounting Officer) | 4 | Stock Option (2010 SIP) Derivative · Direct | Holding | 12,000 owned after | $35.22 exercise price | 2015-12-17 | |
| 2015-12-17 holding as of filing | BROWN DAVID A. Officer (VP & Chief Accounting Officer) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 12,000 owned after | $41.55 exercise price | 2015-12-17 | |
| 2015-12-15 | BROWN DAVID A. Officer (VP & Chief Accounting Officer) | 4 | Stock Option (2006 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $35.74 exercise price | 2015-12-17 | |
| 2015-12-15 | BROWN DAVID A. Officer (VP & Chief Accounting Officer) | 4 | Stock Option (2007 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $40.42 exercise price | 2015-12-17 | |
| 2015-12-15 | CROWE BARBARA L Officer (VP, HUMAN RESOURCES) | 4 | Stock Option (2006 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 0 owned after | $35.74 exercise price | 2015-12-16 | |
| 2015-12-15 | CROWE BARBARA L Officer (VP, HUMAN RESOURCES) | 4 | Stock Option (2007 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $40.42 exercise price | 2015-12-16 | |
| 2015-12-15 | CROWE BARBARA L Officer (VP, HUMAN RESOURCES) | 4 | Stock Option (2008 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $42.98 exercise price | 2015-12-16 | |
| 2015-12-15 | CROWE BARBARA L Officer (VP, HUMAN RESOURCES) | 4 | Stock Option (2009 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $33.75 exercise price | 2015-12-16 | |
| 2015-12-15 | CROWE BARBARA L Officer (VP, HUMAN RESOURCES) | 4 | Stock Option (2010 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $35.22 exercise price | 2015-12-16 | |
| 2015-12-15 | CROWE BARBARA L Officer (VP, HUMAN RESOURCES) | 4 | Stock Option (2011 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $41.55 exercise price | 2015-12-16 | |
| 2015-11-19 | HOLLEY RICK R Director, Officer (CEO) | 4 | Stock Option (2006 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,000 0 owned after | $35.74 exercise price | 2015-11-19 | |
| 2015-11-19 holding as of filing | HOLLEY RICK R Director, Officer (CEO) | 4 | Stock Option (2007 SIP) Derivative · Direct | Holding | 100,000 owned after | $40.42 exercise price | 2015-11-19 | |
| 2015-11-19 holding as of filing | HOLLEY RICK R Director, Officer (CEO) | 4 | Stock Option (2008 SIP) Derivative · Direct | Holding | 140,000 owned after | $42.98 exercise price | 2015-11-19 | |
| 2015-11-19 holding as of filing | HOLLEY RICK R Director, Officer (CEO) | 4 | Stock Option (2009 SIP) Derivative · Direct | Holding | 140,000 owned after | $33.75 exercise price | 2015-11-19 | |
| 2015-11-19 holding as of filing | HOLLEY RICK R Director, Officer (CEO) | 4 | Stock Option (2010 SIP) Derivative · Direct | Holding | 140,000 owned after | $35.22 exercise price | 2015-11-19 | |
| 2015-11-19 holding as of filing | HOLLEY RICK R Director, Officer (CEO) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 140,000 owned after | $41.55 exercise price | 2015-11-19 | |
| 2015-11-19 | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2007 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $40.42 exercise price | 2015-11-19 | |
| 2015-11-19 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2008 SIP) Derivative · Direct | Holding | 12,000 owned after | $42.98 exercise price | 2015-11-19 | |
| 2015-11-19 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2009 SIP) Derivative · Direct | Holding | 12,000 owned after | $33.75 exercise price | 2015-11-19 | |
| 2015-11-19 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2010 SIP) Derivative · Direct | Holding | 12,000 owned after | $35.22 exercise price | 2015-11-19 | |
| 2015-11-19 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 15,000 owned after | $41.55 exercise price | 2015-11-19 | |
| 2015-11-18 | LINDQUIST THOMAS M Officer (PRESIDENT & COO) | 4 | Stock Option (2010 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $35.22 exercise price | 2015-11-19 | |
| 2015-11-18 | LINDQUIST THOMAS M Officer (PRESIDENT & COO) | 4 | Stock Options (2011 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $41.55 exercise price | 2015-11-19 | |
| 2015-11-09 | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2006 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $35.74 exercise price | 2015-11-09 | |
| 2015-11-09 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2007 SIP) Derivative · Direct | Holding | 12,000 owned after | $40.42 exercise price | 2015-11-09 | |
| 2015-11-09 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2008 SIP) Derivative · Direct | Holding | 12,000 owned after | $42.98 exercise price | 2015-11-09 | |
| 2015-11-09 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2009 SIP) Derivative · Direct | Holding | 12,000 owned after | $33.75 exercise price | 2015-11-09 | |
| 2015-11-09 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2010 SIP) Derivative · Direct | Holding | 12,000 owned after | $35.22 exercise price | 2015-11-09 | |
| 2015-11-09 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 15,000 owned after | $41.55 exercise price | 2015-11-09 | |
| 2015-11-09 | KILBERG JAMES A Officer (SVP, REAL ESTATE & ENR) | 4 | Stock Option (2011 SIP) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $41.55 exercise price | 2015-11-09 | |
| 2015-02-04 holding as of filing | NEILSON LARRY D Officer (SVP, RESOURCES & OPS SUPPORT) | 4 | Stock Option (2007 SIP) Derivative · Direct | Holding | 15,000 owned after | $40.42 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | NEILSON LARRY D Officer (SVP, RESOURCES & OPS SUPPORT) | 4 | Stock Option (2008 SIP) Derivative · Direct | Holding | 15,000 owned after | $42.98 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | NEILSON LARRY D Officer (SVP, RESOURCES & OPS SUPPORT) | 4 | Stock Option (2009 SIP) Derivative · Direct | Holding | 16,000 owned after | $33.75 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | NEILSON LARRY D Officer (SVP, RESOURCES & OPS SUPPORT) | 4 | Stock Option (2010 SIP) Derivative · Direct | Holding | 16,000 owned after | $35.22 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | NEILSON LARRY D Officer (SVP, RESOURCES & OPS SUPPORT) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 16,000 owned after | $41.55 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | LINDQUIST THOMAS M Officer (PRESIDENT & COO) | 4 | Stock Option (2010 SIP) Derivative · Direct | Holding | 17,500 owned after | $35.22 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | LINDQUIST THOMAS M Officer (PRESIDENT & COO) | 4 | Stock Options (2011 SIP) Derivative · Direct | Holding | 35,000 owned after | $41.55 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | LAMBERT DAVID W Officer (SVP & CFO) | 4 | Stock Option (2010 SIP) Derivative · Direct | Holding | 25,000 owned after | $35.22 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | LAMBERT DAVID W Officer (SVP & CFO) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 30,000 owned after | $41.55 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2006 SIP) Derivative · Direct | Holding | 11,000 owned after | $35.74 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2007 SIP) Derivative · Direct | Holding | 12,000 owned after | $40.42 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2008 SIP) Derivative · Direct | Holding | 12,000 owned after | $42.98 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2009 SIP) Derivative · Direct | Holding | 12,000 owned after | $33.75 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2010 SIP) Derivative · Direct | Holding | 12,000 owned after | $35.22 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | KRAFT JAMES A Officer (SVP, GEN COUNSEL & SEC.) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 15,000 owned after | $41.55 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | KILBERG JAMES A Officer (SVP, REAL ESTATE & ENR) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 11,000 owned after | $41.55 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | HOLLEY RICK R Director, Officer (CEO) | 4 | Stock Option (2006 SIP) Derivative · Direct | Holding | 90,000 owned after | $35.74 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | HOLLEY RICK R Director, Officer (CEO) | 4 | Stock Option (2007 SIP) Derivative · Direct | Holding | 100,000 owned after | $40.42 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | HOLLEY RICK R Director, Officer (CEO) | 4 | Stock Option (2008 SIP) Derivative · Direct | Holding | 140,000 owned after | $42.98 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | HOLLEY RICK R Director, Officer (CEO) | 4 | Stock Option (2009 SIP) Derivative · Direct | Holding | 140,000 owned after | $33.75 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | HOLLEY RICK R Director, Officer (CEO) | 4 | Stock Option (2010 SIP) Derivative · Direct | Holding | 140,000 owned after | $35.22 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | HOLLEY RICK R Director, Officer (CEO) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 140,000 owned after | $41.55 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | Hagen Russell S Officer (SR. VP, BUSINESS DEVELOPMENT) | 4 | Stock Option (2007 SIP) Derivative · Direct | Holding | 6,000 owned after | $40.42 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | Hagen Russell S Officer (SR. VP, BUSINESS DEVELOPMENT) | 4 | Stock Option (2008 SIP) Derivative · Direct | Holding | 5,000 owned after | $42.98 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | Hagen Russell S Officer (SR. VP, BUSINESS DEVELOPMENT) | 4 | Stock Option (2009 SIP) Derivative · Direct | Holding | 5,000 owned after | $33.75 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | Hagen Russell S Officer (SR. VP, BUSINESS DEVELOPMENT) | 4 | Stock Option (2010 SIP) Derivative · Direct | Holding | 13,000 owned after | $35.22 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | Hagen Russell S Officer (SR. VP, BUSINESS DEVELOPMENT) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 15,000 owned after | $41.55 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | CROWE BARBARA L Officer (VP, HUMAN RESOURCES) | 4 | Stock Option (2006 SIP) Derivative · Direct | Holding | 10,500 owned after | $35.74 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | CROWE BARBARA L Officer (VP, HUMAN RESOURCES) | 4 | Stock Option (2007 SIP) Derivative · Direct | Holding | 12,000 owned after | $40.42 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | CROWE BARBARA L Officer (VP, HUMAN RESOURCES) | 4 | Stock Option (2008 SIP) Derivative · Direct | Holding | 12,000 owned after | $42.98 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | CROWE BARBARA L Officer (VP, HUMAN RESOURCES) | 4 | Stock Option (2009 SIP) Derivative · Direct | Holding | 12,000 owned after | $33.75 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | CROWE BARBARA L Officer (VP, HUMAN RESOURCES) | 4 | Stock Option (2010 SIP) Derivative · Direct | Holding | 12,000 owned after | $35.22 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | CROWE BARBARA L Officer (VP, HUMAN RESOURCES) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 12,000 owned after | $41.55 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | BROWN DAVID A. Officer (VP & Chief Accounting Officer) | 4 | Stock Option (2006 SIP) Derivative · Direct | Holding | 10,000 owned after | $35.74 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | BROWN DAVID A. Officer (VP & Chief Accounting Officer) | 4 | Stock Option (2007 SIP) Derivative · Direct | Holding | 12,000 owned after | $40.42 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | BROWN DAVID A. Officer (VP & Chief Accounting Officer) | 4 | Stock Option (2008 SIP) Derivative · Direct | Holding | 12,000 owned after | $42.98 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | BROWN DAVID A. Officer (VP & Chief Accounting Officer) | 4 | Stock Option (2009 SIP) Derivative · Direct | Holding | 12,000 owned after | $33.75 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | BROWN DAVID A. Officer (VP & Chief Accounting Officer) | 4 | Stock Option (2010 SIP) Derivative · Direct | Holding | 12,000 owned after | $35.22 exercise price | 2015-02-04 | |
| 2015-02-04 holding as of filing | BROWN DAVID A. Officer (VP & Chief Accounting Officer) | 4 | Stock Option (2011 SIP) Derivative · Direct | Holding | 12,000 owned after | $41.55 exercise price | 2015-02-04 |