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PEETS COFFEE & TEA INC Forms 3, 4 and 5: Stock Options

PEETS COFFEE & TEA INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 83 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2012-10-29: Reporting owner VALETTE JEAN MICHEL; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2012-10-29: Reporting owner VALETTE JEAN MICHEL; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2012-10-29: Reporting owner VALETTE JEAN MICHEL; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2012-10-29: Reporting owner VALETTE JEAN MICHEL; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2012-10-29VALETTE JEAN MICHEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$26.47
exercise price
2012-10-30
2012-10-29VALETTE JEAN MICHEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$36.15
exercise price
2012-10-30
2012-10-29VALETTE JEAN MICHEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$50.89
exercise price
2012-10-30
2012-10-29VALETTE JEAN MICHEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,895
0 owned after
$63.00
exercise price
2012-10-30
2012-10-29Sartain Elizabeth P
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−21,250
0 owned after
$27.74
exercise price
2012-10-30
2012-10-29Sartain Elizabeth P
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$23.91
exercise price
2012-10-30
2012-10-29Sartain Elizabeth P
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$26.47
exercise price
2012-10-30
2012-10-29Sartain Elizabeth P
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$36.15
exercise price
2012-10-30
2012-10-29Sartain Elizabeth P
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$50.89
exercise price
2012-10-30
2012-10-29Sartain Elizabeth P
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,895
0 owned after
$63.00
exercise price
2012-10-30
2012-10-29LINTON MICHAEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,500
0 owned after
$30.60
exercise price
2012-10-30
2012-10-29LINTON MICHAEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,500
0 owned after
$26.42
exercise price
2012-10-30
2012-10-29LINTON MICHAEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
0 owned after
$23.91
exercise price
2012-10-30
2012-10-29LINTON MICHAEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
0 owned after
$26.47
exercise price
2012-10-30
2012-10-29LINTON MICHAEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
0 owned after
$36.15
exercise price
2012-10-30
2012-10-29LINTON MICHAEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
0 owned after
$50.89
exercise price
2012-10-30
2012-10-29LINTON MICHAEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
0 owned after
$63.00
exercise price
2012-10-30
2012-10-29HALL TED W
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$26.47
exercise price
2012-10-30
2012-10-29HALL TED W
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$36.15
exercise price
2012-10-30
2012-10-29HALL TED W
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$50.89
exercise price
2012-10-30
2012-10-29HALL TED W
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,895
0 owned after
$63.00
exercise price
2012-10-30
2012-10-29DENO DAVID
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$50.89
exercise price
2012-10-30
2012-10-29DENO DAVID
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,895
0 owned after
$63.00
exercise price
2012-10-30
2012-10-29BILLINGS HILARY
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$50.89
exercise price
2012-10-30
2012-10-29BILLINGS HILARY
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,895
0 owned after
$63.00
exercise price
2012-10-30
2012-10-29BALDWIN GERALD
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$26.47
exercise price
2012-10-30
2012-10-29BALDWIN GERALD
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$36.15
exercise price
2012-10-30
2012-10-29BALDWIN GERALD
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$50.89
exercise price
2012-10-30
2012-10-29BALDWIN GERALD
Director
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,895
0 owned after
$63.00
exercise price
2012-10-30
2012-10-29CONWAY SHAWN
Officer (VP, Chief Supply Chain Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−32,517
0 owned after
$33.57
exercise price
2012-10-30
2012-10-29CONWAY SHAWN
Officer (VP, Chief Supply Chain Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,625
0 owned after
$39.51
exercise price
2012-10-30
2012-10-29CONWAY SHAWN
Officer (VP, Chief Supply Chain Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−11,000
0 owned after
$47.31
exercise price
2012-10-30
2012-10-29CONWAY SHAWN
Officer (VP, Chief Supply Chain Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−9,745
0 owned after
$62.70
exercise price
2012-10-30
2012-10-29CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,225
0 owned after
$23.57
exercise price
2012-10-30
2012-10-29CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,180
0 owned after
$26.34
exercise price
2012-10-30
2012-10-29CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−13,172
0 owned after
$28.91
exercise price
2012-10-30
2012-10-29CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−9,600
0 owned after
$39.51
exercise price
2012-10-30
2012-10-29CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−11,800
0 owned after
$47.31
exercise price
2012-10-30
2012-10-29CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,981
0 owned after
$62.70
exercise price
2012-10-30
2012-10-29BOGEAJIS KAY
Officer (VP of Retail Operations)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,375
0 owned after
$23.57
exercise price
2012-10-30
2012-10-29BOGEAJIS KAY
Officer (VP of Retail Operations)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,216
0 owned after
$26.34
exercise price
2012-10-30
2012-10-29BOGEAJIS KAY
Officer (VP of Retail Operations)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,834
0 owned after
$28.41
exercise price
2012-10-30
2012-10-29BOGEAJIS KAY
Officer (VP of Retail Operations)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,350
0 owned after
$39.51
exercise price
2012-10-30
2012-10-29BOGEAJIS KAY
Officer (VP of Retail Operations)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,000
0 owned after
$47.31
exercise price
2012-10-30
2012-10-29BOGEAJIS KAY
Officer (VP of Retail Operations)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,814
0 owned after
$62.70
exercise price
2012-10-30
2012-10-29ODEA PATRICK
Director, Officer (President & CEO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,000
0 owned after
$23.57
exercise price
2012-10-30
2012-10-29ODEA PATRICK
Director, Officer (President & CEO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−50,002
0 owned after
$26.34
exercise price
2012-10-30
2012-10-29ODEA PATRICK
Director, Officer (President & CEO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,648
0 owned after
$26.48
exercise price
2012-10-30
2012-10-29ODEA PATRICK
Director, Officer (President & CEO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−28,165
0 owned after
$28.91
exercise price
2012-10-30
2012-10-29ODEA PATRICK
Director, Officer (President & CEO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−21,750
0 owned after
$37.10
exercise price
2012-10-30
2012-10-29ODEA PATRICK
Director, Officer (President & CEO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−31,000
0 owned after
$47.31
exercise price
2012-10-30
2012-05-15CONWAY SHAWN
Officer (VP, Chief Supply Chain Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+9,745
9,745 owned after
$62.70
exercise price
2012-05-17
2012-05-15CAWLEY TOM
Officer (CFO)
4Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,981
6,981 owned after
$62.70
exercise price
2012-05-17
2012-05-15BOGEAJIS KAY
Officer (VP of Retail Operations)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,814
5,814 owned after
$62.70
exercise price
2012-05-17
2012-05-14VALETTE JEAN MICHEL
Director
4Stock Option (right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,895
2,895 owned after
$63.00
exercise price
2012-05-16
2012-05-14Sartain Elizabeth P
Director
4Stock Option (right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,895
2,895 owned after
$63.00
exercise price
2012-05-16
2012-05-14LINTON MICHAEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,895
2,895 owned after
$63.00
exercise price
2012-05-16
2012-05-14HALL TED W
Director
4Stock Option (right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,895
2,895 owned after
$63.00
exercise price
2012-05-16
2012-05-14DENO DAVID
Director
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,895
2,895 owned after
$63.00
exercise price
2012-05-16
2012-05-14BILLINGS HILARY
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,895
2,895 owned after
$63.00
exercise price
2012-05-16
2012-05-14BALDWIN GERALD
Director
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,895
2,895 owned after
$63.00
exercise price
2012-05-16
2012-03-21CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,100
9,600 owned after
$39.51
exercise price
2012-03-22
2012-03-16CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−100
12,700 owned after
$39.51
exercise price
2012-03-20
2012-03-15VALETTE JEAN MICHEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,500
0 owned after
$30.60
exercise price
2012-03-19
2012-03-15VALETTE JEAN MICHEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,500
1,000 owned after
$26.42
exercise price
2012-03-19
2012-03-15VALETTE JEAN MICHEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,000
0 owned after
$26.42
exercise price
2012-03-19
2012-03-12CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,180
5,180 owned after
$26.34
exercise price
2012-03-13
2012-03-09CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,000
6,360 owned after
$26.34
exercise price
2012-03-13
2012-03-01ODEA PATRICK
Officer (President and CEO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,850
21,750 owned after
$37.10
exercise price
2012-03-02
2012-03-01LINTON MICHAEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,745
0 owned after
$26.45
exercise price
2012-03-01
2012-02-29ODEA PATRICK
Officer (President and CEO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,400
27,600 owned after
$37.10
exercise price
2012-03-02
2012-02-28LINTON MICHAEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−577
4,745 owned after
$26.45
exercise price
2012-03-01
2012-02-22VALETTE JEAN MICHEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+3,153
0 owned after
$26.48
exercise price
2012-02-22
2012-02-21CAWLEY TOM
Officer (CFO)
4/AStock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−508
0 owned after
$26.50
exercise price
2012-03-01
2012-02-21CAWLEY TOM
Officer (CFO)
4/AStock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,675
2,225 owned after
$23.57
exercise price
2012-03-01
2012-02-21BILLINGS HILARY
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
0 owned after
$23.91
exercise price
2012-02-23
2012-02-21BILLINGS HILARY
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
0 owned after
$26.47
exercise price
2012-02-23
2012-02-21VALETTE JEAN MICHEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+1,146
3,153 owned after
$26.48
exercise price
2012-02-22
2012-02-21CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−508
0 owned after
$26.50
exercise price
2012-02-22
2012-02-21CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,675
2,225 owned after
$23.57
exercise price
2012-02-22
2012-02-17CAWLEY TOM
Officer (CFO)
4/AStock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,392
508 owned after
$26.50
exercise price
2012-03-01
2012-02-17VALETTE JEAN MICHEL
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+3,201
4,299 owned after
$26.48
exercise price
2012-02-22
2012-02-17CAWLEY TOM
Officer (CFO)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,392
508 owned after
$26.50
exercise price
2012-02-22