PHOENIX COMPANIES INC/DE Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-01-09: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-01-02; Total offering amount Indefinite.
- 2014-01-10: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-01-02; Total offering amount Indefinite.
- 2013-01-24: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2013-01-02; Total offering amount Indefinite.
- 2013-01-24: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-01-03; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-01-09 | Rule 506(b) | Equity | 2015-01-02 | Indefinite | $180,625 | Indefinite | 7 |
| 2014-01-10 | Rule 506(b) | Equity | 2014-01-02 | Indefinite | $156,375 | Indefinite | 7 |
| 2013-01-24 | Rule 506 | Equity | 2013-01-02 | Indefinite | $148,250 | Indefinite | 7 |
| 2013-01-24 | Rule 506 | Equity | 2012-01-03 | Indefinite | $598,175 | Indefinite | 7 |
| 2013-01-24 | Rule 506 | Equity | 2011-12-21 | Indefinite | $2,231 | Indefinite | 8 |