PATHEON INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 92 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner Taylor Thomas S | Hammond Kevin T. | SCHWARTZ MICHAEL J | Lagarde Michel | JLL Patheon Holdings, Cooperatief U.A. | Rodriguez Frank J | LEVY PAUL S | Hahn Eugene | O'Leary Nicholas C | MILGRIM BRETT N; Form 4; Security Restricted Voting Shares; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-12-31: Reporting owner JLL Associates V (Patheon), L.P. | CASTALDI ALEXANDER R | JLL Patheon Holdings, Cooperatief U.A. | Agroskin Daniel | JLL Patheon Holdings LLC | JLL Partners Fund V (Patheon), L.P. | JLL Partners Associates GP V (Patheon), Ltd.; Form 4; Security Restricted Voting Shares; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-12-28: Reporting owner Watchorn Derek John; Form 4; Security Restricted Voting Shares; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-12-28: Reporting owner Watchorn Derek John; Form 4; Security Restricted Voting Shares; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Taylor Thomas S | Hammond Kevin T. | SCHWARTZ MICHAEL J | Lagarde Michel | JLL Patheon Holdings, Cooperatief U.A. | Rodriguez Frank J | LEVY PAUL S | Hahn Eugene | O'Leary Nicholas C | MILGRIM BRETT N 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +524,392 78,144,986 owned after | $3.19 | 2013-01-02 | |
| 2012-12-31 | JLL Associates V (Patheon), L.P. | CASTALDI ALEXANDER R | JLL Patheon Holdings, Cooperatief U.A. | Agroskin Daniel | JLL Patheon Holdings LLC | JLL Partners Fund V (Patheon), L.P. | JLL Partners Associates GP V (Patheon), Ltd. 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +524,392 78,144,986 owned after | $3.19 | 2013-01-02 | |
| 2012-12-28 | Watchorn Derek John Director | 4 | Restricted Voting Shares Non-derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | +2,059 30,384 owned after | $3.20 | 2013-01-02 | |
| 2012-12-28 | Watchorn Derek John Director | 4 | Restricted Voting Shares Non-derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | +254 3,754 owned after | $3.20 | 2013-01-02 | |
| 2012-12-28 | Viso Joaquin Bautista Director | 4 | Restricted Voting Shares Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +865,645 11,689,698 owned after | $3.19 | 2013-01-02 | |
| 2012-12-27 | Shaw Brian Gordon Director | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,000 93,000 owned after | $3.40 | 2012-12-31 | |
| 2012-12-24 | Shaw Brian Gordon Director | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,700 78,000 owned after | $3.32 | 2012-12-26 | |
| 2012-12-21 | LYTTON MICHAEL Officer (EVP Corp Dev & Strategy and GC) | 4 | Restricted Voting Shares Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +15,290 206,490 owned after | $3.19 | 2013-01-03 | |
| 2012-12-21 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000,000 2,201,044 owned after | $2.64 | 2012-12-26 | |
| 2012-12-21 | Shaw Brian Gordon Director | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,300 75,300 owned after | $3.27 | 2012-12-26 | |
| 2012-12-18 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4/A | Restricted Voting Shares Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +111,041 1,312,085 owned after | $3.24 | 2013-02-11 | |
| 2012-12-18 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | W Acquisition or disposition by will or the laws of descent and distribution | +96,052 1,297,096 owned after | $3.24 | 2013-01-02 | |
| 2012-12-17 | Shaw Brian Gordon Director | 4/A | Restricted Voting Shares Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +17,939 77,939 owned after | $3.24 | 2013-02-11 | |
| 2012-12-17 | Sutin David Earl Director | 4/A | Restricted Voting Shares Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +16,454 36,454 owned after | $3.24 | 2013-02-11 | |
| 2012-12-17 | Shaw Brian Gordon Director | 4/A | Restricted Voting Shares Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +4,797 64,797 owned after | $3.24 | 2013-01-02 | |
| 2012-12-17 | Sutin David Earl Director | 4 | Restricted Voting Shares Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +1,598 21,598 owned after | $3.24 | 2013-01-02 | |
| 2012-12-17 | Shaw Brian Gordon Director | 4 | Restricted Voting Shares Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +4,363 64,363 owned after | $3.24 | 2012-12-19 | |
| 2012-12-14 | JLL Patheon Holdings, Cooperatief U.A. | Taylor Thomas S | O'Leary Nicholas C | Hammond Kevin T. | MILGRIM BRETT N | Rodriguez Frank J | Hahn Eugene | SCHWARTZ MICHAEL J | Lagarde Michel | LEVY PAUL S 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +5,262,413 77,620,594 owned after | $3.19 | 2012-12-17 | |
| 2012-12-14 | CASTALDI ALEXANDER R | Agroskin Daniel | JLL Partners Fund V (Patheon), L.P. | JLL Associates V (Patheon), L.P. | JLL Patheon Holdings LLC | JLL Patheon Holdings, Cooperatief U.A. | JLL Partners Associates GP V (Patheon), Ltd. 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +5,262,413 77,620,594 owned after | $3.19 | 2012-12-17 | |
| 2012-10-31 | O'Leary Nicholas C Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,443 31,895 owned after | no price filed | 2012-11-02 | |
| 2012-10-31 | Agroskin Daniel Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,443 104,397 owned after | no price filed | 2012-11-02 | |
| 2012-10-31 | Sutin David Earl Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,443 55,874 owned after | $0.00 | 2012-11-02 | |
| 2012-10-31 | Shaw Brian Gordon Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,283 80,939 owned after | no price filed | 2012-11-02 | |
| 2012-10-31 | Viso Joaquin Bautista Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,443 104,397 owned after | no price filed | 2012-11-02 | |
| 2012-10-31 | Lagarde Michel Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,443 48,928 owned after | no price filed | 2012-11-02 | |
| 2012-10-31 | LEVY PAUL S Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,443 159,291 owned after | no price filed | 2012-11-02 | |
| 2012-10-31 | Watchorn Derek John Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,443 159,291 owned after | no price filed | 2012-11-02 | |
| 2012-07-31 | O'Leary Nicholas C Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,483 27,451 owned after | no price filed | 2012-08-02 | |
| 2012-07-31 | Agroskin Daniel Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,483 99,954 owned after | no price filed | 2012-08-02 | |
| 2012-07-31 | Sutin David Earl Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,483 51,431 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | Shaw Brian Gordon Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,789 77,656 owned after | no price filed | 2012-08-02 | |
| 2012-07-31 | Viso Joaquin Bautista Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,483 99,954 owned after | no price filed | 2012-08-02 | |
| 2012-07-31 | Lagarde Michel Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,483 44,484 owned after | no price filed | 2012-08-02 | |
| 2012-07-31 | LEVY PAUL S Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,483 154,847 owned after | no price filed | 2012-08-02 | |
| 2012-07-31 | Watchorn Derek John Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,483 154,847 owned after | no price filed | 2012-08-02 | |
| 2012-07-16 | MILGRIM BRETT N | Hahn Eugene | O'Leary Nicholas C | Lagarde Michel | Taylor Thomas S | Rodriguez Frank J | JLL Patheon Holdings, Cooperatief U.A. | Hammond Kevin T. | SCHWARTZ MICHAEL J | LEVY PAUL S 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +119,400 72,358,181 owned after | $2.78 | 2012-07-17 | |
| 2012-07-16 | JLL Associates V (Patheon), L.P. | JLL Partners Associates GP V (Patheon), Ltd. | Agroskin Daniel | JLL Patheon Holdings LLC | JLL Partners Fund V (Patheon), L.P. | CASTALDI ALEXANDER R | JLL Patheon Holdings, Cooperatief U.A. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +119,400 72,358,181 owned after | $2.78 | 2012-07-17 | |
| 2012-07-13 | JLL Patheon Holdings, Cooperatief U.A. | Hahn Eugene | LEVY PAUL S | O'Leary Nicholas C | MILGRIM BRETT N | SCHWARTZ MICHAEL J | Taylor Thomas S | Lagarde Michel | Rodriguez Frank J | Hammond Kevin T. 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +9,500 72,238,781 owned after | $2.64 | 2012-07-16 | |
| 2012-07-13 | JLL Partners Associates GP V (Patheon), Ltd. | JLL Patheon Holdings LLC | CASTALDI ALEXANDER R | Agroskin Daniel | JLL Partners Fund V (Patheon), L.P. | JLL Patheon Holdings, Cooperatief U.A. | JLL Associates V (Patheon), L.P. 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +9,500 72,238,781 owned after | $2.64 | 2012-07-16 | |
| 2012-07-12 | JLL Patheon Holdings, Cooperatief U.A. | Hahn Eugene | LEVY PAUL S | O'Leary Nicholas C | MILGRIM BRETT N | SCHWARTZ MICHAEL J | Taylor Thomas S | Lagarde Michel | Rodriguez Frank J | Hammond Kevin T. 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +26,400 72,229,281 owned after | $2.63 | 2012-07-16 | |
| 2012-07-12 | JLL Partners Associates GP V (Patheon), Ltd. | JLL Patheon Holdings LLC | CASTALDI ALEXANDER R | Agroskin Daniel | JLL Partners Fund V (Patheon), L.P. | JLL Patheon Holdings, Cooperatief U.A. | JLL Associates V (Patheon), L.P. 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +26,400 72,229,281 owned after | $2.63 | 2012-07-16 | |
| 2012-07-11 | Lagarde Michel | SCHWARTZ MICHAEL J | O'Leary Nicholas C | Hammond Kevin T. | Hahn Eugene | JLL Patheon Holdings, Cooperatief U.A. | Taylor Thomas S | LEVY PAUL S | MILGRIM BRETT N | Rodriguez Frank J Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,200 72,202,881 owned after | $2.67 | 2012-07-12 | |
| 2012-07-11 | JLL Patheon Holdings LLC | JLL Associates V (Patheon), L.P. | JLL Partners Fund V (Patheon), L.P. | Agroskin Daniel | JLL Patheon Holdings, Cooperatief U.A. | CASTALDI ALEXANDER R | JLL Partners Associates GP V (Patheon), Ltd. 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,200 72,202,881 owned after | $2.67 | 2012-07-12 | |
| 2012-07-10 | Lagarde Michel | SCHWARTZ MICHAEL J | O'Leary Nicholas C | Hammond Kevin T. | Hahn Eugene | JLL Patheon Holdings, Cooperatief U.A. | Taylor Thomas S | LEVY PAUL S | MILGRIM BRETT N | Rodriguez Frank J Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +17,000 72,196,681 owned after | $2.66 | 2012-07-12 | |
| 2012-07-10 | JLL Patheon Holdings LLC | JLL Associates V (Patheon), L.P. | JLL Partners Fund V (Patheon), L.P. | Agroskin Daniel | JLL Patheon Holdings, Cooperatief U.A. | CASTALDI ALEXANDER R | JLL Partners Associates GP V (Patheon), Ltd. 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +17,000 72,196,681 owned after | $2.66 | 2012-07-12 | |
| 2012-07-09 | LEVY PAUL S | JLL Patheon Holdings, Cooperatief U.A. | Taylor Thomas S | SCHWARTZ MICHAEL J | Hammond Kevin T. | Lagarde Michel | Rodriguez Frank J | MILGRIM BRETT N | Hahn Eugene | O'Leary Nicholas C Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +21,600 72,179,681 owned after | $2.66 | 2012-07-10 | |
| 2012-07-09 | JLL Patheon Holdings, Cooperatief U.A. | JLL Associates V (Patheon), L.P. | Agroskin Daniel | CASTALDI ALEXANDER R | JLL Partners Associates GP V (Patheon), Ltd. | JLL Partners Fund V (Patheon), L.P. | JLL Patheon Holdings LLC 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +21,600 72,179,681 owned after | $2.66 | 2012-07-10 | |
| 2012-07-06 | LEVY PAUL S | JLL Patheon Holdings, Cooperatief U.A. | Taylor Thomas S | SCHWARTZ MICHAEL J | Hammond Kevin T. | Lagarde Michel | Rodriguez Frank J | MILGRIM BRETT N | Hahn Eugene | O'Leary Nicholas C Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 72,158,081 owned after | $2.66 | 2012-07-10 | |
| 2012-07-06 | JLL Patheon Holdings, Cooperatief U.A. | JLL Associates V (Patheon), L.P. | Agroskin Daniel | CASTALDI ALEXANDER R | JLL Partners Associates GP V (Patheon), Ltd. | JLL Partners Fund V (Patheon), L.P. | JLL Patheon Holdings LLC 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 72,158,081 owned after | $2.66 | 2012-07-10 | |
| 2012-07-05 | Rodriguez Frank J | O'Leary Nicholas C | Hahn Eugene | Hammond Kevin T. | Taylor Thomas S | JLL Patheon Holdings, Cooperatief U.A. | SCHWARTZ MICHAEL J | Lagarde Michel | LEVY PAUL S | MILGRIM BRETT N 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +32,700 72,133,081 owned after | $2.60 | 2012-07-06 | |
| 2012-07-05 | CASTALDI ALEXANDER R | JLL Associates V (Patheon), L.P. | Agroskin Daniel | JLL Patheon Holdings, Cooperatief U.A. | JLL Patheon Holdings LLC | JLL Partners Associates GP V (Patheon), Ltd. | JLL Partners Fund V (Patheon), L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +32,700 72,133,081 owned after | $2.60 | 2012-07-06 | |
| 2012-07-04 | Rodriguez Frank J | O'Leary Nicholas C | Hahn Eugene | Hammond Kevin T. | Taylor Thomas S | JLL Patheon Holdings, Cooperatief U.A. | SCHWARTZ MICHAEL J | Lagarde Michel | LEVY PAUL S | MILGRIM BRETT N 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,500 72,100,381 owned after | $2.49 | 2012-07-06 | |
| 2012-07-04 | CASTALDI ALEXANDER R | JLL Associates V (Patheon), L.P. | Agroskin Daniel | JLL Patheon Holdings, Cooperatief U.A. | JLL Patheon Holdings LLC | JLL Partners Associates GP V (Patheon), Ltd. | JLL Partners Fund V (Patheon), L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,500 72,100,381 owned after | $2.49 | 2012-07-06 | |
| 2012-07-03 | Rodriguez Frank J | O'Leary Nicholas C | Hahn Eugene | Hammond Kevin T. | Taylor Thomas S | JLL Patheon Holdings, Cooperatief U.A. | SCHWARTZ MICHAEL J | Lagarde Michel | LEVY PAUL S | MILGRIM BRETT N 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,100 72,092,881 owned after | $2.43 | 2012-07-06 | |
| 2012-07-03 | CASTALDI ALEXANDER R | JLL Associates V (Patheon), L.P. | Agroskin Daniel | JLL Patheon Holdings, Cooperatief U.A. | JLL Patheon Holdings LLC | JLL Partners Associates GP V (Patheon), Ltd. | JLL Partners Fund V (Patheon), L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,100 72,092,881 owned after | $2.43 | 2012-07-06 | |
| 2012-04-30 | O'Leary Nicholas C Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,969 20,969 owned after | no price filed | 2012-05-02 | |
| 2012-04-30 | Agroskin Daniel Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,551 93,471 owned after | no price filed | 2012-05-02 | |
| 2012-04-30 | Sutin David Earl Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,551 44,948 owned after | $0.00 | 2012-05-02 | |
| 2012-04-30 | Shaw Brian Gordon Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,578 72,866 owned after | no price filed | 2012-05-02 | |
| 2012-04-30 | Viso Joaquin Bautista Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,551 93,471 owned after | no price filed | 2012-05-02 | |
| 2012-04-30 | Lagarde Michel Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,551 38,002 owned after | no price filed | 2012-05-02 | |
| 2012-04-30 | LEVY PAUL S Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,551 148,365 owned after | no price filed | 2012-05-02 | |
| 2012-04-30 | Watchorn Derek John Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,551 148,365 owned after | no price filed | 2012-05-02 | |
| 2012-04-12 | Kontny Mark James Officer (President Global Pharmaceutica) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +13,120 13,120 owned after | $2.26 | 2012-04-16 | |
| 2012-03-19 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +194,759 1,201,044 owned after | $1.86 | 2012-03-20 | |
| 2012-03-16 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 1,006,285 owned after | $1.88 | 2012-03-20 | |
| 2012-03-14 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,400 1,001,285 owned after | $1.70 | 2012-03-15 | |
| 2012-03-13 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +800 999,885 owned after | $1.67 | 2012-03-15 | |
| 2012-03-09 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,300 999,085 owned after | $1.75 | 2012-03-13 | |
| 2012-03-07 holding as of filing | Taylor Thomas S | 4 | Restricted Voting Shares Non-derivative · Indirect · See footnote | Holding | 72,077,781 owned after | no price filed | 2012-03-07 | |
| 2012-03-05 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +9,500 983,785 owned after | $1.73 | 2012-03-07 | |
| 2012-02-29 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +48,400 974,285 owned after | $1.97 | 2012-03-02 | |
| 2012-02-27 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +88,500 925,885 owned after | $1.80 | 2012-02-29 | |
| 2012-02-23 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +19,000 837,385 owned after | $1.71 | 2012-02-24 | |
| 2012-02-22 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,000 818,385 owned after | $1.71 | 2012-02-24 | |
| 2012-02-21 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,700 812,385 owned after | $1.68 | 2012-02-21 | |
| 2012-02-17 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,600 803,685 owned after | $1.63 | 2012-02-21 | |
| 2012-02-13 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,000 793,085 owned after | $1.54 | 2012-02-13 | |
| 2012-02-10 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +61,800 786,085 owned after | $1.44 | 2012-02-13 | |
| 2012-02-09 | MULLEN JAMES C Director, Officer (Chief Executive Officer) | 4 | Restricted Voting Shares Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +115,900 724,285 owned after | $1.36 | 2012-02-13 | |
| 2012-02-02 holding as of filing | Lagarde Michel Director, 10% Owner | 4 | Restricted Voting Shares Non-derivative · Indirect · See Footnote | Holding | 72,077,781 owned after | no price filed | 2012-02-02 | |
| 2012-01-31 | Lagarde Michel Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,451 30,451 owned after | no price filed | 2012-02-02 | |
| 2012-01-31 | Watchorn Derek John Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,520 140,814 owned after | no price filed | 2012-02-02 | |
| 2012-01-31 | FRANK RAMSEY A Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,520 140,814 owned after | no price filed | 2012-02-02 | |
| 2012-01-31 | LEVY PAUL S Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,520 140,814 owned after | no price filed | 2012-02-02 | |
| 2012-01-31 | Viso Joaquin Bautista Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,520 85,921 owned after | no price filed | 2012-02-02 | |
| 2012-01-31 | Shaw Brian Gordon Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,250 67,288 owned after | no price filed | 2012-02-02 | |
| 2012-01-31 | Sutin David Earl Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,520 37,398 owned after | $0.00 | 2012-02-02 | |
| 2012-01-31 | Agroskin Daniel Director, 10% Owner | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,520 85,921 owned after | no price filed | 2012-02-02 | |
| 2012-01-30 | Taylor Thomas S | 4 | Restricted Voting Shares Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +135,595 135,595 owned after | no price filed | 2012-03-07 | |
| 2012-01-30 | Taylor Thomas S | 4 | Restricted Voting Shares Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −135,595 0 owned after | no price filed | 2012-03-07 | |
| 2012-01-30 | Taylor Thomas S | 4 | Deferred Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −135,595 0 owned after | no price filed | 2012-03-07 |