PFENEX INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2009-12-09: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-12-01; Total offering amount $24,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2009-12-09 | Rule 506 | Equity | 2009-12-01 | $24,000,000 | $24,000,000 | $0 | 5 |