PIER 1 IMPORTS INC/DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-23: Reporting owner SMITH ALEX; Form 4; Security Non-Qualified Stock Option (right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-02: Reporting owner TURNER CHARLES H; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-25: Reporting owner SMITH ALEX; Form 4; Security Non-Qualified Stock Option (right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-14: Reporting owner SMITH ALEX; Form 4; Security Non-Qualified Stock Option (right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-23 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,000 944,000 owned after | $6.69 exercise price | 2013-12-23 | |
| 2013-12-02 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 44,000 owned after | $17.25 exercise price | 2013-12-02 | |
| 2013-11-25 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 972,000 owned after | $6.69 exercise price | 2013-11-26 | |
| 2013-11-14 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 986,000 owned after | $6.69 exercise price | 2013-11-15 | |
| 2013-11-13 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 52,000 owned after | $17.25 exercise price | 2013-11-15 | |
| 2013-09-03 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 68,000 owned after | $17.25 exercise price | 2013-09-04 | |
| 2013-08-02 | Kinnison Donald L Officer (Sr.VP-Marketing & Visual Merch) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $19.40 exercise price | 2013-08-05 | |
| 2013-08-01 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 76,000 owned after | $17.25 exercise price | 2013-08-05 | |
| 2013-07-26 | Carter Michael A Officer (Sr. Vice Pres./General Counsel) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $19.40 exercise price | 2013-07-29 | |
| 2013-07-26 | Carter Michael A Officer (Sr. Vice Pres./General Counsel) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $17.25 exercise price | 2013-07-29 | |
| 2013-07-12 | LONDON TERRY E Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $19.40 exercise price | 2013-07-12 | |
| 2013-07-02 | Humenesky Gregory Officer (Exec Vice Pres/Human Resources) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 30,000 owned after | $7.77 exercise price | 2013-07-02 | |
| 2013-07-01 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 84,000 owned after | $17.25 exercise price | 2013-07-02 | |
| 2013-06-03 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 92,000 owned after | $17.25 exercise price | 2013-06-04 | |
| 2013-05-14 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $6.69 exercise price | 2013-05-16 | |
| 2013-05-06 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 150,000 owned after | $6.69 exercise price | 2013-05-07 | |
| 2013-05-03 | RAMIREZ DARLA D Other (Principal Accounting Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $7.55 exercise price | 2013-05-03 | |
| 2013-05-02 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,100 190,000 owned after | $6.69 exercise price | 2013-05-03 | |
| 2013-05-01 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,900 215,100 owned after | $6.69 exercise price | 2013-05-03 | |
| 2013-04-30 | COFFEY LAURA A Director | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $19.40 exercise price | 2013-05-02 | |
| 2013-04-30 | BURGOYNE JOHN H Director | 4 | Non-Employee Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $20.35 exercise price | 2013-05-01 | |
| 2013-04-11 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,000 0 owned after | $19.40 exercise price | 2013-04-12 | |
| 2013-04-11 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 280,000 owned after | $6.69 exercise price | 2013-04-12 | |
| 2013-04-10 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 47,000 owned after | $19.40 exercise price | 2013-04-12 | |
| 2013-04-10 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 320,000 owned after | $6.69 exercise price | 2013-04-12 | |
| 2013-04-01 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 53,000 owned after | $19.40 exercise price | 2013-04-02 | |
| 2013-04-01 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 350,000 owned after | $6.69 exercise price | 2013-04-02 | |
| 2013-03-20 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,900 410,000 owned after | $6.69 exercise price | 2013-03-20 | |
| 2013-03-19 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 438,900 owned after | $6.69 exercise price | 2013-03-20 | |
| 2013-03-08 | SMITH ALEX Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 440,000 owned after | $6.69 exercise price | 2013-03-12 | |
| 2013-03-06 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 60,000 owned after | $19.40 exercise price | 2013-03-07 | |
| 2013-03-05 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 74,000 owned after | $19.40 exercise price | 2013-03-07 | |
| 2013-03-01 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 90,000 owned after | $19.40 exercise price | 2013-03-04 | |
| 2013-03-01 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 86,000 owned after | $19.40 exercise price | 2013-03-04 | |
| 2013-02-06 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 93,000 owned after | $19.40 exercise price | 2013-02-07 | |
| 2013-02-01 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 97,000 owned after | $19.40 exercise price | 2013-02-01 | |
| 2013-01-23 | Humenesky Gregory Officer (Exec Vice Pres/Human Resources) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $7.55 exercise price | 2013-01-25 | |
| 2013-01-18 | Benkel Michael R Officer (Exec VP-Planning & Allocations) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $4.24 exercise price | 2013-01-18 | |
| 2013-01-09 | Carter Michael A Officer (Sr. Vice Pres./General Counsel) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,000 13,000 owned after | $7.77 exercise price | 2013-01-11 | |
| 2013-01-02 | TURNER CHARLES H Officer (Sr. Exec. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $7.55 exercise price | 2013-01-04 |