Peerless Systems Corporation Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-19: Reporting owner North Star Investment Management Corp.; Form 4; Security Peerless Systems Corp; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-09-18: Reporting owner North Star Investment Management Corp.; Form 4; Security Peerless Systems Corp; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-06-20: Reporting owner RIGALI JOHN V; Form 3; Security NO SECURITIES ARE BENEFICIALLY OWNED.; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-19 | North Star Investment Management Corp. 10% Owner | 4 | Peerless Systems Corp Non-derivative · Indirect · Investment Advisor | P Open market or private purchase of non-derivative or derivative security | −23,840 317,382 owned after | $3.79 | 2012-09-21 | |
| 2012-09-18 | North Star Investment Management Corp. 10% Owner | 4 | Peerless Systems Corp Non-derivative · Indirect · Investment Advisor | P Open market or private purchase of non-derivative or derivative security | −6,800 341,222 owned after | $3.77 | 2012-09-21 | |
| 2006-06-20 holding as of filing | RIGALI JOHN V Officer (CFO AND VP OF FINANCE) | 3 | NO SECURITIES ARE BENEFICIALLY OWNED. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2006-06-20 |