PHARMOS CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-04-21: Reporting owner Johnston Robert F; Form 4; Security warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-04-21: Reporting owner EVNIN ANTHONY B; Form 4; Security Common Stock Warrants (righ to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-04-21 | Johnston Robert F Director, Officer (Executive Chairman) | 4 | warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +6,000,000 6,000,000 owned after | $0.12 exercise price | 2009-04-23 | |
| 2009-04-21 | EVNIN ANTHONY B Director, 10% Owner | 4 | Common Stock Warrants (righ to buy) Derivative · Indirect · By Funds | P Open market or private purchase of non-derivative or derivative security | +4,000,000 4,000,000 owned after | $0.12 exercise price | 2009-04-23 |