PLAYAGS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-03-06: Reporting owner Akiona Kimo; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-04-24: Reporting owner Lopez David; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-01-29: Reporting owner Akiona Kimo; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-01-29: Reporting owner Akiona Kimo; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-03-06 | Akiona Kimo Officer (CFO Chief Acctg Off and Treas) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,769 0 owned after | $9.42 exercise price | 2025-03-07 | |
| 2024-04-24 | Lopez David Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −396,350 0 owned after | $6.43 exercise price | 2024-04-26 | |
| 2018-01-29 | Akiona Kimo Officer (Treas, CFO & Chief Acctg. Off.) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,255 25,255 owned after | $9.42 exercise price | 2018-01-31 | |
| 2018-01-29 | Akiona Kimo Officer (Treas, CFO & Chief Acctg. Off.) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,257 25,257 owned after | $9.42 exercise price | 2018-01-31 | |
| 2018-01-29 | Akiona Kimo Officer (Treas, CFO & Chief Acctg. Off.) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,257 25,257 owned after | $9.42 exercise price | 2018-01-31 | |
| 2018-01-29 | Gallo Victor Officer (GC, Secy. & Compliance Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19,430 19,430 owned after | $6.43 exercise price | 2018-01-31 | |
| 2018-01-29 | Gallo Victor Officer (GC, Secy. & Compliance Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19,429 19,429 owned after | $6.43 exercise price | 2018-01-31 | |
| 2018-01-29 | Gallo Victor Officer (GC, Secy. & Compliance Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19,429 19,429 owned after | $6.43 exercise price | 2018-01-31 | |
| 2018-01-29 | Lee Sigmund Officer (Chief Tech. Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +116,572 116,572 owned after | $10.10 exercise price | 2018-01-31 | |
| 2018-01-29 | Lee Sigmund Officer (Chief Tech. Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +77,716 77,716 owned after | $10.92 exercise price | 2018-01-31 | |
| 2018-01-29 | Lopez David Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +46,629 46,629 owned after | $6.43 exercise price | 2018-01-31 | |
| 2018-01-29 | Lopez David Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +116,575 116,575 owned after | $6.43 exercise price | 2018-01-31 | |
| 2018-01-29 | Lopez David Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +116,573 116,573 owned after | $6.43 exercise price | 2018-01-31 | |
| 2018-01-29 | Lopez David Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +116,573 116,573 owned after | $6.43 exercise price | 2018-01-31 | |
| 2018-01-19 holding as of filing | Lopez David Officer (Chief Executive Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $10.00 exercise price | 2018-01-19 | ||
| 2018-01-19 holding as of filing | Lopez David Officer (Chief Executive Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $10.00 exercise price | 2018-01-19 | ||
| 2018-01-19 holding as of filing | Lopez David Officer (Chief Executive Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $10.00 exercise price | 2018-01-19 | ||
| 2018-01-19 holding as of filing | Lopez David Officer (Chief Executive Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $10.00 exercise price | 2018-01-19 | ||
| 2018-01-19 holding as of filing | Lee Sigmund Officer (Chief Tech. Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $15.70 exercise price | 2018-01-19 | ||
| 2018-01-19 holding as of filing | Lee Sigmund Officer (Chief Tech. Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $16.98 exercise price | 2018-01-19 | ||
| 2018-01-19 holding as of filing | Gallo Victor Officer (GC, Secy. & Compliance Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $10.00 exercise price | 2018-01-19 | ||
| 2018-01-19 holding as of filing | Gallo Victor Officer (GC, Secy. & Compliance Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $10.00 exercise price | 2018-01-19 | ||
| 2018-01-19 holding as of filing | Gallo Victor Officer (GC, Secy. & Compliance Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $10.00 exercise price | 2018-01-19 | ||
| 2018-01-19 holding as of filing | Akiona Kimo Officer (Treas, CFO & Chief Acctg. Off.) | 3 | Employee Stock Option Derivative · Direct | Holding | $14.64 exercise price | 2018-01-19 | ||
| 2018-01-19 holding as of filing | Akiona Kimo Officer (Treas, CFO & Chief Acctg. Off.) | 3 | Employee Stock Option Derivative · Direct | Holding | $14.64 exercise price | 2018-01-19 | ||
| 2018-01-19 holding as of filing | Akiona Kimo Officer (Treas, CFO & Chief Acctg. Off.) | 3 | Employee Stock Option Derivative · Direct | Holding | $14.64 exercise price | 2018-01-19 |