Pareteum Corp Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-08-24: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Offering includes optional and mandatory conversions into the Issuer's common stock.; Date of first sale Yet to occur; Total offering amount $1,500,000.
- 2015-12-17: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale Yet to occur; Total offering amount $4,200,000.
- 2012-04-27: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-03-30; Total offering amount $8,800,000.
- 2011-02-11: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2010-06-28; Total offering amount $38,165,510.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-08-24 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Offering includes optional and mandatory conversions into the Issuer's common stock. | Yet to occur | $1,500,000 | $0 | $1,500,000 | 0 |
| 2015-12-17 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | Yet to occur | $4,200,000 | $0 | $4,200,000 | 0 |
| 2012-04-27 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-03-30 | $8,800,000 | $8,800,000 | $0 | 5 |
| 2011-02-11 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2010-06-28 | $38,165,510 | $23,165,510 | $15,000,000 | 192 |
| 2010-10-08 D/A | Rule 506 | Equity; OptionToAcquire | 2010-06-28 | $14,000,000 | $8,387,550 | $5,612,450 | 129 |
| 2010-07-13 | Rule 506 | Equity; OptionToAcquire | 2010-06-28 | $12,800,000 | $6,459,800 | $6,340,200 | 100 |
| 2009-07-10 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | Yet to occur | $4,000,000 | $0 | $4,000,000 | 0 |