Panera Bread Company Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 65 rows, 65 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-07-18: Reporting owner SHAICH RONALD M; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-07-18: Reporting owner SHAICH RONALD M; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-07-18: Reporting owner KOZIOL KENNETH M; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-07-18: Reporting owner KOZIOL KENNETH M; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-07-18 | SHAICH RONALD M Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,830 0 owned after | $166.19 exercise price | 2017-07-18 | |
| 2017-07-18 | SHAICH RONALD M Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,790 0 owned after | $161.54 exercise price | 2017-07-18 | |
| 2017-07-18 | KOZIOL KENNETH M Officer (EVP, Sourcing, Dist. & Mfg.) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,625 0 owned after | $186.14 exercise price | 2017-07-18 | |
| 2017-07-18 | KOZIOL KENNETH M Officer (EVP, Sourcing, Dist. & Mfg.) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,700 0 owned after | $186.14 exercise price | 2017-07-18 | |
| 2017-07-18 | KOZIOL KENNETH M Officer (EVP, Sourcing, Dist. & Mfg.) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,542 0 owned after | $202.52 exercise price | 2017-07-18 | |
| 2016-08-05 | Dunlap Elizabeth A. Officer (SVP, Chief People Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −226 226 owned after | $152.42 exercise price | 2016-08-09 | |
| 2016-08-05 | Dunlap Elizabeth A. Officer (SVP, Chief People Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −219 220 owned after | $166.19 exercise price | 2016-08-09 | |
| 2016-07-22 | Dunlap Elizabeth A. Officer (SVP, Chief People Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −277 0 owned after | $121.14 exercise price | 2016-07-26 | |
| 2015-08-18 | KISH DAN Officer (SVP, Food) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −115 0 owned after | $75.80 exercise price | 2015-08-20 | |
| 2015-08-11 | Cook Irene Officer (SVP, Company Operations) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −270 0 owned after | $75.80 exercise price | 2015-08-13 | |
| 2015-08-10 | Cook Irene Officer (SVP, Company Operations) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −319 107 owned after | $99.30 exercise price | 2015-08-12 | |
| 2015-08-05 | Cook Irene Officer (SVP, Company Operations) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +648 648 owned after | $202.52 exercise price | 2015-08-07 | |
| 2015-08-05 | KOZIOL KENNETH M Officer (Executive Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,542 1,542 owned after | $202.52 exercise price | 2015-08-07 | |
| 2015-07-30 | Cook Irene Officer (SVP, Company Operations) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −69 244 owned after | $166.19 exercise price | 2015-08-03 | |
| 2015-05-20 | KOZIOL KENNETH M Officer (Executive Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $186.14 exercise price | 2015-05-22 | |
| 2015-05-20 | KOZIOL KENNETH M Officer (Executive Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,700 4,700 owned after | $186.14 exercise price | 2015-05-22 | |
| 2015-02-26 | SHAICH RONALD M Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,790 13,790 owned after | $161.54 exercise price | 2015-03-02 | |
| 2015-02-26 | Dunlap Elizabeth A. Officer (SVP, Chief People Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +560 560 owned after | $161.54 exercise price | 2015-03-02 | |
| 2015-02-26 | DIPIETRO LOUIS Officer (SVP, General Counsel) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +326 326 owned after | $161.54 exercise price | 2015-03-02 | |
| 2015-02-26 | Cook Irene Officer (SVP, Company Operations) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +710 710 owned after | $161.54 exercise price | 2015-03-02 | |
| 2014-11-07 holding as of filing | Passanisi Robert Officer (SVP, Cafe Strategy) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $161.18 exercise price | 2014-11-07 | ||
| 2014-11-07 holding as of filing | Passanisi Robert Officer (SVP, Cafe Strategy) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $152.42 exercise price | 2014-11-07 | ||
| 2014-11-07 holding as of filing | Passanisi Robert Officer (SVP, Cafe Strategy) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $163.85 exercise price | 2014-11-07 | ||
| 2014-11-07 holding as of filing | Passanisi Robert Officer (SVP, Cafe Strategy) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $166.19 exercise price | 2014-11-07 | ||
| 2014-11-07 holding as of filing | KISH DAN Officer (SVP, Food) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $75.80 exercise price | 2014-11-07 | ||
| 2014-11-07 holding as of filing | DIPIETRO LOUIS Officer (SVP, General Counsel) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $147.90 exercise price | 2014-11-07 | ||
| 2014-11-05 | DIPIETRO LOUIS Officer (SVP, General Counsel) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +276 276 owned after | $165.29 exercise price | 2014-11-07 | |
| 2014-11-05 | CRANNICK RICHARD Officer (SVP, Ops Tools and Service) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138 138 owned after | $165.29 exercise price | 2014-11-07 | |
| 2014-08-04 | BORLAND MARK Officer (SVP,Chief Supply Chain Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,224 0 owned after | $55.20 exercise price | 2014-08-05 | |
| 2013-08-05 | BORLAND MARK Officer (SVP,Chief Supply Chain Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,224 1,224 owned after | $55.20 exercise price | 2013-08-13 | |
| 2013-08-05 | BORLAND MARK Officer (SVP,Chief Supply Chain Officer) | 4/A | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,224 1,224 owned after | $55.20 exercise price | 2013-08-13 | |
| 2013-08-05 | BORLAND MARK Officer (SVP,Chief Supply Chain Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,224 1,224 owned after | $55.20 exercise price | 2013-08-07 | |
| 2013-07-30 | SHAICH RONALD M Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,830 10,830 owned after | $166.19 exercise price | 2013-08-01 | |
| 2013-07-30 | Dunlap Elizabeth A. Officer (SVP, Chief People Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +439 439 owned after | $166.19 exercise price | 2013-08-01 | |
| 2013-07-30 | Cook Irene Officer (SVP, Company and JV Operations) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +279 279 owned after | $166.19 exercise price | 2013-08-01 | |
| 2013-07-30 | Kish Thomas C Officer (SVP, Chief Information Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +487 487 owned after | $166.19 exercise price | 2013-08-01 | |
| 2013-03-18 | Matthews Roger Christian Jr. Officer (EVP, Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,755 1,755 owned after | $160.24 exercise price | 2013-03-20 | |
| 2012-08-23 | Kish Thomas C Officer (SVP, Chief Information Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +532 532 owned after | $152.42 exercise price | 2012-08-24 | |
| 2012-08-23 | Kish Thomas C Officer (SVP, Chief Information Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +532 532 owned after | $152.42 exercise price | 2012-08-24 | |
| 2012-08-23 | Dunlap Elizabeth A. Officer (SVP, Chief People Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +452 452 owned after | $152.42 exercise price | 2012-08-24 | |
| 2012-08-03 | BORLAND MARK Officer (SVP,Chief Supply Chain Officer) | 4/A | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,224 3,672 owned after | $55.20 exercise price | 2012-08-13 | |
| 2012-08-03 | BORLAND MARK Officer (SVP,Chief Supply Chain Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,224 3,672 owned after | $55.20 exercise price | 2012-08-07 | |
| 2012-05-21 holding as of filing | Cook Irene Officer (SVP, Company and JV Operations) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $75.80 exercise price | 2012-05-21 | ||
| 2012-05-21 holding as of filing | Cook Irene Officer (SVP, Company and JV Operations) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $99.30 exercise price | 2012-05-21 | ||
| 2011-10-28 | Vanzura Rick Officer (EVP/Co-Chief Operating Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −830 2,492 owned after | $55.20 exercise price | 2011-11-01 | |
| 2011-08-10 | Kip Jeffrey W Officer (EVP, Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,888 3,888 owned after | $99.30 exercise price | 2011-08-12 | |
| 2011-06-01 | Dunlap Elizabeth A. Officer (SVP, Chief People Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +277 277 owned after | $121.14 exercise price | 2011-06-03 | |
| 2010-08-11 | Kip Jeffrey W Officer (SVP, Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,564 3,564 owned after | $75.80 exercise price | 2010-08-12 | |
| 2009-08-03 | Vanzura Rick Officer (EVP, Chief Admin. Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,322 3,322 owned after | $55.20 exercise price | 2009-08-05 | |
| 2009-08-03 | MAGUIRE JOHN M Officer (Executive Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,498 3,498 owned after | $55.20 exercise price | 2009-08-05 | |
| 2009-08-03 | Fine Rebecca Officer (SVP, Chief People Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +721 721 owned after | $55.20 exercise price | 2009-08-05 | |
| 2009-08-03 | BORLAND MARK Officer (SVP,Chief Supply Chain Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,896 4,896 owned after | $55.20 exercise price | 2009-08-05 | |
| 2008-03-14 | Simpson William Henry Jr. Officer (SVP, Company and JV Operations) | 4 | Choice Award (Right to Buy Class A Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2008-03-18 | |
| 2008-03-14 | NOLAN MICHAEL J Officer (SVP, Chief Development Officer) | 4 | Choice Award (Right to Buy Class A Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2008-03-18 | |
| 2008-03-14 | MAGUIRE JOHN M Officer (Executive Vice President) | 4 | Choice Award (Right to Buy Class A Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2008-03-18 | |
| 2008-03-14 | KUPSTAS MICHAEL J Officer (SVP, Chief Franchise Officer) | 4 | Choice Award (Right to Buy Class A Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2008-03-18 | |
| 2008-03-14 | Kish Thomas C Officer (SVP, Chief Information Officer) | 4 | Choice Award (Right to Buy Class A Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2008-03-18 | |
| 2008-03-14 | Kip Jeffrey W Officer (SVP, Chief Financial Officer) | 4 | Choice Award (Right to Buy Class A Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2008-03-18 | |
| 2008-03-14 | Fine Rebecca Officer (SVP, Chief People Officer) | 4 | Choice Award (Right to Buy Class A Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2008-03-18 | |
| 2008-03-14 | DAVIS SCOTT Officer (SVP,Chief Concept Officer) | 4 | Choice Award (Right to Buy Class A Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2008-03-18 | |
| 2008-03-14 | BORLAND MARK Officer (SVP,Chief Supply Chain Officer) | 4 | Choice Award (Right to Buy Class A Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2008-03-18 | |
| 2008-03-14 | Blair Scott G Officer (SVP, Chief Legal Officer, Sec.) | 4 | Choice Award (Right to Buy Class A Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2008-03-18 | |
| 2006-08-11 | Simpson William Henry Jr. Officer (SVP, Company and JV Operations) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,516 3,516 owned after | $47.95 exercise price | 2006-08-15 | |
| 2006-01-30 | NEAL YANOFSKY Officer (EVP, Chief Admin. Officer) | 4 | Choice Award Right to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,220 8,220 owned after | no price filed | 2006-02-01 | |
| 2006-01-30 | SHAICH RONALD M Director, Officer (Chairman & CEO), 10% Owner | 4 | Choice Award Right to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,880 21,880 owned after | no price filed | 2006-02-01 |