PhenomeX Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-10-25: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-03-28; Total offering amount $95,000,000.
- 2018-04-11: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-03-28; Total offering amount $75,000,003.
- 2016-11-15: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-10-27; Total offering amount $39,999,981.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2018-10-25 D/A | Rule 506(b) | Equity | 2018-03-28 | $95,000,000 | $95,000,000 | $0 | 33 |
| 2018-04-11 | Rule 506(b) | Equity | 2018-03-28 | $75,000,003 | $44,067,761 | $30,932,242 | 16 |
| 2016-11-15 | Rule 506(b) | Equity | 2016-10-27 | $39,999,981 | $29,717,217 | $10,282,764 | 18 |