Phillips 66 Partners LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-10-26: Reporting owner Phillips 66 Co | Phillips 66 | Phillips 66 Project Development Inc.; Form 4; Security Common Units; Transaction J Other acquisition or disposition (describe transaction).
- 2021-01-20: Reporting owner Johnson Charles Douglas; Form 4; Security Common Units; Transaction Holding.
- 2021-01-20: Reporting owner Haney Mark; Form 4; Security Common Units (Limited Partner Interests); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-01-20: Reporting owner Bairrington Phillip David; Form 4; Security Common Units (Limited Partner Interests); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-10-26 | Phillips 66 Co | Phillips 66 | Phillips 66 Project Development Inc. Director, 10% Owner | Director, 10% Owner | 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −1,697,601 169,760,137 owned after | $0.00 | 2021-10-27 | |
| 2021-01-20 holding as of filing | Johnson Charles Douglas Director | 4 | Common Units Non-derivative · Direct | Holding | 8,000 owned after | no price filed | 2021-01-20 | |
| 2021-01-20 | Haney Mark Director | 4 | Common Units (Limited Partner Interests) Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,445 32,477 owned after | $30.05 | 2021-01-20 | |
| 2021-01-20 | Bairrington Phillip David Director | 4 | Common Units (Limited Partner Interests) Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,445 43,698 owned after | $30.06 | 2021-01-20 | |
| 2021-01-20 holding as of filing | O'Toole Joseph Director | 4 | Common Units (Limited Partner Interests) Non-derivative · Indirect · Held by Family Partnership | Holding | 25,000 owned after | no price filed | 2021-01-20 | |
| 2021-01-16 | Haney Mark Director | 4 | Common Units (Limited Partner Interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,442 32,474 owned after | $0.00 | 2021-01-20 | |
| 2021-01-16 | Haney Mark Director | 4 | Common Units (Limited Partner Interests) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,442 31,032 owned after | $30.33 | 2021-01-20 | |
| 2021-01-16 | Haney Mark Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,442 0 owned after | $0.00 | 2021-01-20 | |
| 2021-01-16 | Bairrington Phillip David Director | 4 | Common Units (Limited Partner Interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,442 43,695 owned after | $0.00 | 2021-01-20 | |
| 2021-01-16 | Bairrington Phillip David Director | 4 | Common Units (Limited Partner Interests) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,442 42,253 owned after | $30.33 | 2021-01-20 | |
| 2021-01-16 | Bairrington Phillip David Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,442 0 owned after | $0.00 | 2021-01-20 | |
| 2021-01-16 | O'Toole Joseph Director | 4 | Common Units (Limited Partner Interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,442 11,442 owned after | $0.00 | 2021-01-20 | |
| 2021-01-16 | O'Toole Joseph Director | 4 | Common Units (Limited Partner Interests) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,442 10,000 owned after | $30.33 | 2021-01-20 | |
| 2021-01-16 | O'Toole Joseph Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,442 0 owned after | $0.00 | 2021-01-20 | |
| 2021-01-15 | Johnson Charles Douglas Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,462 3,462 owned after | $0.00 | 2021-01-20 | |
| 2021-01-15 | Haney Mark Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,462 3,462 owned after | $0.00 | 2021-01-20 | |
| 2021-01-15 | Bairrington Phillip David Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,462 3,462 owned after | $0.00 | 2021-01-20 | |
| 2021-01-15 | O'Toole Joseph Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,462 3,462 owned after | $0.00 | 2021-01-20 |