PARABEL INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-04-25: Reporting owner Sherlock Peter E; Form 4; Security Option to Purchase Common Stock of Parabel Inc.; Transaction J Other acquisition or disposition (describe transaction).
- 2013-01-29: Reporting owner NAQVI SYED; Form 4; Security Option to Purchase Common Stock of Parabel Inc.; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-01-29: Reporting owner NAQVI SYED; Form 4; Security Option to Purchase Common Stock of Parabel Inc.; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-17: Reporting owner NAQVI SYED; Form 4; Security Option to Purchase Common Stock of Parabel Inc.; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-04-25 | Sherlock Peter E Officer (Former Chief Operating Officer) | 4 | Option to Purchase Common Stock of Parabel Inc. Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,863 149,137 owned after | $1.23 exercise price | 2014-05-06 | |
| 2013-01-29 | NAQVI SYED Officer (Senior Vice President) | 4 | Option to Purchase Common Stock of Parabel Inc. Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $5.50 exercise price | 2014-06-12 | |
| 2013-01-29 | NAQVI SYED Officer (Senior Vice President) | 4 | Option to Purchase Common Stock of Parabel Inc. Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.23 exercise price | 2014-06-12 | |
| 2012-05-17 | NAQVI SYED Officer (Senior Vice President) | 4 | Option to Purchase Common Stock of Parabel Inc. Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $5.50 exercise price | 2014-06-12 | |
| 2012-04-10 holding as of filing | Sherlock Peter E Officer (Chief Operating Officer) | 3 | Option to Purchase Common Stock of Parabel Inc. Derivative · Direct | Holding | $5.50 exercise price | 2012-04-10 |