PATTERN ENERGY GROUP INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-31: Reporting owner Pattern Energy Group LP | Pattern Energy Group Holdings GP LLC | R/C Renewable Energy GP II, L.L.C. | Pattern Renewables LP | Pattern Renewables GP LLC | Pattern Energy GP, LLC | R/C Wind II LP | Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. | Pattern Energy Group Holdings LP; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2014-12-31: Reporting owner Pedersen Esben W.; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2014-12-31: Reporting owner Armistead Hunter H.; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2014-12-31: Reporting owner Garland Michael M.; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-31 | Pattern Energy Group LP | Pattern Energy Group Holdings GP LLC | R/C Renewable Energy GP II, L.L.C. | Pattern Renewables LP | Pattern Renewables GP LLC | Pattern Energy GP, LLC | R/C Wind II LP | Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. | Pattern Energy Group Holdings LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −15,407,808 0 owned after | $0.00 | 2015-01-05 | |
| 2014-12-31 | Pedersen Esben W. Officer (Chief Investment Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −38,426 0 owned after | $0.00 | 2015-01-05 | |
| 2014-12-31 | Armistead Hunter H. Officer (Exec. VP, Business Development) | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −20,201 0 owned after | $0.00 | 2015-01-05 | |
| 2014-12-31 | Garland Michael M. Officer (Director, President and CEO) | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −44,443 0 owned after | $0.00 | 2015-01-05 | |
| 2014-12-31 | Lyon Michael J. Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,201 0 owned after | $0.00 | 2015-01-05 | |
| 2014-12-31 | Shugart Christopher M. Officer (Senior VP, Operations) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −23,921 0 owned after | $0.00 | 2015-01-05 | |
| 2014-03-28 | Pattern Energy Group LP | R/C Wind II LP | Pattern Renewables GP LLC | R/C Renewable Energy GP II, L.L.C. | Pattern Energy GP, LLC | Pattern Energy Group Holdings GP LLC | Pattern Renewables LP | Pattern Energy Group Holdings LP | Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +15,407,808 15,407,808 owned after | $0.00 | 2015-01-05 |