PETROSHARE CORP. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2019-10-16: Form 8-K; Period of report 2019-10-16; Description 8.01 Other Events; Details 8.01.
- 2019-09-11: Form 8-K/A; Period of report 2019-09-04; Description 1.03 Bankruptcy or Receivership; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 7.01 Regulation FD Disclosure; 8.01 Other Events; Details 1.03.
- 2019-09-10: Form 8-K; Period of report 2019-09-04; Description 1.03 Bankruptcy or Receivership; 7.01 Regulation FD Disclosure; 8.01 Other Events; Details 1.03.
- 2019-09-04: Form 8-K; Period of report 2019-09-04; Description 1.03 Bankruptcy or Receivership; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 7.01 Regulation FD Disclosure; 8.01 Other Events; Details 1.03.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2019-10-16 | 8-K | 2019-10-16 | 8.01 Other Events | 8.01 On September 4, 2019, PetroShare Corp. (the “Company”) filed a report on Form 8-K advising that it and its wholly-owned subsidiary, CFW Resources, LLC, had filed voluntary petitions for reorganization under chapter 11 of the United States Bankruptcy Code. | prhr_8k.htm |
| 2019-09-11 | 8-K/A | 2019-09-04 | 1.03 Bankruptcy or Receivership; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.03 On September 4, 2019 (the “Petition Date”), PetroShare Corp. (the “Company”) and its wholly-owned subsidiary, CFW Resources, LLC (collectively, with the Company, the “Debtors”), filed voluntary petitions for reorganization (the “Bankruptcy Petitions” and the cases commenced thereby, the “Chapter 11 Cases”) under chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Colorado (the “Court”). 2.04 The commencement of the Chapter 11 Cases described in Item 1.03 of this report constitutes an event of default under certain of the Company’s debt instruments, including the Secured Term Credit Agreement dated February 1, 2018 and the 10% Unsecured Promissory Notes and the Series B Unsecured Promissory Notes (together, the “Unsecured Notes”), which results in automatic acceleration of the Company’s obligations under such debt instruments. 7.01 On September 4, 2019, the Company issued a press release announcing the filing of the Bankruptcy Petitions. 8.01 The Company cautions that trading in the Company’s securities during the pendency of the Chapter 11 Cases is highly speculative and poses substantial risks. | prhr_8k.htm |
| 2019-09-10 | 8-K | 2019-09-04 | 1.03 Bankruptcy or Receivership; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.03 On September 4, 2019 (the “Petition Date”), PetroShare Corp. (the “Company”) and its wholly-owned subsidiary, CFW Resources, LLC (collectively, with the Company, the “Debtors”), filed voluntary petitions for reorganization (the “Bankruptcy Petitions” and the cases commenced thereby, the “Chapter 11 Cases”) under chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Colorado (the “Court”). 7.01 On September 4, 2019, the Company issued a press release announcing the filing of the Bankruptcy Petitions. 8.01 The Company cautions that trading in the Company’s securities during the pendency of the Chapter 11 Cases is highly speculative and poses substantial risks. | prhr_8k.htm |
| 2019-09-04 | 8-K | 2019-09-04 | 1.03 Bankruptcy or Receivership; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.03 On September 4, 2019 (the “Petition Date”), PetroShare Corp. (the “Company”) and its wholly-owned subsidiary, CFW Resources, LLC (collectively, with the Company, the “Debtors”), filed voluntary petitions for reorganization (the “Bankruptcy Petitions” and the cases commenced thereby, the “Chapter 11 Cases”) under chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Colorado (the “Court”). 2.04 The commencement of the Chapter 11 Cases described in Item 1.03 of this report constitutes an event of default under certain of the Company’s debt instruments, including the Secured Term Credit Agreement dated February 1, 2018 and the 10% Unsecured Promissory Notes and the Series B Unsecured Promissory Notes (together, the “Unsecured Notes”), which results in automatic acceleration of the Company’s obligations under such debt instruments. 7.01 On September 4, 2019, the Company issued a press release announcing the filing of the Bankruptcy Petitions. 8.01 The Company cautions that trading in the Company’s securities during the pendency of the Chapter 11 Cases is highly speculative and poses substantial risks. | prhr_8k.htm |
| 2019-08-27 | 8-K | 2019-08-21 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 21, 2019, the Company terminated the employment of William B. Lloyd, its Chief Operating Officer. | prhr_8k.htm |
| 2019-03-29 | 8-K | 2019-03-22 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 22, 2019, PetroShare Corp. (the “Company”) received the resignations of three members of its Board of Directors: Michael Allen, Joseph Drysdale and Cullen Schaar. | prhr_8k.htm |
| 2019-03-20 | 8-K | 2019-03-15 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On March 15, 2019, PetroShare Corp. (the “Company”) held a special meeting of shareholders. | prhr_8k.htm |
| 2019-03-05 | 8-K | 2019-02-27 | 2.01 Completion of Acquisition or Disposition of Assets; 8.01 Other Events | 2.01 As previously disclosed in its Current Report on Form 8-K filed on January 22, 2019, PetroShare Corp. (the “Company”) entered into a purchase and sale agreement dated January 15, 2019 (“Agreement”) with Grizzly Petroleum Company, LLC (“Grizzly”), a Colorado limited liability company. 8.01 Pursuant to the provisions of the Secured Term Credit Agreement dated February 1, 2018 to which the Company is party, the lenders consented to the sale of the Assets on the condition that the proceeds of sale were placed in a bank account controlled by the lenders. | prhr_8k.htm |
| 2019-02-12 | 8-K | 2019-02-11 | 7.01 Regulation FD Disclosure | 7.01 On February 11, 2019, PetroShare Corp. (the “Company”) mailed to its shareholders of record as of February 4, 2019 a proxy statement and proxy regarding a special meeting of the Company’s shareholders to be held on March 15, 2019. | a19-4064_38k.htm |
| 2019-01-22 | 8-K | 2019-01-15 | 1.01 Entry into a Material Definitive Agreement | 1.01 On January 15, 2019, PetroShare Corp. (the "Company"), entered into a purchase and sale agreement (the "Purchase Agreement") with an independent third party ("Buyer). | prhr_8k.htm |
| 2019-01-09 | 8-K | 2018-12-31 | 8.01 Other Events | 8.01 On December 31, 2018, the principal balance of $9.4 million on the 10% Unsecured Promissory Notes and the Series B Unsecured Promissory Notes (collectively, the “Unsecured Notes”) previously issued by PetroShare Corp. (the “Company”) became due. | prhr_8k.htm |
| 2018-06-20 | 8-K | 2018-06-14 | 1.01 Entry into a Material Definitive Agreement | form8k101seaport6-18.txt | |
| 2018-04-24 | 8-K | 2018-04-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | form8k502april-18.txt | |
| 2018-02-07 | 8-K | 2018-02-01 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 1.02 The information under Item 1.01 above is incorporated into this Item 1.02 by reference. 2.03 The information under Item 1.01 above is incorporated into this Item 2.03 by reference. 3.02 The information under Item 1.01 above is incorporated into this Item 3.02 by reference. 7.01 On February 2, 2018, the Company issued a press release announcing the execution of the Credit Agreement. | a18-5456_18k.htm |
| 2017-12-27 | 8-K | 2017-12-21 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 The information under Item 1.01 above is incorporated into this Item 2.03 by reference. 3.02 The information under Item 1.01 above is incorporated into this Item 3.02 by reference. | a17-28979_18k.htm |
| 2017-11-01 | 8-K | 2017-10-26 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | form8k203seriesbnotes10-17.txt | |
| 2017-10-20 | 8-K | 2017-10-17 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | form8kitem203oct-17.txt | |
| 2017-10-11 | 8-K | 2017-10-10 | 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure | 5.07 On October 10, 2017, PetroShare Corp. (the “Company”) held its annual meeting of shareholders. 7.01 At the annual meeting, representatives of management gave an update on the Company’s business. | a17-23052_18k.htm |
| 2017-09-25 | 8-K | 2017-09-25 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | form8kitem101sept-17.txt | |
| 2017-09-15 | 8-K | 2017-09-12 | 7.01 Regulation FD Disclosure | 7.01 On September 12, 2017, PetroShare Corp. (the "Company") mailed to its shareholders of record as of August 21, 2017 information regarding the annual meeting of the Company's shareholders to be held on October 10, 2017. | a2233231z8-k.htm |
| 2017-08-14 | 8-K | 2017-08-14 | 2.02 Results of Operations and Financial Condition | 2.02 On August 14, 2017, PetroShare Corp. issued a press release announcing a summary of its second quarter 2017 financial and operating results. | a17-20137_18k.htm |
| 2017-06-16 | 8-K | 2017-06-13 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (a) Dismissal of independent registered public accounting firm. | a17-15360_18k.htm |
| 2017-06-09 | 8-K | 2017-06-08 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | a17-15013_18k.htm |
| 2017-06-02 | 8-K | 2017-05-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 30, 2017, PetroShare Corp. (the “Company”) entered into an executive employment agreement (the “Agreement”) with its Chief Financial Officer, Paul D. Maniscalco. | a17-14647_18k.htm |
| 2017-04-06 | 8-K | 2017-04-03 | 2.01 Completion of Acquisition or Disposition of Assets; 3.02 Unregistered Sales of Equity Securities | 2.01 As previously disclosed in its Current Report on Form 8-K filed on February 28, 2017, PetroShare Corp. (the “Company”) entered into a purchase and sale agreement dated February 23, 2017 (“Agreement”) with Morning Gun Exploration LLC (“Morning Gun”), a Colorado limited liability company. 3.02 The information included in Item 2.01 of this Form 8-K is hereby incorporated by reference into this Item 3.02. | a17-10994_18k.htm |
| 2017-03-10 | 8-K/A | 2016-12-22 | 9.01 Financial Statements and Exhibits | 9.01 See the Exhibit Index at the end of this report for a listing of the exhibits filed or furnished with this report. | a17-7988_18ka.htm |
| 2017-02-28 | 8-K | 2017-02-23 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On February 28, 2017, the Company issued a press release announcing the execution of the Agreement. | a17-7299_18k.htm |
| 2017-02-07 | 8-K | 2017-02-07 | 7.01 Regulation FD Disclosure | 7.01 On February 7, 2017, PetroShare Corp. (the “Company”) issued a press release announcing the Company’s development plans for the first half of 2017 and an operational update. | a17-3884_18k.htm |
| 2017-02-03 | 8-K | 2017-01-30 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 7.01 Regulation FD Disclosure | 1.01 On January 30, 2017, PetroShare Corp. (the “Company”) completed the final closing of the private placement previously disclosed on its Forms 8-K filed with Securities and Exchange Commission (“SEC”) on January 5, 2017 and January 26, 2017 (the “Private Placement”). 2.03 The information included in Item 1.01 of this Form 8-K is hereby incorporated by reference into this Item 2.03. 3.02 The information included in Item 1.01 of this Form 8-K is hereby incorporated by reference into this Item 3.02. 7.01 On February 1, 2017, the Company issued a press release announcing the closing of the Private Placement. | a17-3637_18k.htm |
| 2017-01-26 | 8-K | 2017-01-20 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 On January 20, 2017, PetroShare Corp. (the “Company”) completed the second closing of the private placement previously disclosed on its Form 8-K filed with the Securities and Exchange Commission on January 5, 2017 (the “Private Placement”). 2.03 The information included in Item 1.01 of this Form 8-K is hereby incorporated by reference into this Item 2.03. 3.02 The information included in Item 1.01 of this Form 8-K is hereby incorporated by reference into this Item 3.02. | a17-3203_18k.htm |
| 2017-01-05 | 8-K | 2016-12-29 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 On December 29, 2016, PetroShare Corp. (the “Company”) entered into a placement agent agreement with an effective date of December 16, 2016 (the “Placement Agent Agreement”), pursuant to which the placement agent agreed to offer in a private placement up to 120 units of the Company (“Units”) at $50,000 per Unit (the “Private Placement”). 2.03 The information included in Item 1.01 of this Form 8-K is hereby incorporated by reference into this Item 2.03. 3.02 The information included in Item 1.01 of this Form 8-K is hereby incorporated by reference into this Item 3.02. | a17-1487_18k.htm |
| 2016-12-28 | 8-K | 2016-12-22 | 2.01 Completion of Acquisition or Disposition of Assets; 7.01 Regulation FD Disclosure | 2.01 As previously disclosed in its Current Report on Form 8-K dated November 21, 2016, PetroShare Corp. (the “Company”) entered into a purchase and sale agreement dated November 21, 2016 (“Agreement”) with Crimson Exploration Operating, Inc. (“Crimson”), a Delaware corporation. 7.01 On December 28, 2016, the Company issued a press release announcing the acquisition of the assets from Crimson. | a16-23821_18k.htm |
| 2016-11-28 | 8-K | 2016-11-21 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On November 28, 2016, the Company issued a press release announcing the execution of the Agreement. | a16-16329_138k.htm |
| 2016-10-18 | 8-K | 2016-10-13 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 2.01 On October 14, 2016, the Company completed the acquisition of the royalty interests from Phyllis Dowell that were described in the Form 8-K filed with the Securities and Exchange Commission on October 12, 2016. 7.01 On October 18, 2016, the Company issued a press release announcing the execution of the Line of Credit Agreement and the acquisition of the royalty interests. | a16-19788_28k.htm |
| 2016-10-12 | 8-K | 2016-10-05 | 1.01 Entry into a Material Definitive Agreement | 1.01 On October 5, 2016, PetroShare Corp. (the “Company”) entered into a letter agreement (the “Agreement”) with Phyllis Dowell, an individual, pursuant to which the Company agreed to purchase additional royalty interests in 10 of the Jacobucci wells in which the Company is currently participating as a non-operator. | a16-19788_18k.htm |
| 2016-09-16 | 8-K/A | 2016-06-30 | 9.01 Financial Statements and Exhibits | a16-18609_18ka.htm | |
| 2016-09-13 | 8-K | 2016-09-08 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On September 8, 2016, PetroShare Corp. (the “Company”) held its annual meeting of shareholders. | a16-18450_18k.htm |
| 2016-08-23 | 8-K | 2016-08-22 | 7.01 Regulation FD Disclosure | 7.01 On August 22, 2016, PetroShare Corp. (the “Company”) mailed to its shareholders of record as of August 18, 2016 information regarding the annual meeting of the Company’s shareholders to be held on September 8, 2016. | a16-17328_18k.htm |
| 2016-07-07 | 8-K | 2016-06-30 | 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 2.01 As previously disclosed in its Current Report on Form 8-K dated May 27, 2016, PetroShare Corp. (the “Company”) entered into a purchase and sale agreement on May 27, 2016 (“Agreement”) with PDC Energy, Inc., a Delaware corporation (“PDC”). 5.02 On July 5, 2016, the Board of Directors of the Company expanded its membership from five to six members and appointed Douglas R. Harris to fill the vacancy created by the increase. 7.01 On July 6, 2016, the Company issued a press release announcing the acquisition of the assets from PDC. | pshare_8k.htm |
| 2016-06-03 | 8-K | 2016-05-27 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On May 31, 2016, the Company issued a press release announcing the execution of the Agreement. | pshare_8k.htm |
| 2016-05-10 | 8-K | 2016-05-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 4, 2016, the Board of Directors of PetroShare Corp. (the “Company”) expanded its membership from three to five members and appointed Messrs. | pshare_8k.htm |
| 2016-04-19 | 8-K | 2016-04-14 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 2.01 Please see description under Item 1.01. 7.01 On April 19, 2016, the Company issued a press release announcing acquisition of the Leases. | pshare_8k.htm |
| 2016-04-06 | 8-K | 2016-03-31 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 2.01 Please see description under Item 1.01. 7.01 On April 6, 2016, the Company issued a press release announcing acquisition of the Assets. | pshare_8k.htm |
| 2016-03-01 | 8-K | 2016-02-24 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | pshare_8k.htm | |
| 2016-01-07 | 8-K | 2016-01-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective January 1, 2016, PetroShare Corp. (the "Company") appointed Paul D. Maniscalco as Chief Financial Officer of the Company. | pshare_8k.htm |
| 2015-11-23 | 8-K | 2015-11-20 | 7.01 Regulation FD Disclosure | 7.01 On November 20, 2015, PetroShare Corp. (the "Company") issued a press release announcing that it closed a $4.6 million public offering of 4,600,000 shares of the Company's common stock at $1.00 per share on November 19, 2105. | pshare_8k.htm |
| 2015-11-16 | 8-K | 2015-11-12 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | pshare_8k.htm |
| 2015-09-08 | 8-K | 2015-09-02 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 The Company issued a press release on September 3, 2015 announcing the Extension. | pshare_8k.htm |
| 2015-06-04 | 8-K | 2015-06-04 | 8.01 Other Events | 8.01 On September 22, 2014, PetroShare Corp. (the "Company") filed a registration statement on Form S-1 along with the Company's prospectus, registering for sale 4,600,000 shares of common stock (the "Offering"). | petro_8k.htm |
| 2015-05-07 | 8-K | 2015-05-01 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (a) Resignation of independent registered public accounting firm. | petroshare_8k.htm |
| 2015-04-03 | 8-K | 2015-04-03 | 8.01 Other Events | petroshare_8k.htm | |
| 2015-03-05 | 8-K | 2015-02-27 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 The Company issued a press release on March 2, 2015 announcing the acquisition of the lease from Kingdom. | petroshare_8k.htm |