PEP BOYS MANNY MOE & JACK Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-12: Reporting owner REID IRVIN D; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-22: Reporting owner LNA Capital Corp. | Barington Investments LP | Barington Companies Offshore Fund, Ltd. (BVI) | Barington Companies Advisors, LLC | Barington Companies Investors, LLC | MITAROTONDA JAMES A | BARINGTON COMPANIES EQUITY PARTNERS L P | BARINGTON CAPITAL GROUP L P | Barington Offshore Advisors II, LLC; Form 4; Security Call option (right to buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2007-10-22: Reporting owner LNA Capital Corp. | Barington Investments LP | Barington Companies Offshore Fund, Ltd. (BVI) | Barington Companies Advisors, LLC | Barington Companies Investors, LLC | MITAROTONDA JAMES A | BARINGTON COMPANIES EQUITY PARTNERS L P | BARINGTON CAPITAL GROUP L P | Barington Offshore Advisors II, LLC; Form 4; Security Call option (right to buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2007-10-22: Reporting owner LNA Capital Corp. | Barington Investments LP | Barington Companies Offshore Fund, Ltd. (BVI) | Barington Companies Advisors, LLC | Barington Companies Investors, LLC | MITAROTONDA JAMES A | BARINGTON COMPANIES EQUITY PARTNERS L P | BARINGTON CAPITAL GROUP L P | Barington Offshore Advisors II, LLC; Form 4; Security Call option (right to buy); Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-12 | REID IRVIN D Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,051 1,051 owned after | $11.29 exercise price | 2007-12-13 | |
| 2007-10-22 | LNA Capital Corp. | Barington Investments LP | Barington Companies Offshore Fund, Ltd. (BVI) | Barington Companies Advisors, LLC | Barington Companies Investors, LLC | MITAROTONDA JAMES A | BARINGTON COMPANIES EQUITY PARTNERS L P | BARINGTON CAPITAL GROUP L P | Barington Offshore Advisors II, LLC Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | | Other (See Remarks) | 4 | Call option (right to buy) Derivative · Indirect · By Barington Investments L.P. | S Open market or private sale of non-derivative or derivative security | −18,400 0 owned after | $5.45 | 2007-10-23 | |
| 2007-10-22 | LNA Capital Corp. | Barington Investments LP | Barington Companies Offshore Fund, Ltd. (BVI) | Barington Companies Advisors, LLC | Barington Companies Investors, LLC | MITAROTONDA JAMES A | BARINGTON COMPANIES EQUITY PARTNERS L P | BARINGTON CAPITAL GROUP L P | Barington Offshore Advisors II, LLC Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | | Other (See Remarks) | 4 | Call option (right to buy) Derivative · Indirect · By Barington Companies Offshore Fund Ltd. | S Open market or private sale of non-derivative or derivative security | −51,800 0 owned after | $5.45 | 2007-10-23 | |
| 2007-10-22 | LNA Capital Corp. | Barington Investments LP | Barington Companies Offshore Fund, Ltd. (BVI) | Barington Companies Advisors, LLC | Barington Companies Investors, LLC | MITAROTONDA JAMES A | BARINGTON COMPANIES EQUITY PARTNERS L P | BARINGTON CAPITAL GROUP L P | Barington Offshore Advisors II, LLC Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | | Other (See Remarks) | 4 | Call option (right to buy) Derivative · Indirect · By Barington Companies Equity Partners L.P. | S Open market or private sale of non-derivative or derivative security | −29,800 0 owned after | $5.45 | 2007-10-23 | |
| 2007-10-19 | LNA Capital Corp. | Barington Investments LP | Barington Companies Offshore Fund, Ltd. (BVI) | Barington Companies Advisors, LLC | Barington Companies Investors, LLC | MITAROTONDA JAMES A | BARINGTON COMPANIES EQUITY PARTNERS L P | BARINGTON CAPITAL GROUP L P | Barington Offshore Advisors II, LLC Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | | Other (See Remarks) | 4 | Call option (right to buy) Derivative · Indirect · By Barington Investments L.P. | P Open market or private purchase of non-derivative or derivative security | +18,400 18,400 owned after | $5.58 | 2007-10-23 | |
| 2007-10-19 | LNA Capital Corp. | Barington Investments LP | Barington Companies Offshore Fund, Ltd. (BVI) | Barington Companies Advisors, LLC | Barington Companies Investors, LLC | MITAROTONDA JAMES A | BARINGTON COMPANIES EQUITY PARTNERS L P | BARINGTON CAPITAL GROUP L P | Barington Offshore Advisors II, LLC Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | | Other (See Remarks) | 4 | Call option (right to buy) Derivative · Indirect · By Barington Companies Offshore Fund Ltd. | P Open market or private purchase of non-derivative or derivative security | +51,800 51,800 owned after | $5.58 | 2007-10-23 | |
| 2007-10-19 | LNA Capital Corp. | Barington Investments LP | Barington Companies Offshore Fund, Ltd. (BVI) | Barington Companies Advisors, LLC | Barington Companies Investors, LLC | MITAROTONDA JAMES A | BARINGTON COMPANIES EQUITY PARTNERS L P | BARINGTON CAPITAL GROUP L P | Barington Offshore Advisors II, LLC Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | Other (See Remarks) | | Other (See Remarks) | 4 | Call option (right to buy) Derivative · Indirect · By Barington Companies Equity Partners L.P. | P Open market or private purchase of non-derivative or derivative security | +29,800 29,800 owned after | $5.58 | 2007-10-23 | |
| 2007-09-17 | Michael R. Odell Officer (EVP-Chief Operating Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $14.78 exercise price | 2007-09-18 | |
| 2007-07-06 | SMITH HAL Officer (EVP-Merchandising & Marketing) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 100,000 owned after | $15.65 exercise price | 2007-07-06 | |
| 2007-06-20 | SMITH HAL Officer (EVP-Merchandising & Marketing) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 120,000 owned after | $15.65 exercise price | 2007-06-21 | |
| 2007-06-15 | Cirelli Joseph A Officer (SVP - Service) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 0 owned after | $6.40 exercise price | 2007-06-18 | |
| 2007-06-15 | Cirelli Joseph A Officer (SVP - Service) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $7.60 exercise price | 2007-06-18 | |
| 2007-06-15 holding as of filing | Pirate Capital LLC | Hudson Thomas R Jr Director, 10% Owner | Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 1 owned after | $12.76 exercise price | 2007-06-15 | |
| 2007-06-15 holding as of filing | Pirate Capital LLC | Hudson Thomas R Jr Director, 10% Owner | Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 1 owned after | $14.41 exercise price | 2007-06-15 | |
| 2007-06-15 holding as of filing | Pirate Capital LLC | Hudson Thomas R Jr Director, 10% Owner | Director, 10% Owner | 4 | Option (right to buy) Derivative · Indirect · (m) | Holding | 2,500 owned after | $10.00 exercise price | 2007-06-15 | |
| 2007-06-15 holding as of filing | Pirate Capital LLC | Hudson Thomas R Jr Director, 10% Owner | Director, 10% Owner | 4 | Option (obligation to buy) Derivative · Indirect · (m) | Holding | 80 owned after | $15.00 exercise price | 2007-06-15 | |
| 2007-06-14 | MITAROTONDA JAMES A Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,243 2,243 owned after | $21.71 exercise price | 2007-06-15 | |
| 2007-06-14 | Pirate Capital LLC | Hudson Thomas R Jr Director, 10% Owner | Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,243 1 owned after | $21.70 exercise price | 2007-06-15 | |
| 2007-06-14 | WILLIAMS JAMES AUBREY Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,243 2,243 owned after | $21.71 exercise price | 2007-06-15 | |
| 2007-06-14 | White Nick Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,243 2,243 owned after | $21.71 exercise price | 2007-06-15 | |
| 2007-06-14 | SWEETWOOD JOHN T Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,243 2,243 owned after | $21.71 exercise price | 2007-06-15 | |
| 2007-06-14 | SCACCETTI JANE Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,243 2,243 owned after | $21.71 exercise price | 2007-06-15 | |
| 2007-06-14 | LUKENS MAX L Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,243 2,243 owned after | $21.71 exercise price | 2007-06-15 | |
| 2007-06-14 | LEONARD WILLIAM Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,243 2,243 owned after | $21.71 exercise price | 2007-06-15 | |
| 2007-06-14 | HOTZ ROBERT H Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,243 2,243 owned after | $21.71 exercise price | 2007-06-15 | |
| 2007-06-14 | BASSI PETER A Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,243 2,243 owned after | $21.71 exercise price | 2007-06-15 | |
| 2007-06-14 | ATKINS M SHAN Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,243 2,243 owned after | $21.71 exercise price | 2007-06-15 | |
| 2007-05-30 | PAGE MARK L Officer (SVP-Parts & Tires) | 4/A | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $7.60 exercise price | 2007-06-01 | |
| 2007-05-30 | PAGE MARK L Officer (SVP-Parts & Tires) | 4/A | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $6.22 exercise price | 2007-06-01 | |
| 2007-05-30 | PAGE MARK L Officer (SVP-Parts & Tires) | 4/A | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,900 0 owned after | $6.34 exercise price | 2007-06-01 | |
| 2007-05-30 | PAGE MARK L Officer (SVP-Parts & Tires) | 4/A | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.40 exercise price | 2007-06-01 | |
| 2007-05-30 | PAGE MARK L Officer (SVP-Parts & Tires) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $7.60 exercise price | 2007-05-30 | |
| 2007-05-30 | PAGE MARK L Officer (SVP-Parts & Tires) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $6.22 exercise price | 2007-05-30 | |
| 2007-05-30 | PAGE MARK L Officer (SVP-Parts & Tires) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,900 0 owned after | $6.34 exercise price | 2007-05-30 | |
| 2007-05-30 | PAGE MARK L Officer (SVP-Parts & Tires) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.40 exercise price | 2007-05-30 | |
| 2007-03-13 | RACHOR JEFFREY C Director, Officer (President & CEO) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $15.08 exercise price | 2007-03-15 | |
| 2007-02-15 | Bacon Mark Officer (SVP - Operations) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $15.97 exercise price | 2007-02-16 | |
| 2007-02-15 | SMITH HAL Officer (EVP-Merchandising & Marketing) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $15.97 exercise price | 2007-02-16 | |
| 2007-02-15 | YANOWITZ HARRY Officer (SVP - CFO) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $15.97 exercise price | 2007-02-16 | |
| 2007-02-15 | Cirelli Joseph A Officer (SVP - Service) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $15.97 exercise price | 2007-02-16 | |
| 2007-02-15 | MCELROY BERNARD K Officer (VP-Chief Accounting Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $15.97 exercise price | 2007-02-16 | |
| 2007-01-22 holding as of filing | Hudson Thomas R Jr | Pirate Capital LLC Director, 10% Owner | Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 1 owned after | $12.76 exercise price | 2007-01-22 | |
| 2007-01-22 holding as of filing | Hudson Thomas R Jr | Pirate Capital LLC Director, 10% Owner | Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 1 owned after | $14.41 exercise price | 2007-01-22 | |
| 2007-01-22 holding as of filing | Hudson Thomas R Jr | Pirate Capital LLC Director, 10% Owner | Director, 10% Owner | 4 | Option (right to buy) Derivative · Indirect · (m) | Holding | 2,500 owned after | $10.00 exercise price | 2007-01-22 | |
| 2007-01-22 holding as of filing | Hudson Thomas R Jr | Pirate Capital LLC Director, 10% Owner | Director, 10% Owner | 4 | Option (obligation to buy) Derivative · Indirect · (m) | Holding | 80 owned after | $15.00 exercise price | 2007-01-22 | |
| 2007-01-20 | Hudson Thomas R Jr | Pirate Capital LLC Director, 10% Owner | Director, 10% Owner | 4 | Option (obligation to buy) Derivative · Indirect · See footnote 1 | E Expiration of short derivative position | −3,492 0 owned after | $15.00 exercise price | 2007-01-22 | |
| 2007-01-20 | Hudson Thomas R Jr | Pirate Capital LLC Director, 10% Owner | Director, 10% Owner | 4 | Option (obligation to buy) Derivative · Indirect · See footnote 1 | O Exercise of out-of-the-money derivative security | −40 0 owned after | $15.00 exercise price | 2007-01-22 |