Petro River Oil Corp. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-01-31: Reporting owner Cohen Scot; Form 4; Security Series A Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-01-31: Reporting owner Cohen Scot; Form 4; Security Series A Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-01-31: Reporting owner Cohen Scot; Form 4; Security Series A Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-11: Reporting owner Freedman Jeffrey; Form 3; Security Series B Convertible Preferred, par value $0.00001 per share; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-01-31 | Cohen Scot Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,881 51,881 owned after | $0.40 exercise price | 2019-02-08 | |
| 2019-01-31 | Cohen Scot Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,406 36,406 owned after | $0.40 exercise price | 2019-02-08 | |
| 2019-01-31 | Cohen Scot Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,009 58,009 owned after | $0.40 exercise price | 2019-02-08 | |
| 2012-10-11 holding as of filing | Freedman Jeffrey Officer (Interim CEO & Interim CFO) | 3 | Series B Convertible Preferred, par value $0.00001 per share Non-derivative · Direct | Holding | 500 owned after | no price filed | 2012-10-11 | |
| 2012-10-11 holding as of filing | Freedman Jeffrey Officer (Interim CEO & Interim CFO) | 3 | Series B Convertible Preferred, par value $0.00001 per share Derivative · Direct | Holding | $0.20 exercise price | 2012-10-11 |