Panbela Therapeutics, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-06-27: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; COMMON STOCK, WARRANTS TO PURCHASE COMMON STOCK AND THE COMMON STOCK ISSUABLE UPON THE EXERCISE THEREOF.; Date of first sale 2016-06-10; Total offering amount $5,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-06-27 | Rule 506(b) | Equity; OptionToAcquire; COMMON STOCK, WARRANTS TO PURCHASE COMMON STOCK AND THE COMMON STOCK ISSUABLE UPON THE EXERCISE THEREOF. | 2016-06-10 | $5,000,000 | $1,951,000 | $3,049,000 | 27 |