Plantation Corp. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-05-31: Reporting owner Machado Christian; Form 4; Security Option to buy common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-05-31: Reporting owner McGuire Robert Sr; Form 4; Security Option to buy common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-05-31: Reporting owner Bray Adrian A; Form 4; Security Option to buy common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-05-30: Reporting owner Machado Christian; Form 4; Security Option to buy common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-05-31 | Machado Christian 10% Owner | 4 | Option to buy common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500,000 0 owned after | $0.05 | 2019-12-11 | |
| 2019-05-31 | McGuire Robert Sr Director, Officer (Chief Executive Officer), 10% Owner | 4 | Option to buy common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500,000 0 owned after | $0.05 exercise price | 2019-11-08 | |
| 2019-05-31 | Bray Adrian A Director, Officer (Chief Financial Officer), 10% Owner | 4 | Option to buy common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500,000 0 owned after | $0.05 | 2019-11-06 | |
| 2019-05-30 | Machado Christian 10% Owner | 4 | Option to buy common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.05 | 2019-12-11 | |
| 2019-05-30 | McGuire Robert Sr Director, Officer (Chief Executive Officer), 10% Owner | 4 | Option to buy common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.05 exercise price | 2019-11-08 | |
| 2019-05-30 | Bray Adrian A Director, Officer (Chief Financial Officer), 10% Owner | 4 | Option to buy common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.05 | 2019-11-06 |