PEREGRINE SEMICONDUCTOR CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 106 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-24: Reporting owner Sherwin Elton; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-24: Reporting owner D'Addario Paul N.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-24: Reporting owner Pavey Robert; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-13: Reporting owner Reedy Ronald E.; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-24 | Sherwin Elton Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,798 21,798 owned after | $15.93 exercise price | 2012-08-28 | |
| 2012-08-24 | D'Addario Paul N. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,798 21,798 owned after | $15.93 exercise price | 2012-08-28 | |
| 2012-08-24 | Pavey Robert Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,798 21,798 owned after | $15.93 exercise price | 2012-08-28 | |
| 2012-08-13 | Reedy Ronald E. Officer (Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,850 379,815 owned after | $0.73 exercise price | 2012-08-14 | |
| 2012-08-13 | Reedy Ronald E. Officer (Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,574 362,241 owned after | $0.73 exercise price | 2012-08-14 | |
| 2012-08-13 | Reedy Ronald E. Officer (Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,983 344,258 owned after | $0.73 exercise price | 2012-08-14 | |
| 2012-08-13 | Reedy Ronald E. Officer (Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −410 343,848 owned after | $0.73 exercise price | 2012-08-14 | |
| 2012-08-13 | Kelly Dylan Officer (Vice President MWS) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −419 204,775 owned after | $0.73 exercise price | 2012-08-14 | |
| 2012-08-13 | Kelly Dylan Officer (Vice President MWS) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −207 204,568 owned after | $0.73 exercise price | 2012-08-14 | |
| 2012-08-13 | Novak Rodd Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,405 277,261 owned after | $0.73 exercise price | 2012-08-14 | |
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.88 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $7.12 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $9.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Reedy Ronald E. Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.88 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.88 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.88 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $5.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $7.12 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $9.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Novak Rodd Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | THORNLEY ANTHONY S Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.95 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | THORNLEY ANTHONY S Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.95 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | THORNLEY ANTHONY S Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | ALLEN JOHN H Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.12 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | ALLEN JOHN H Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.12 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | ALLEN JOHN H Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Belk Jeffrey Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Belk Jeffrey Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Belk Jeffrey Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Belk Jeffrey Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Belk Jeffrey Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.12 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Belk Jeffrey Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.12 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Belk Jeffrey Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.88 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $7.12 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Cable James Director, Officer (Chief Executive Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $9.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Biskupski Jay Officer (Chief Financial Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Biskupski Jay Officer (Chief Financial Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Biskupski Jay Officer (Chief Financial Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $7.12 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Biskupski Jay Officer (Chief Financial Officer) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $9.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Monetti Gary Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Monetti Gary Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Monetti Gary Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Monetti Gary Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.12 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Monetti Gary Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.12 exercise price | 2012-08-08 | ||
| 2012-08-08 holding as of filing | Monetti Gary Director | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.76 exercise price | 2012-08-08 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.88 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.88 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $5.73 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $7.12 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $7.12 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $9.76 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | Kelly Dylan Officer (Vice President MWS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | SCHLACHTE CARL Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.95 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | SCHLACHTE CARL Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.95 exercise price | 2012-08-07 | ||
| 2012-08-07 holding as of filing | SCHLACHTE CARL Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.76 exercise price | 2012-08-07 |