PHARMAGEN, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-06-02: Reporting owner Rowley David; Form 3; Security Series C Convertible Preferred Stock; Transaction Holding.
- 2014-04-01: Reporting owner Wolpow Richard; Form 4; Security Series C Convertible Preferred; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-03-04: Reporting owner Wolpow Richard; Form 3; Security Series C Convertible Preferred Stock; Transaction Holding.
- 2012-12-31: Reporting owner OLD LINE PARTNERS LLC; Form 4; Security Class A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-06-02 holding as of filing | Rowley David Director | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2014-06-02 | ||
| 2014-04-01 | Wolpow Richard Director, Officer (Int. Chief Operating Officer) | 4 | Series C Convertible Preferred Derivative · Indirect · By Bagel Boy Equity Group, II, LLC | P Open market or private purchase of non-derivative or derivative security | +100,000 300,000 owned after | $1.00 | 2014-04-03 | |
| 2014-03-04 holding as of filing | Wolpow Richard Director, Officer (Int. Chief Operating Officer) | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Bagel Boy Equity Group, II, LLC | Holding | no price filed | 2014-03-04 | ||
| 2012-12-31 | OLD LINE PARTNERS LLC 10% Owner | 4 | Class A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 3,000,000 owned after | no price filed | 2013-01-11 | |
| 2012-12-31 | BARCH MACKIE Director, Officer (CEO, Pres., Treasurer and Sec.), 10% Owner | 4 | Class A Preferred Stock Derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −3,000,000 0 owned after | no price filed | 2013-01-11 | |
| 2012-12-31 | BARCH MACKIE Director, Officer (CEO, Pres., Treasurer and Sec.), 10% Owner | 4 | Class A Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +3,000,000 3,000,000 owned after | no price filed | 2013-01-11 | |
| 2012-12-31 | BETHESDA HOLDINGS LLC 10% Owner | 4 | Class A Preferred Stock Derivative · Indirect · By Old Line Partners, LLC | P Open market or private purchase of non-derivative or derivative security | +3,000,000 3,000,000 owned after | no price filed | 2013-01-11 | |
| 2012-02-13 | BARCH MACKIE Director, Officer (CEO, CFO, Pres, Tres. and Sec.), 10% Owner | 4 | Class A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 3,000,000 owned after | no price filed | 2012-06-25 |