PARAMOUNT GROUP, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-12-22: Reporting owner Bussmann Martin; Form 4; Security LTIP Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-12-22: Reporting owner Bussmann Martin; Form 4; Security LTIP Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-12-22: Reporting owner Bussmann Martin; Form 4; Security LTIP Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-07-31: Reporting owner Otto Maren; Form 4; Security Partnership Units; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-12-22 | Bussmann Martin Director | 4 | LTIP Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,317 0 owned after | $5.85 exercise price | 2022-12-23 | |
| 2022-12-22 | Bussmann Martin Director | 4 | LTIP Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,074 0 owned after | $5.85 exercise price | 2022-12-23 | |
| 2022-12-22 | Bussmann Martin Director | 4 | LTIP Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,609 4,025 owned after | $5.85 exercise price | 2022-12-23 | |
| 2022-07-31 | Otto Maren 10% Owner | 4 | Partnership Units Derivative · Indirect · By ParkProperty Capital, LP | J Other acquisition or disposition (describe transaction) | +15,120 24,741 owned after | $7.85 | 2022-08-02 | |
| 2022-07-31 | Otto Maren 10% Owner | 4 | Partnership Units Derivative · Indirect · By ParkProperty Capital, LP | J Other acquisition or disposition (describe transaction) | −24,741 0 owned after | $7.85 | 2022-08-02 | |
| 2022-07-31 | Otto Alexander 10% Owner | 4 | Partnership Units Derivative · Indirect · By ParkProperty Capital, LP | J Other acquisition or disposition (describe transaction) | +44,017 72,026 owned after | $7.85 | 2022-08-02 | |
| 2022-07-31 | Otto Alexander 10% Owner | 4 | Partnership Units Derivative · Indirect · By ParkProperty Capital, LP | J Other acquisition or disposition (describe transaction) | −72,026 0 owned after | $7.85 | 2022-08-02 | |
| 2022-07-31 | Otto-Bernstein Katharina Director, 10% Owner | 4 | Partnership Units Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +29,937 48,986 owned after | $7.85 | 2022-08-02 | |
| 2022-07-31 | Otto-Bernstein Katharina Director, 10% Owner | 4 | Partnership Units Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −48,986 0 owned after | $7.85 | 2022-08-02 | |
| 2022-07-31 | Otto-Bernstein Katharina Director, 10% Owner | 4 | Partnership Units Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +145,753 224,933 owned after | $7.85 | 2022-08-02 | |
| 2022-05-12 | Klein Karin Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,857 13,857 owned after | $0.00 | 2022-05-16 | |
| 2022-05-12 | Otto-Bernstein Katharina Director, 10% Owner | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,857 13,857 owned after | $0.00 | 2022-05-16 | |
| 2022-05-12 | Bussmann Martin Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,857 13,857 owned after | $0.00 | 2022-05-16 | |
| 2022-05-12 | Patterson Mark R Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,857 13,857 owned after | $0.00 | 2022-05-16 | |
| 2022-05-12 | LINNEMAN PETER Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,857 13,857 owned after | $0.00 | 2022-05-16 | |
| 2022-05-12 | Wright Gregory S Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,857 13,857 owned after | $0.00 | 2022-05-16 | |
| 2022-04-29 | Otto Maren 10% Owner | 4 | Partnership Units Derivative · Indirect · By ParkProperty Capital, LP | J Other acquisition or disposition (describe transaction) | +9,621 9,621 owned after | $9.78 | 2022-04-29 | |
| 2022-04-29 | Otto-Bernstein Katharina Director, 10% Owner | 4 | Partnership Units Derivative · Indirect · By ParkProperty Capital, LP | J Other acquisition or disposition (describe transaction) | +19,049 19,049 owned after | $9.78 | 2022-04-29 | |
| 2022-04-29 holding as of filing | Otto-Bernstein Katharina Director, 10% Owner | 4 | Partnership Units Derivative · Direct | Holding | 56,948 owned after | no price filed | 2022-04-29 | |
| 2022-04-29 | Otto Alexander 10% Owner | 4 | Partnership Units Derivative · Indirect · By ParkProperty Capital, LP | J Other acquisition or disposition (describe transaction) | +28,009 28,009 owned after | $9.78 | 2022-04-29 | |
| 2022-01-13 | Paes Wilbur N. Officer (COO, CFO and Treasurer) | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,931 69,931 owned after | $0.00 | 2022-01-18 | |
| 2022-01-13 | Paes Wilbur N. Officer (COO, CFO and Treasurer) | 4 | AOLTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +254,238 254,238 owned after | $9.31 exercise price | 2022-01-18 | |
| 2022-01-13 | Paes Wilbur N. Officer (COO, CFO and Treasurer) | 4 | AOLTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +237,500 237,500 owned after | $8.63 exercise price | 2022-01-18 | |
| 2022-01-13 | Brindley Peter R.C. Officer (EVP, Head of Real Estate) | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,621 46,621 owned after | $0.00 | 2022-01-18 | |
| 2022-01-13 | Brindley Peter R.C. Officer (EVP, Head of Real Estate) | 4 | AOLTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +169,492 169,492 owned after | $9.31 exercise price | 2022-01-18 | |
| 2022-01-13 | Brindley Peter R.C. Officer (EVP, Head of Real Estate) | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,566 31,566 owned after | $0.00 | 2022-01-18 | |
| 2022-01-13 | Brindley Peter R.C. Officer (EVP, Head of Real Estate) | 4 | AOLTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $8.63 exercise price | 2022-01-18 | |
| 2022-01-13 | Johnson Gage R. Officer (SVP, GC and Secretary) | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,298 15,298 owned after | $0.00 | 2022-01-18 | |
| 2022-01-13 | Johnson Gage R. Officer (SVP, GC and Secretary) | 4 | AOLTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,615 55,615 owned after | $9.31 exercise price | 2022-01-18 | |
| 2022-01-13 | Johnson Gage R. Officer (SVP, GC and Secretary) | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,783 15,783 owned after | $0.00 | 2022-01-18 | |
| 2022-01-13 | Berberi Ermelinda Officer (See Remarks) | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,199 10,199 owned after | $0.00 | 2022-01-18 | |
| 2022-01-13 | Berberi Ermelinda Officer (See Remarks) | 4 | AOLTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,077 37,077 owned after | $9.31 exercise price | 2022-01-18 | |
| 2022-01-13 | Berberi Ermelinda Officer (See Remarks) | 4 | AOLTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,625 40,625 owned after | $8.63 exercise price | 2022-01-18 | |
| 2022-01-13 | Behler Albert P. Director, Officer (Chairman, CEO and President) | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109,266 109,266 owned after | $0.00 | 2022-01-18 | |
| 2022-01-13 | Behler Albert P. Director, Officer (Chairman, CEO and President) | 4 | AOLTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +662,077 662,077 owned after | $9.31 exercise price | 2022-01-18 | |
| 2022-01-13 | Behler Albert P. Director, Officer (Chairman, CEO and President) | 4 | AOLTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,112,500 1,112,500 owned after | $8.63 exercise price | 2022-01-18 |