PATIENT SAFETY TECHNOLOGIES, INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-24: Reporting owner Francis, John P.; Form 4; Security Series B Convertible Preferred Stock, par value $1.00; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-06-24: Reporting owner Francis Capital Management, LLC | Francis, John P.; Form 4; Security Series B Preferred Convertible Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-24 | Francis, John P. Director | 4 | Series B Convertible Preferred Stock, par value $1.00 Non-derivative · Indirect · see note | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,628 0 owned after | $296.00 | 2014-03-26 | |
| 2010-06-24 | Francis Capital Management, LLC | Francis, John P. 10% Owner | Director, 10% Owner | 4 | Series B Preferred Convertible Stock Derivative · Indirect · Through CPL | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $0.75 exercise price | 2010-06-28 |