Perseon Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows, 63 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-04-21: Reporting owner Meltzer Brian A.; Form 4; Security Option to purchase common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-02-26: Reporting owner Turnlund Todd; Form 3; Security Option to purchase common stock; Transaction Holding.
- 2015-02-26: Reporting owner Turnlund Todd; Form 3; Security Option to purchase common stock; Transaction Holding.
- 2015-02-26: Reporting owner Turnlund Todd; Form 3; Security Option to purchase common stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-04-21 | Meltzer Brian A. Officer (Chief Medical Officer) | 4 | Option to purchase common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.35 | 2015-04-23 | |
| 2015-02-26 holding as of filing | Turnlund Todd Officer (VP Engineering) | 3 | Option to purchase common stock Derivative · Direct | Holding | $4.66 exercise price | 2015-02-26 | ||
| 2015-02-26 holding as of filing | Turnlund Todd Officer (VP Engineering) | 3 | Option to purchase common stock Derivative · Direct | Holding | $1.81 exercise price | 2015-02-26 | ||
| 2015-02-26 holding as of filing | Turnlund Todd Officer (VP Engineering) | 3 | Option to purchase common stock Derivative · Direct | Holding | $1.47 exercise price | 2015-02-26 | ||
| 2015-02-17 | Beckham Benjamin Other (VP of North American Sales) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.36 | 2015-02-19 | |
| 2015-02-17 | Hoglin Jennifer R Officer (VP of Marketing) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.36 | 2015-02-19 | |
| 2014-11-10 | Carnell Clint Director, Officer (CEO) | 4 | Option to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,400,000 1,400,000 owned after | $0.46 | 2014-11-13 | |
| 2013-05-22 | Wolcott Harold R Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.20 exercise price | 2013-05-24 | |
| 2012-12-10 | Barth William S Officer (CFO/Corporate Secretary) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.59 | 2012-12-12 | |
| 2011-06-01 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 135,000 owned after | $0.56 | 2011-06-02 | |
| 2011-06-01 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 125,000 owned after | $0.64 | 2011-06-02 | |
| 2011-06-01 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 110,000 owned after | $1.20 | 2011-06-02 | |
| 2011-06-01 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 90,000 owned after | $2.44 | 2011-06-02 | |
| 2011-05-11 | GAUGER DENNIS P Officer (CFO) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 215,000 owned after | $3.82 | 2011-05-12 | |
| 2011-02-07 | Wolcott Harold R Director, Officer (President) | 4 | Option to purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,000 735,760 owned after | $1.70 | 2011-02-09 | |
| 2011-02-02 | Wolcott Harold R Director, Officer (President) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 805,760 owned after | $4.66 | 2011-02-08 | |
| 2011-02-02 | GAUGER DENNIS P Officer (CFO) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 190,000 owned after | $4.66 | 2011-02-08 | |
| 2010-12-16 | Nobel Michael Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 160,000 owned after | $0.66 | 2010-12-16 | |
| 2010-12-16 | Nobel Michael Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 150,000 owned after | $0.56 | 2010-12-16 | |
| 2010-12-16 | Nobel Michael Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 135,000 owned after | $0.64 | 2010-12-16 | |
| 2009-04-28 | GAUGER DENNIS P Officer (CFO) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 140,000 owned after | $2.40 | 2009-05-01 | |
| 2009-04-10 | Wolcott Harold R Director, Officer (President) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +655,760 655,760 owned after | $1.70 | 2009-04-14 | |
| 2009-01-23 | Mead Hyrum A Director, Officer (President) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,637 270,436 owned after | $1.20 exercise price | 2009-01-28 | |
| 2008-09-15 | Turner Paul F Director, Officer (Sr. VP, CTO) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −149,312 127,900 owned after | $1.20 exercise price | 2008-09-17 | |
| 2008-09-15 | Mead Hyrum A Director, Officer (President) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,790 0 owned after | $0.37 exercise price | 2008-09-17 | |
| 2008-09-15 | Mead Hyrum A Director, Officer (President) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $0.81 exercise price | 2008-09-17 | |
| 2008-09-15 | Mead Hyrum A Director, Officer (President) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,927 299,073 owned after | $1.20 exercise price | 2008-09-17 | |
| 2008-09-12 | GAUGER DENNIS P Officer (CFO) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $7.31 | 2008-09-16 | |
| 2008-09-01 | BOYD DOUGLAS Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 115,000 owned after | $7.95 | 2008-09-02 | |
| 2008-09-01 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 222,065 owned after | $7.95 | 2008-09-02 | |
| 2008-09-01 | Nobel Michael Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 165,000 owned after | $7.95 | 2008-09-02 | |
| 2008-09-01 | STEWART STEVEN G Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 106,368 owned after | $7.95 | 2008-09-02 | |
| 2008-09-01 | MCQUAY TIMOTY C Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 47,457 owned after | $7.95 | 2008-09-02 | |
| 2008-03-17 | Mead Hyrum A Director, Officer (President) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,674 701,790 owned after | $4.76 | 2008-03-19 | |
| 2008-03-03 | MCQUAY TIMOTY C Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,457 17,457 owned after | $5.29 | 2008-03-04 | |
| 2007-12-19 | Mead Hyrum A Director, Officer (President) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 710,464 owned after | $5.10 | 2007-12-21 | |
| 2007-12-19 | Turner Paul F Director, Officer (Sr. VP & CTO) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 313,210 owned after | $5.10 | 2007-12-21 | |
| 2007-09-07 | Nobel Michael Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 135,000 owned after | $6.50 | 2007-09-10 | |
| 2007-09-07 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 192,065 owned after | $6.50 | 2007-09-10 | |
| 2007-09-07 | BOYD DOUGLAS Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 85,000 owned after | $6.50 | 2007-09-10 | |
| 2007-07-27 | Turner Paul F Director, Officer (Sr. VP, CTO) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 277,212 owned after | $1.20 | 2007-07-30 | |
| 2007-06-13 | Mead Hyrum A Director, Officer (President) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,284 674,464 owned after | $0.37 | 2007-06-15 | |
| 2007-06-07 | STEWART STEVEN G Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 76,368 owned after | $6.50 | 2007-09-10 | |
| 2007-05-18 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 227,065 owned after | $0.39 | 2007-05-21 | |
| 2007-05-18 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 222,065 owned after | $1.11 | 2007-05-21 | |
| 2007-05-18 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 207,065 owned after | $0.66 | 2007-05-21 | |
| 2007-05-18 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 192,065 owned after | $0.56 | 2007-05-21 | |
| 2007-05-18 | Sennewald Gerhard W Director, 10% Owner | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 177,065 owned after | $0.64 | 2007-05-21 | |
| 2007-05-18 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 167,065 owned after | $1.20 | 2007-05-21 | |
| 2007-05-18 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchae common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 162,065 owned after | $2.44 | 2007-05-21 | |
| 2006-10-06 | Turner Paul F Director, Officer (Sr. VP, CTO) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,788 287,212 owned after | $1.20 | 2006-10-10 | |
| 2006-09-01 | STEWART STEVEN G Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 46,368 owned after | $4.77 | 2006-09-05 | |
| 2006-09-01 | BOYD DOUGLAS Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 55,000 owned after | $4.77 | 2006-09-05 | |
| 2006-09-01 | Sennewald Gerhard W Director, 10% Owner | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 237,065 owned after | $4.77 | 2006-09-05 | |
| 2006-09-01 | Nobel Michael Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 105,000 owned after | $4.77 | 2006-09-05 | |
| 2006-04-25 | STEWART STEVEN G Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,368 16,368 owned after | $5.76 | 2006-04-26 | |
| 2006-03-17 | Mead Hyrum A Director, Officer (President) | 4 | option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,252 679,748 owned after | $0.37 | 2006-03-21 | |
| 2006-02-13 | Nobel Michael Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 175,000 owned after | $0.24 | 2006-02-14 | |
| 2006-02-13 | Nobel Michael Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 150,000 owned after | $0.39 | 2006-02-14 | |
| 2006-02-13 | Nobel Michael Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 125,000 owned after | $1.11 | 2006-02-14 | |
| 2006-02-13 | Nobel Michael Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 105,000 owned after | $0.66 | 2006-02-14 | |
| 2006-02-13 | Nobel Michael Director | 4 | option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 80,000 owned after | $0.24 | 2006-02-14 | |
| 2006-02-13 | Nobel Michael Director | 4 | option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 75,000 owned after | $1.20 | 2006-02-14 |